Sokin

Compliance

• Perform AML checks and ongoing transaction monitoring for existing corporate clients
• Identify and verify potential corporate clients' identity (data collection, identification, verification, politically exposed person/sanctions lists check)
• Complete client due diligence searches
• Verify client data to be added to internal systems in line with client documentation
• Manage caseload and take ownership by tracking with business owners to ensure cases complete in a timely manner
• Liaise with business owners to clarify, investigate, escalate and resolve issues
• Complete ad hoc compliance tasks as required
• Monitor transactions and client behaviour for unusual or suspicious activity and raise appropriate escalations
• Work with cross-functional teams (Sales, Product, Legal) to resolve documentation or compliance-related queries
• Track and manage a caseload of compliance reviews and follow-ups within agreed turnaround times
• Manage the compliance support inbox and respond to internal and external stakeholders in a timely manner
• Support the Head of Compliance with internal reviews, audits, and regulatory reporting where required
• Assist in ongoing process improvements to enhance operational effectiveness and compliance standards

Compliance Analyst, Transaction Monitoring

• Perform AML checks and ongoing transaction monitoring for existing corporate clients
• Identify and verify potential corporate clients' identity (data collection, identification, verification, PEP/sanctions checks)
• Complete client due diligence searches and verify client data against documentation
• Manage caseload, track cases with business owners, and ensure timely completion
• Liaise with business owners to clarify, investigate, escalate and resolve issues
• Monitor transactions and client behaviour for unusual or suspicious activity and raise escalations
• Work with cross-functional teams (Sales, Product, Legal) to resolve documentation or compliance queries
• Manage the compliance support inbox and respond to internal and external stakeholders
• Support Head of Compliance with internal reviews, audits, and regulatory reporting
• Assist in ongoing process improvements to enhance operational effectiveness and compliance standards