Compliance

• Provide regulatory affairs domain expertise and influence at all levels in support of the Wound Management device portfolio
• Provide strategic input and technical guidance on regulatory requirements for new technologies and product modifications, considering both domestic and international regulations
• Prepare Pre-Sub and 510(k) submissions and technical documents to support CE mark and other international submissions
• Participate in negotiations and interactions with regulatory authorities during the development and review process
• Provide business and product information to the international regulatory affairs team to enable development and strategies and requirements and communicate that information to the business team
• Support international product registrations as needed
• Manage multiple projects and prioritize tasks on day by day basis to meet project schedules
• Collaborate with engineering, quality, clinical, marketing, and other functions to fulfill responsibilities
• Review promotional and advertising material
• Maintain current regulatory knowledge of domestic and international regulations, guidelines, and standards
• Create or revise departmental procedures to improve operations or to reflect changing regulatory requirements
• Participate in internal and external audits
• Maintain regulatory affairs documentation to support compliance with applicable regulatory requirements
• Perform other duties as assigned or required.

Principal Regulatory Affairs Specialist

• Identifying and evaluating mitigation and restoration opportunities
• Conducting field investigations, wetland delineations, and monitoring
• Developing mitigation, restoration, and management plans
• Managing mitigation sites, conservation easements, and restoration projects
• Coordinating with clients, agencies, consultants, landowners, and DU staff
• Preparing reports, agreements, funding requests, and project documentation
• Supporting business development, credit sales, outreach, and stakeholder engagement
• Performing GIS analysis and map production
• Assisting with project implementation
• Conducting data management, technical analysis, and public presentations

Biologist – Environmental Compliance Mitigation

• Develop and lead Casepoint’s enterprise Governance & Compliance strategy, ensuring scalable governance practices that support business growth and customer trust.
• Own enterprise privacy, compliance, AI governance, information governance, and corporate policy programs.
• Establish governance frameworks for emerging technologies, including responsible AI, data governance, and regulatory compliance.
• Partner with Executive Leadership to proactively identify, assess, and manage regulatory, contractual, operational, and technology-related risks.
• Provide executive oversight of the contracts function by partnering with the Director of Government Contracts on strategy, governance, risk management, and operational priorities.
• Collaborate with Sales, Product, Finance, Security, Legal, Engineering, and Customer Success to enable growth while balancing business objectives with appropriate governance.
• Develop executive reporting, governance metrics, and compliance dashboards to support informed decision-making.
• Drive continuous improvement through scalable processes, automation, and technology-enabled governance solutions.
• Monitor evolving regulatory requirements and industry best practices, recommending proactive enhancements to governance programs.

VP, Governance and Compliance

• Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations.
• Determine whether regulatory filings of advertising are required and coordinate as needed.
• Build and maintain rules in the advertising review system.
• Maintain final copies of advertising and other related documentation.
• Participate in regulatory and corporate audits for advertising compliance.
• Review and analyze current policies and procedures; identify, recommend and implement new and/or enhanced practices.
• Research, analyze and interpret current, new, and proposed regulatory requirements (e.g., statutes, regulations, bulletins) to determine impact to the organization and advise business partners.
• Update and maintain complete and accurate policies, procedures, compliance logs or files.
• Assist team members with research and assigned tasks; provide training to supported teams.
• Perform special projects as assigned.

Senior Compliance Analyst – Advertising Reviewer

• Collect groundwater samples for dewatering and baseline water quality.
• Support preparation of environmental permits and reports for projects, facilities, and operations for various clients.
• High degree of technical competency with completing baseline water quality sampling in Colorado and/or Wyoming.
• Familiarity with NPDES permitting in Colorado and/or Wyoming.
• Provide technical oversight and mentor scientific staff to ensure quality work products.
• Conduct water quality sampling and prepare environmental compliance reports and technical deliverables.
• Client interaction includes onsite and virtual client meetings.
• Strong track record of field work, proposal development and managing project deliverables, schedules and budgets.
• Understanding of environmental legislation and regulations and determine impact on client activities.
• Define and develop your own professional growth with mentoring from project managers.

Environmental Compliance Scientist, Level 3

• Conduct detailed review and provide regulatory approval for marketing materials, including advertising, sales literature, presentations, digital content, and client communications.
• Evaluate communications related to complex investment products (e.g., private markets, alternatives, insurance solutions) for compliance with regulatory requirements and internal policies.
• Assess performance presentations (including hypothetical, model, or composite performance) to ensure appropriate disclosure, balance, and substantiation.
• Identify and escalate material risks, including misleading statements, promissory or exaggerated claims, improper use of performance, or incomplete disclosures.
• Apply expert judgment to balance regulatory compliance with business objectives, providing actionable guidance to enable compliant and effective marketing.
• Interpret and apply SEC Marketing Rule, FINRA Rule 2210, GIPS 2020 standards and other applicable regulations across diverse product types and audiences (retail vs. institutional).
• Review and approve institutional-level thought leadership materials (e.g., market commentary, white papers, investment insights, and strategy pieces) to ensure compliance with applicable regulatory standards, including appropriate use of assumptions, forward-looking statements, and avoidance of misleading or unsubstantiated claims.
• Partner with marketing, product, and legal teams to develop compliant messaging strategies for complex or higher-risk offerings.
• Address regulatory comments (e.g., FINRA) and ensure timely and accurate remediation of identified issues.
• Provide guidance and training to business partners on marketing compliance expectations, particularly for complex products and emerging regulatory risk areas.

Senior Manager, Communications and Marketing Compliance

• Responsible for supporting regulatory compliance activities to ensure the organization operates within applicable laws, regulations and internal policies.
• Professionally, respectfully and effectively communicate compliance topics across all levels of the organization.
• Monitors the compliance inbox and provides timely responses to a variety of questions and support needs across the organization.
• Complete facility licensing, credentialing and re-credentialing.
• Conduct research on state and federal regulations and policies.
• Provide support in drafting, maintaining and reviewing policies, procedures and forms.
• Provide support for internal and external compliance audits.
• Create and update compliance trainings.
• Support the compliance department with various projects and initiatives.
• Perform other duties as assigned.

Compliance Generalist

• Develop and execute strategies that align Instacart's compliance goals with business priorities
• Lead, coach, and mentor a team of Regulatory Ops and Program Managers
• Drive alignment on high-priority legislative initiatives
• Partner closely with Policy & Government Affairs, Legal, Product & Engineering, Business Development, and Operations
• Oversee the coordination, implementation, and monitoring of regulatory initiatives
• Build and continuously improve the operational frameworks, workflows, and tooling for compliance

Senior Manager, Regulatory Operations

• Lead and develop a high-performing team focused on product release and regulatory execution
• Lead end-to-end regulatory product release strategy and execution, ensuring compliance with global regulatory requirements
• Drive process standardization, simplification, and automation across product release workflows
• Lead data quality initiatives to support compliant global submissions and product distribution
• Oversee regulatory distribution control processes (e.g., GTS/SAP) to enable timely and accurate product release
• Lead continuous improvement initiatives focused on cycle time, quality, and scalability of release processes
• Establish and monitor KPIs, dashboards, and reporting to track performance and compliance
• Build organizational capability in regulatory systems, data, and operational execution

Senior Regulatory Affairs Manager

• Support regulatory compliance efforts on the NG program with the US Space Force Space Launch Deltas 45 and 30
• Provide leadership in maintaining critical ground safety compliance products for the New Glenn launch vehicle program
• Develop and maintain positive relationships across the New Glenn program and our US government partners at the US Space Force
• Proactive planning of sophisticated products across many technical subject areas
• Developing, delivering, and communicating results in support of Range Safety Compliance
• Must have a working knowledge of the SSCMAN 91-710 requirements
• Perform at a high-level in a fast-paced, dynamic environment and be a team member

Range Safety Compliance Engineer – Ground Operations

• Partner with operating unit regulatory teams to help develop and refine strategies for complex medical devices, novel technologies, significant product changes, and market expansion opportunities.
• Provide strategic input on regulatory pathways, intended use, claims, evidence expectations, risk management, and post-market commitments.
• Support regulatory authority interactions by helping frame key questions, review briefing materials, contribute to response strategies, and communicate positions clearly and credibly.
• Advise on software and digital-health regulatory strategy, including software lifecycle expectations, AI-enabled functionality, interoperability, and connected systems.
• Serve as an enterprise advisor to operating unit regulatory teams conducting M&A, integration, or remediation activities by helping identify potential regulatory opportunities, risks, relevant internal process considerations, and applicable cross-portfolio precedent.
• Translate regulatory intelligence regarding evolving global regulations, guidance, policy, and deficiency trends into practical implications for Medtronic business regulatory strategies.
• Identify recurring strategic issues and deficiency trends across operating units to inform training content.
• Synthesize complex technical and regulatory issues into clear recommendations for senior leaders, regulatory teams, and cross-functional partners.

Principal Regulatory Strategy Specialist

• Lead and mentor a team of trade compliance professionals for the Industrial Segment
• Manage day-to-day compliance operations for the Industrial Segment, such as export and import classification, export authorizations, import clearance support, technology control plans, sanctions/due diligence issues, training delivery, and reviews of import/export contract terms
• Collaborate with policy owners to develop, execute and implement trade regulatory strategies that ensure the organization complies with all relevant laws and regulations
• Oversee the execution of trade compliance policy and support the creation, maintenance, and enforcement of trade compliance procedures to mitigate regulatory risks
• Lead regular compliance monitoring and auditing activities of the business segment to identify and address potential regulatory issues
• Communicate regulatory requirements and compliance status to senior management and external stakeholders effectively

Senior Manager, Regulatory Compliance - Trade

• Lead and perform grid studies related to power electronic and power systems control of renewable generation, battery energy storage systems, and High Voltage Direct Current (HVDC) modeling and analyzing control performance utilizing industry standard analysis platforms such as PSS/E, PSLF, PSCAD, and ASPEN Oneliner.
• Develop power system models for different renewable generation projects in PSS/E, PSLF, PSCAD, ASPEN Oneliner, and other modeling tools.
• Lead and perform power plant controllers tuning in collaboration with original equipment manufacturers (OEMs) to achieve desired performance requirement established in grid codes.
• Maintain up to date knowledge of NERC standards related to grid modeling, IEEE 2800 – 2022, IEEE P2800.2, WECC and various independent system operators
• Support the interconnection and grid analysis, renewable project engineering, generation and transmission operation groups with power systems engineering expertise, including equipment design, specification studies, performance studies, commissioning support, troubleshooting, and forensic analyses.
• Effectively communicate to both internal and external stakeholders by preparing detailed written reports or presentations describing analyses performed, solutions developed, and customer value propositions.
• Attend on-site meetings and in person coordination meetings with Independent System Operator (ISO), interconnection utilities, Renewable Energy Generation and HVDC vendors and consulting engineers.

Senior Project Engineer – Grid Modelling, Compliance

• Lead and perform grid studies related to power electronic and power systems control of renewable generation, battery energy storage systems, and High Voltage Direct Current (HVDC) modeling and analyzing control performance utilizing industry standard analysis platforms such as PSS/E, PSLF, PSCAD, and ASPEN Oneliner
• Develop power system models for different renewable generation projects in PSS/E, PSLF, PSCAD, ASPEN Oneliner, and other modeling tools
• Lead and perform power plant controllers tuning in collaboration with original equipment manufacturers (OEMs) to achieve desired performance requirement established in grid codes
• Support the interconnection and grid analysis, renewable project engineering, generation and transmission operation groups with power systems engineering expertise
• Effectively communicate to both internal and external stakeholders by preparing detailed written reports or presentations describing analyses performed, solutions developed, and customer value propositions
• Attend on-site meetings and in person coordination meetings with Independent System Operator (ISO), interconnection utilities, Renewable Energy Generation and HVDC vendors and consulting engineers

• Ensure exemplary client service to all internal and external clients; proactively promote client service throughout department and among teams; respond to peer requests with recognition that request serves a client or firm need.
• Respond to lawyer and staff requests to perform conflicts of interest searches.
• Review information submitted by lawyers and support staff for completion and accuracy; follow-up with lawyers and support staff as needed to clarify information.
• Research corporate history of clients and parties; search websites for information about corporate affiliations (such as parent/subsidiary).
• Use Boolean searching and search terms to query the conflicts database.
• Apply judgment to design effective database searches and to distinguish relevant search results from those that are irrelevant.
• Review generated conflict reports for relevancy and relatedness based on the submitted information and identify potential conflicts issues.
• Independently analyze the report with limited guidance.
• Work closely with assigned Compliance Lawyers to ensure compliance workflow is as accurate and efficient as possible.
• Summarize the basis for potential conflicts and communicate any potential conflicts to assigned Compliance Lawyers.
• Develop familiarity with Global Practice Standards program and policies and answer inquiries regarding share dealings and related issues.
• Safeguard and keep confidential any information, observations or viewpoints regarding firm business matters.

Compliance Analyst – Conflicts

• Own the system and requirements behind renewals and approvals across verticals, ensuring deadlines, documentation, and fees are met on time and active approvals remain compliant
• Research, verify, and interpret state and jurisdiction-specific laws, regulations, and licensing requirements to identify operational and curriculum requirements for entering new markets and maintaining existing ones
• Prepare, compile, and submit regulatory applications and supporting documentation required for new market approvals, school licensure, and course accreditation across multiple states and verticals
• Partner with cross-functional teams to translate new market regulatory requirements into actionable operational, product, and content standards ahead of market entry
• Work with partners across Product, Engineering, Customer Experience, Finance, Marketing and Learning Experience on regulatory opportunities, questions, and improvements
• Establish and document, the regulatory processes, rules, and standards that the broader team follows
• Serve as a primary point of contact with regulatory agencies and government bodies, building goodwill and the relationships that move approvals forward
• Design and implement scalable regulatory frameworks along with AI assisted systems, and workflows that support expansion into new states and verticals
• Mentor junior regulatory staff and set the quality bar others work to, reviewing work, and sharing standards across the team

Senior Regulatory Manager

• Run and analyze compliance-related reports from CentralReach (CR) and other systems
• Review clinical session notes, documentation, and signatures to ensure compliance with organizational, regulatory, and funding source requirements
• Coordinate compliance-related meetings and training initiatives between the Training Department and Senior Director of Compliance
• Conduct monthly compliance audits and provide findings, recommendations, and updates through regional dashboards and reporting tools
• Partner with Regional Directors and clinical teams to address audit findings and complete corrective action items
• Assist with compliance training initiatives, updates, and implementation across all regions
• Support preparation for funding source audits and conduct internal mock audits to identify areas of risk and improvement
• Assist in the development, maintenance, and revision of company policies, procedures, and compliance documentation
• Communicate policy updates and compliance requirements through team meetings, trainings, and organization-wide communications
• Support external payor audits, including at-risk reporting and documentation requests
• Maintain accurate audit records, compliance tracking systems, and supporting documentation
• Collaborate with cross-functional teams to ensure ongoing compliance with company standards and regulatory requirements
• Perform additional administrative and compliance-related duties as assigned

Compliance Specialist

• VP, Compliance position is a leadership role within the Wealth and Brokerage (W and B) Compliance team, responsible for providing compliance leadership and counsel on regulatory and compliance requirements related to Fidelity Brokerage Services (FBS) and working in close collaboration with related business units.
• Serve as the central cross-business unit compliance contact for design, governance and oversight for personal card services products offered by Fidelity.
• Focus on a number of areas including a framework to comply with Regulation E, compliance obligations with respect to fraud and dispute handling, complaint management, customer protection obligations and card-specific controls.
• Provide consultation and advice on payment/debit card programs, cash management features, broker-dealer products and services offerings to help the business achieve regulatory compliance.
• Oversee the design and development of compliance solutions and controls to mitigate risk to the broker-dealer.

VP, Compliance – Card Services, Cash Management

• Ensure compliance with applicable regional, local, and U.S. export and import control laws and regulations concerning the movement of goods and services across borders.
• Act as a liaison among several internal groups across Arrow businesses such as IT, legal, sales, logistics, asset management, operations and others.
• Provide import and export clearance support for inbound and outbound shipments.
• Provide analysis & regulatory guidance on preferential warehousing and trade agreement programs, and country specific regulations.
• Conduct and report on internal business assessments regarding trade control procedures, including monitor of resulting action items.
• Provide shipment clearance instructions on import and export transactions to internal and external contacts.
• Design and implement solutions for business projects, including customer & supplier supply chain support, and for internal compliance matters.
• Support integration of Arrow trade management & compliance processes with new businesses post acquisition.
• Support system migrations and software integrations for trade management & compliance requirements.
• Manage metrics reporting process, including analysis of data and recommendations to management.
• Independently identify root causes and resolve issues pertaining to compliance impacts.
• Create written procedures and policies to comply with internal and external customer requirements and service providers pertaining to processes.
• Maintain operational processes to ensure an efficient and productive workflow.
• Perform support functions to provide the highest level of service and customer satisfaction while maintaining efficiencies in operational compliance processes and procedures.

Trade Compliance Specialist II

• The Regional Compliance Specialist is responsible for all aspects of Project Based Section 8, Low Income Housing Tax Credit, HOME and Bond compliance for Monroe Group’s growing portfolio.
• Evaluate agency requirements and implement compliance procedures for development for all properties
• Monitor state agencies to stay updated on new policies, procedures and compliance related forms.
• Ensure all properties employ the correct leasing forms and procedures (including tenant screening), comply with applicable leasing laws.
• Coordinate documentation and attendance for Management Reviews with Community Manager, Regional PMs and State Compliance Agency prior to on-site reviews.
• Report all non-compliant properties and work with Director of Compliance to develop action plans for non-compliant properties.

Compliance jobs in Colorado

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Principal Regulatory Affairs Specialist

Biologist – Environmental Compliance Mitigation

VP, Governance and Compliance

Senior Compliance Analyst – Advertising Reviewer

Environmental Compliance Scientist, Level 3

Senior Manager, Communications and Marketing Compliance

Compliance Generalist

Senior Manager, Regulatory Operations

Senior Regulatory Affairs Manager

Range Safety Compliance Engineer – Ground Operations

Principal Regulatory Strategy Specialist

Senior Manager, Regulatory Compliance - Trade

Senior Project Engineer – Grid Modelling, Compliance

Senior Project Engineer – Grid Modelling, Compliance

Compliance Analyst – Conflicts

Senior Regulatory Manager

Compliance Specialist

VP, Compliance – Card Services, Cash Management

Trade Compliance Specialist II

Regional Compliance Specialist