Senior Manager, Communications and Marketing Compliance

T. Rowe Price

Sr Manager overseeing marketing compliance at T. Rowe Price.

Posted 7/10/2026full-timeBaltimore • Colorado, Maryland • 🇺🇸 United StatesSenior💰 $110,000 - $188,000 per yearWebsite

About the role

Key responsibilities & impact

Conduct detailed review and provide regulatory approval for marketing materials, including advertising, sales literature, presentations, digital content, and client communications.
Evaluate communications related to complex investment products (e.g., private markets, alternatives, insurance solutions) for compliance with regulatory requirements and internal policies.
Assess performance presentations (including hypothetical, model, or composite performance) to ensure appropriate disclosure, balance, and substantiation.
Identify and escalate material risks, including misleading statements, promissory or exaggerated claims, improper use of performance, or incomplete disclosures.
Apply expert judgment to balance regulatory compliance with business objectives, providing actionable guidance to enable compliant and effective marketing.
Interpret and apply SEC Marketing Rule, FINRA Rule 2210, GIPS 2020 standards and other applicable regulations across diverse product types and audiences (retail vs. institutional).
Review and approve institutional-level thought leadership materials (e.g., market commentary, white papers, investment insights, and strategy pieces) to ensure compliance with applicable regulatory standards, including appropriate use of assumptions, forward-looking statements, and avoidance of misleading or unsubstantiated claims.
Partner with marketing, product, and legal teams to develop compliant messaging strategies for complex or higher-risk offerings.
Address regulatory comments (e.g., FINRA) and ensure timely and accurate remediation of identified issues.
Provide guidance and training to business partners on marketing compliance expectations, particularly for complex products and emerging regulatory risk areas.

Requirements

What you’ll need

Bachelor's degree or the equivalent combination of education and relevant experience AND 8+ years of total relevant work experience
FINRA Series 7 and Series 24
At least 5 years of hands‑on experience reviewing and approving investment advertising, marketing materials, sales literature, digital content, and client communications for regulatory compliance (FINRA, SEC, and global equivalents where applicable)
Extensive experience reviewing marketing materials for a broad range of investment products including managed accounts, CITs/CTFs, as well as complex and alternative strategies such as, private equity, private credit, and institutional solutions mandates
Demonstrated ability to exercise independent judgment in high-risk or ambiguous regulatory scenarios, including materials involving complex product structures, performance claims, or institutional audiences
Demonstrated experience using AI‑powered tools responsibly in a compliance‑sensitive environment, including the ability to craft effective prompts, evaluate AI‑generated content for regulatory accuracy, and identify compliance risks introduced by automation
Ability to assess, flag, and remediate AI‑generated text, data, charts, or summaries that may inadvertently introduce prohibited terms, promissory statements, misleading performance references, unsubstantiated claims, or incomplete disclosures
Experience with multiple jurisdictions beyond the US such as Canada, EMEA and APAC
Strong interpersonal and influencing skills and ability to build positive relationships across all levels
Analytical skills combined with creative problem solving
Adaptability to a dynamic regulatory environment
Effective prioritization and deadline management
Attention to detail and strong work ethic
Ability to work under pressure, appropriately prioritize tasks and projects, and produce results without close supervision

Benefits

Comp & perks

Competitive compensation
Annual bonus eligibility
A generous retirement plan
Hybrid work schedule
Health and wellness benefits, including online therapy
Paid time off for vacation, illness, medical appointments, and volunteering days
Family care resources, including fertility and adoption benefits

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

Regulatory ApprovalPerformance AssessmentRisk IdentificationCompliance EvaluationMarketing Material ReviewComplex Product AnalysisDisclosure AssessmentPerformance Claims ReviewRegulatory Standards InterpretationClient Communication Compliance

Soft Skills

Interpersonal SkillsInfluencing SkillsAnalytical SkillsCreative Problem SolvingAttention to Detail

Certifications

FINRA Series 7FINRA Series 24