Nomura

Analyst

• Prime Brokerage technology support and development
• Handling user and client queries
• Setup and management of client connectivity
• Batch and system management
• Identification and management of problems
• Collaboration with business and technology areas

Production Services Analyst

• Responsible for the coverage of a portfolio of Financial Institutions and regulated funds counterparties
• Credit Risk Analysis, both quantitative and qualitative, across Brokers, Regulated Funds, Asset Managers and other Financial Institutions
• New client approvals, including setting credit appetite, limits and rating, performing due diligence calls/ visits, drafting/ negotiating credit terms for legal documentation
• Implementing and managing credit limits in accordance with risk appetite, including adherence to the Global Credit Limit Management Policy
• Analyzing economic, market, regulatory, industry events/developments and assessing their impact on the portfolio
• Reporting any relevant events to the Americas Head of Financial Institutions and Reg. Funds and other relevant senior risk management
• Managing counterparty risk exposure, including transaction assessment and trade approval with a focus on Cash and Derivative products
• Ensuring adherence to Credit Risk limits, including Single Name limits, Country limits and counterparty specific limits, escalating breaches to relevant senior risk management when necessary
• Proactively identifying and monitoring exposure concentrations, identifying risk mitigating actions and escalating/updating to Risk senior management as appropriate
• Identifying, monitoring and escalating trade settlement fails and recommending appropriate risk management actions
• Analyzing and interpreting the stress testing results and take actions as appropriate at counterparty, country and/or industry level

Credit Risk Analyst – FI and Regulated Funds

Associate

• Cash Prime Brokerage middle office expert required to help restart the business in NY
• Act as a crucial link between the front office (sales and trading) and the back office (settlements and operations)
• Manage and control the operational risk associated with prime brokerage activities
• Ensure smooth and accurate transaction processing for hedge fund clients and other institutional investors
• Resolve trade breaks, discrepancies, and settlement exceptions
• Manage cash movements and ensure accurate cash reconciliation for clients
• Serve as a primary point of contact for clients for operational inquiries and problem resolution
• Monitor and control risks associated with prime brokerage activities, including trade processing, settlement, and corporate actions
• Coordinate with internal teams and clients to ensure timely and accurate completion of corporate actions

Prime Brokerage Trade Support Associate

• Investigate and analyze BAU stress results across a range of stress metrics, dissecting headline numbers into their principal components and identifying top and emerging risks
• Present stress results to stakeholders and committees, and support global and regional capital planning and regulatory submissions
• Perform scenario analysis to assess risk events that could materially impact the firm
• Design and implement improvements to streamline the stress testing process and strengthen the operating model, delivering effective risk management information to senior management
• Develop tactical tools and prototypes for scenario calibration and results analysis and use these to help define STG procedures and strategic IT requirements
• Partner with Risk Methodology to enhance stress testing methodologies, and work with IT to deliver enhancements to the strategic Stress Testing systems
• Work cross-functionally with Risk, IT and Finance to implement the strategic operating model
• Build relationships within STG and across Risk Management, Risk IT and other departments to ensure timely, consistent delivery
• Respond to ad-hoc requests on stress testing process, data and results from various stakeholders, and dissect overall numbers into their principal components when required

Associate, Stress Testing Analyst

Full-stack Engineer

• Build a Data Platform that acts as a store for both Structured and Unstructured data in IWM.
• Understand the scope of the Data platform and build an efficient way to ingest data that avoids redundancy.
• Integrate with a Data Virtualization layer such as Denodo or Dremio to provide client access to Data Catalogue.
• Create views/ join relevant data, expose the data to Power BI dashboard.
• Write APIs to provide consumers / Applications access to data on demand.
• Build stream set to support Real time data needs.
• Build UI to track the status of data load, SLA breaches, availability of data for critical processes, source of data etc.
• Adhere to the best coding practices that reduce technical debt.
• Support resolution of production and user issues, application testing and maintenance releases.
• Partner with stakeholders for testing and implementation of the deliverables.
• Provide regular updates regarding status or progress made to managers and stakeholders.

Senior Software Engineer

Client Partner

• Represent investment teams to clients and prospects
• Build the Nomura brand through client engagement
• Develop detailed understanding of investment teams’ approach, portfolios, and views
• Engage with internal and external clients to enhance understanding of equity platform
• Support multiple strategies focusing on US equities
• Maintain a client-first mindset for long-term business growth

Client Portfolio Manager

Research Analyst

• Act as a project manager for the Research product
• Gain deep familiarity with our Research systems and liaise with various stakeholders
• Provide editorial review of the Research product, including from non-native speakers
• Ensure views are communicated clearly and reports are logically consistent
• Mitigate reputational risk by editing for tone and language
• Work with Compliance as needed
• Consistently apply corporate branding and style guidelines

Editor – Research Operations Analyst

Administrative Assistant

• Provide support to a senior MD of Sales and 4-5 direct reports
• Calendar Management
• Expense reporting
• International and Domestic Travel Arrangements
• Screening calls, act as gatekeeper
• Meeting/Event logistics coordination
• Filing, faxing, and any ad hoc projects assigned

Administrative Assistant – APAC Equity Sales/Trading Team

Risk

• Requirements gathering, testing and documentation for regulatory compliance and transformational risk management initiatives.
• Analyse complex risk data flows, calculation engines, and reporting processes to identify gaps and architect robust solutions aligned with enterprise risk appetite.
• Execute projects in adherence with the Nomura governance standards delivering well-defined business outcomes.
• Cross-functional collaboration between Risk, Technology, Operations, and Compliance teams while gathering business requirement & functional requirement.
• Translating business requirements into technical specifications for risk platforms, coordinate system integrations with stakeholders.
• Maintaining cutting-edge regulatory knowledge, conduct industry benchmarking, and drive continuous improvement through feedback loops and best practice implementation.

Risk Management

• Requirements gathering, testing and documentation for regulatory compliance and transformational risk management initiatives.
• Analyse complex risk data flows, calculation engines, and reporting processes to identify gaps and architect robust solutions aligned with enterprise risk appetite.
• Execute projects in adherence with the Nomura governance standards delivering well defined business outcomes.
• Cross-functional collaboration between Risk, Technology, Operations, and Compliance teams while gathering business requirement & functional requirement.
• Translating business requirements into technical specifications for risk platforms, coordinate system integrations with stakeholders.
• Maintaining cutting-edge regulatory knowledge, conduct industry benchmarking, and drive continuous improvement through feedback loops and best practice implementation.

Risk Change Group

• Establish and administer global corporate governance committees
• Develop and maintain asset management risk frameworks
• Lead risk education and awareness programs
• Collaborate with second and third line teams on governance reviews
• Supervise and mentor staff members

Risk & Governance

• Provide support to a team of Senior Managers in satellite office
• Extensive calendar management and meeting coordination both internally and externally
• Expense processing in accordance with Nomura's policy
• International and Domestic Travel Arrangements: coordination of flights, tickets, accommodations & ground transportation
• Screening calls, act as gatekeeper
• Meeting/Event logistics coordination
• Providing absence coverage to other team members as required
• Ad-hoc projects assigned

Operations

• Guide the regional team to use right tools and technologies to automate
• Implement the Process Re-engineering & Platform Services agenda
• Oversight for production operations as well as development/engineering of solutions to maximize efficiencies and automation across group

Principal Infrastructure Operations – Services

Account Manager

• Cultivate and deepen trusting long term relationships with new and existing U/HNW individuals
• Identify prospects within the relevant market and use market knowledge to actively acquire new clients
• Introduce clients to a wide range of products/investment opportunities based on their suitability and responsible for the success of delivery Nomura’s solutions to clients
• Ensure complete KYC, call reports and documentation for all clients
• Assist in new business/product development and work with products and service specialists in order to best serve client needs
• Contribute to the bottom-line of Wealth Management through the accomplishment of revenue and AUM target
• Comply with bank and regulatory requirements and all applicable money laundering prevention procedures both in Hong Kong/Singapore and in the specific geographical area

Vice President, Relationship Manager

Director

• Manage EMEA Flow Products Middle Office operations
• Oversee Flow Credit, Flow Rates, Equity, FX middle offices
• Strengthen relationships with Front Office and Operations
• Ensure compliance with regulations