Ameriprise Financial Services, LLC

Systems Engineer

• Lead a talented team of project business analysts
• Plan, lead and execute project analysis efforts to ensure successful delivery and implementation of projects
• Solve highly complex system and system-related problems
• Act as primary liaison for the business and technology units
• Gather business information and incorporate it into project deliverables

Senior Manager – Business Systems Analyst

Auditor

• Execute portions of the Risk & Control Services plan
• Present objectives and results to various levels of management
• Evaluate and improve the effectiveness of risk management, control and governance processes
• Identify control deficiencies and propose cost effective recommendations
• Monitor and validate Management Action Plan status

Staff Auditor

Project Manager

• End-to-end ownership of one or more technology projects or releases
• Plan and effectively manage all aspects of assigned projects or small to medium size programs/releases
• Track and manage scope, schedule, dependencies, risks, issues, and decisions
• Proactively drive follow-through on commitments across technology and business partners
• Partner with Engineering, Architecture, Security, Data, Risk, and Business teams to align delivery plans
• Coordinate governance activities, reviews, and required approval artifacts
• Produce clear, concise, executive-ready reporting
• Maintain standard delivery artifacts and ensure accuracy and consistency of execution data
• Track high-level budget, forecast inputs, and capacity considerations

Senior Project Manager - Technology

Technical Writer

• Create and update policies, procedures, and reference documents for Bank processes
• Create job aids and draft letters/forms used for Bank products
• Maintain appropriate styles to meet documentation guidelines
• Manage scheduled updates for procedure documentation
• Coordinate process changes through change control
• Provide indirect coaching and review of documentation across the Bank

Senior Technical Writer

Financial Planning and Analysis

• Support forward looking risk analysis across Multi-Asset portfolios
• Communicate findings with fund managers, team members and senior management
• Assist in monitoring portfolios against internal investment risk guidelines
• Support and eventually lead regular investment risk meetings with fund managers
• Build and maintain strong working relationships with Multi-Asset investment teams
• Collaborate with colleagues in the maintenance and enhancement of current risk management processes
• Contribute to the development of new tools and techniques to improve risk management processes

Investment Risk Analyst

Data Analyst

• Support the Multi-Manager Solutions and Investment Consultancy teams; develop, execute and run reporting and analysis on a daily, weekly, monthly, quarterly and ad hoc basis
• Develop data pipelines, maintenance of data and data system integrity to both extract information and provide insights, including automation, data sourcing, architecture, and systems used to collect data
• Develop and consolidate Python and R code for use in developing team dashboards
• Maintain code and processes that are used within the Data Analytics and Reporting team
• Help develop, alongside technology teams, processes to on-board and prepare datasets for further analysis
• Collaborate with other analysts to contribute to help develop analytical applications and analyze investment research related data
• Use best practices and knowledge of internal or external business issues to improve products or services.

Senior Data Analyst – Investments

Operations

• Manage the end-to-end electronic trade workflow with brokers and internal teams to ensure trades are matched on key trade information.
• Work with brokers, vendors and custodians to ensure timely settlement.
• Lead to resolution any failed or unmatched transactions, working in partnership with front office trading desks where required.
• Build relationships with Brokers, Custodians and key vendors such as Blackrock to ensure efficient processing of derivative trade activity and life cycle events.
• Escalate issues as appropriate to management.
• Ensure that the correct parties have been notified and actively work to see the issue through to resolution.
• Identify trends of failed and mismatched trades to enhance processes and maximise efficiency.
• Analyse and monitor department controls for effectiveness and recommend and implement process improvements as needed to reduce risk.
• Work closely with wider Operational teams including Cash, Settlements, Trade Processing, Data Management and Accounting to provide effective post-execution trade support and downstream processing.
• Provide SME/operational expertise for testing of systems, generating ad-hoc reports and assisting in miscellaneous projects, as needed, for enhancements or regulatory requirements.

Senior Analyst - MO Ops

Attorney

• Focus primarily on supporting Columbia Threadneedle Investments registered investment companies
• Responsible for performing on-going legal and regulatory related activities
• Coordinates the creation, updating, and filing of registration statement post-effective amendments
• Solicits and coordinates input to disclosure documents from business lines and outside counsel
• Providing legal and regulatory support for Columbia Threadneedle Investments’ investment advisory business

Legal Affairs Manager

Sales

• Analyze sales data, market intelligence, and industry trends to identify growth opportunities across business lines and territories
• Partner with sales leadership to deliver actionable insights that streamline processes, reduce administrative burden, and enable sales teams to focus on client engagement and revenue-generating activities
• Develop and maintain business intelligence frameworks and dashboards that provide visibility into sales performance, pipeline activity, market trends, and competitive positioning across intermediary channels
• Create compelling presentations and reports for senior leadership, sales teams, and cross-functional stakeholders that communicate insights clearly and drive decision-making
• Monitor and report on key performance indicators related to sales effectiveness, distribution trends, and market share

Senior Manager, Sales Enablement

• Conduct sales practice reviews surrounding products
• Supervise specialized reports and referrals
• Communicate with advisors and field leaders
• Deliver one-on-one training and education to advisors
• Build relationships with business partners

Sales Supervision Manager – Specialized Trends, Reports

Risk

• Implement, execute and manage risk for Columbia Threadneedle's EMEA Distribution business unit
• Ensure an integrated risk framework and strong control environment
• Lead a team responsible for risk event management, risk and controls identification, self-assessment and testing, risk reporting and governance
• Benchmark industry-wide data and act as a liaison with industry sources
• Establish and maintain a governance framework designed to monitor and ensure efficacy of operational risk management
• Implement reporting routines that ensure strong communication with stakeholders
• Identify high risk processes and build out a testing program
• Facilitate and lead crisis prevention sessions

Senior Manager – Risk Management

• Assist in the administration of corporate risk transfer and risk financing programs, including insurance renewals, policy management, claims coordination, and exposure data collection.
• Support safety, regulatory, and compliance initiatives, including safety and ergonomics program administration, OSHA compliance requirements, and business continuity and emergency preparedness efforts.
• Use data analytics, reporting, and RMIS to help quantify operational risk impacts, analyze loss and claims data, and develop insights that support risk transfer, risk financing, and risk mitigation strategies.
• Administer and maintain the Risk Management Information System (RMIS) and prepare recurring and ad hoc reports and dashboards for internal stakeholders.
• Support vendor risk management and contract administration, including documentation, tracking, and invoice processing.
• Collaborate with internal stakeholders to share risk and claims information and support informed decision-making and risk mitigation efforts.

Senior Analyst – Insurance and Risk Financing

Manager

• Leadership of a professional team of Registered Principals
• Provide guidance and motivation to a highly trained team
• Handle complex escalations
• Analysis of risks
• Regular assessments of team and individual performance
• Hiring and training of staff
• Track key metrics and business drivers
• Serve as subject matter expert
• Communicate with advisors and clients regarding supervisory activity
• Maintain desktop procedures for supervision
• Additional project work as needed

Senior Manager, Advice and Wealth Management Supervision

Business Analyst

• Manage day‑to‑day broker relationships, communications, and escalation support.
• Oversee commission reporting and CSA reconciliations, ensuring accuracy, transparency, and timely execution.
• Coordinate the semiannual broker evaluation process, synthesizing feedback and producing actionable reporting.
• Partner across trading, research, operations, compliance, legal, and leadership teams to align on priorities and support workflow, data, and system needs.
• Identify and implement process improvements that enhance data quality, operational efficiency, and the internal and external stakeholder experience.
• Use data‑driven insights to support decision‑making, inform governance materials, and strengthen oversight.
• Contribute to cross‑functional projects and strategic initiatives, including technology enhancements and reporting improvements.
• Support governance activities such as committee materials, Board updates, and regulatory inquiries.
• Conduct User Access Reviews and assist with compliance‑related testing and documentation.

Broker Relations – Commission Management Analyst

Compliance

• Lead the Field Compliance Manual Intake process
• Serve as the primary point of contact for intake submitters, providing guidance on required information, supporting materials and next steps in the policy change process
• Facilitate the annual review and policy change submissions of the Corporate Compliance Manuals
• Coordinate with Compliance SMEs and other stakeholders to support policy drafting and approval
• Schedule and support-intake related meetings, capturing action items, alignment decisions and follow-up tasks
• Assist in identifying potential downstream impacts, communication needs and dependencies associated with policy changes
• Maintain accurate records of policy intake submissions, decisions, and supporting documentation
• Assist with periodic reviews and reporting
• Identify opportunities to improve intake workflows, tracking, and guidance
• Support updates to intake-related procedures as processes evolve
• Provide backup coverage for other policy intake/compliance operational activities as needed
• Research applicable laws and regulations to analyze their effect on business practices
• Review, research and respond to compliance related inquiries from the field and corporate business partners