Compliance Analyst

Ameriprise Financial Services, LLC

Compliance Analyst focused on Field Compliance Manual Intake process for the Advice and Wealth Management Compliance program. Responsible for maintaining compliance resources and responding to inquiries from corporate business partners.

Posted 4/17/2026full-timeMinneapolis • Minnesota • 🇺🇸 United StatesJunior💰 $28 - $39 per hourWebsite

About the role

Key responsibilities & impact

Lead the Field Compliance Manual Intake process
Serve as the primary point of contact for intake submitters, providing guidance on required information, supporting materials and next steps in the policy change process
Facilitate the annual review and policy change submissions of the Corporate Compliance Manuals
Coordinate with Compliance SMEs and other stakeholders to support policy drafting and approval
Schedule and support-intake related meetings, capturing action items, alignment decisions and follow-up tasks
Assist in identifying potential downstream impacts, communication needs and dependencies associated with policy changes
Maintain accurate records of policy intake submissions, decisions, and supporting documentation
Assist with periodic reviews and reporting
Identify opportunities to improve intake workflows, tracking, and guidance
Support updates to intake-related procedures as processes evolve
Provide backup coverage for other policy intake/compliance operational activities as needed
Research applicable laws and regulations to analyze their effect on business practices
Review, research and respond to compliance related inquiries from the field and corporate business partners

Requirements

What you’ll need

Bachelor's Degree
1-3 years of relevant experience
Excellent organizational and time management skills
Excellent written and interpersonal communication skills
Able to prioritize tasks, work independently and be part of a team
Flexibility to change as well as the ability and desire to influence change
Strong attention to detail
Demonstrated ability to apply both strategic and analytic techniques to provide business solutions and recommendations
Strong analytic skills
Highly proficient with Word and Excel.

Benefits

Comp & perks

Health insurance
401(k)
Paid time off
Flexible work arrangements

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

policy draftingcompliance analysisworkflow improvementrecord maintenancereportingstrategic techniquesanalytic techniquesbusiness solutionsattention to detailtime management

Soft Skills

organizational skillsinterpersonal communicationwritten communicationtask prioritizationindependenceteam collaborationflexibilityinfluence changeanalytical skillsproblem-solving

Certifications

Bachelor's Degree