Legal Affairs Manager

Ameriprise Financial Services, LLC

Legal Affairs Manager at Ameriprise Financial focused on supporting registered investment companies. Responsibilities include coordinating legal documentation and ensuring compliance with SEC regulations.

Posted 4/21/2026full-timeNew York City • Massachusetts, Minnesota, New York, North Carolina • 🇺🇸 United StatesMid-LevelSenior💰 $73,500 - $129,100 per yearWebsite

About the role

Key responsibilities & impact

Focus primarily on supporting Columbia Threadneedle Investments registered investment companies
Responsible for performing on-going legal and regulatory related activities
Coordinates the creation, updating, and filing of registration statement post-effective amendments
Solicits and coordinates input to disclosure documents from business lines and outside counsel
Providing legal and regulatory support for Columbia Threadneedle Investments’ investment advisory business

Requirements

What you’ll need

Associates degree plus paralegal certificate or bachelor’s degree equivalent
Three to five years’ experience supporting an asset management business is preferred
Ability to interpret, analyze and apply legal requirements applicable to registered investment companies
Mature, professional demeanor
Strong attention to detail, strong organizational skills, and ability to successfully manage several ongoing assignments
Excellent communication, interpersonal, writing and problem-solving skills
Dedicated team player

Benefits

Comp & perks

vacation time
sick time
401(k)
health insurance
dental insurance
life insurance

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

legal analysisregulatory compliancedocument draftingregistration statement amendmentsdisclosure document coordination

Soft Skills

attention to detailorganizational skillscommunication skillsinterpersonal skillsproblem-solving skillsteam player

Certifications

paralegal certificatebachelor's degree