Compliance

• Continuously monitor regulations, public consultations, resolutions and other normative acts from the Central Bank, CMN and other regulatory bodies.
• Conduct regulatory intelligence activities, tracking regulatory trends and anticipating impacts to the business.
• Perform Regulatory Impact Assessments, evaluating the regulatory impacts of new products, processes, features and strategic initiatives.
• Translate regulatory changes into clear, actionable plans for the company’s different areas.
• Support maintenance of the Payment Institution license and other regulatory processes of the company.
• Support responses to official communications, inspections, audits and other requests from regulatory agencies.
• Structure and maintain the regulatory obligations matrix, ensuring accountable owners, deadlines, evidence and continuous monitoring.
• Support the evolution of Regulatory Governance, strengthening processes, controls and regulatory oversight.
• Prepare and review Funds Flow Mapping, ensuring that financial flows comply with applicable regulation.
• Conduct Product Regulatory Reviews, participating in the design, development and evolution of financial products.
• Work with Product and Technology teams throughout the full development cycle of regulated initiatives.
• Evaluate structures involving Pix, BNPL, credit, CCB, FIDC, BaaS, ITP, Open Finance and other regulated models.
• Prepare technical opinions, executive presentations and materials for Committees and the Board.
• Deliver internal training on regulatory topics.
• Act as the technical focal point with regulated partners, external law firms and industry associations.
• Promote cross-functional leadership, connecting Product, Technology, Operations, Finance, Risk and Compliance to ensure efficient implementation of regulated initiatives.
• Act as a strategic partner to Product and Business areas, seeking regulatory solutions that enable innovation, scalability and sustainable growth, always balancing regulatory risk with business objectives.

Regulatory Specialist

• Desenvolver, revisar, atualizar e implementar políticas, normas e procedimentos do Programa de Compliance;
• Garantir aderência às legislações aplicáveis brasileiras e norte-americanas (incluindo anticorrupção (FCPA), proteção de dados, saúde e educação) e às políticas corporativas do Grupo Afya;
• Reportar regularmente à Diretoria de Compliance, fornecendo análises, indicadores, avaliações de riscos, resultados de monitoramentos, conclusões de investigações internas e recomendações estratégicas para tomada de decisão e aprimoramento contínuo do Programa de Compliance;
• Acompanhar indicadores chave (KPIs) e relatórios periódicos de compliance, assegurando governança e rastreabilidade das ações;
• Planejar, promover e conduzir treinamentos de ética, integridade, prevenção à fraude e demais temas de compliance;
• Atuar como agente de fortalecimento da cultura ética da organização, influenciando áreas de negócio e lideranças;
• Fazer gestão das avaliações de integridade (background check / compliance check) de fornecedores, parceiros estratégicos, colaboradores e clientes, conforme aplicável. Apoiar auditorias internas e externas, garantindo a disponibilização de informações e evidências solicitadas;
• Preparar e responder a demandas de órgãos reguladores, quando aplicável, em conjunto com o Jurídico;
• Acompanhar mudanças regulatórias, tendências e benchmarks nacionais e internacionais em compliance;
• Propor melhorias contínuas para processos, ferramentas, políticas e controles de conformidade;
• Elaborar relatórios gerenciais, dashboards e indicadores para reporte ao Comitê CARE, alta liderança e governança corporativa.

Gerente de Compliance

• Ensure regulatory compliance with external and internal standards.
• Serve as a subject-matter reference for matters related to the Central Bank of Brazil (Banco Central do Brasil), monitoring new regulations and ensuring proper implementation of existing rules.
• Identify and assess regulatory risks, proposing mitigation measures to ensure compliance.
• Issue assessment opinions on new products and services.
• Prepare periodic reports on the status of risk exposures and regulatory compliance.
• Act as the focal point for projects.
• Monitor regulatory changes and implement necessary adjustments to internal processes.
• Prepare management reports and compliance KPIs for senior management.
• Serve as a point of contact with regulatory authorities and respond to regulatory inquiries.
• Develop, review, and update compliance policies and procedures.
• Conduct training sessions and awareness campaigns on compliance.
• Support leadership in developing less experienced professionals.

Compliance Specialist

• Drafting minutes for internal and external meetings;
• Reviewing and organizing documents;
• Monitoring legal proceedings, including checking case progress and managing deadlines;
• Conducting case law and doctrinal research;
• Assisting with external diligences (courts, notary offices, police stations and public agencies);
• Preparing and requesting judicial and extrajudicial certificates;
• Assisting in drafting low-complexity court filings, under supervision;
• Conducting reputational research (background checks) and supporting third‑party integrity due diligence;
• Supporting the analysis of data and information from whistleblower/reporting channels;
• Assisting in the drafting and review of policies, codes of conduct and other compliance documents;
• Supporting the preparation of investigation reports and compliance memoranda;
• Using public databases and research tools to gather registry, corporate and case-related information.

Legal Intern – Criminal Law, Compliance and Investigations

• Develop, implement, and continuously enhance the company’s compliance framework to align with business strategy, regulatory obligations (e.g., Central Bank of Brazil, CVM), and corporate values.
• Act as the company’s statutory representative before the Central Bank of Brazil (UNICAD), the Securities and Exchange Commission of Brazil (CVM), and other authorities as applicable with respect to the relevant functions and responsibilities, including oversight of AML/CTF frameworks and sanctions compliance.
• Oversee the company’s AML/CFT program, including client onboarding, transaction monitoring, sanctions screening, and suspicious activity reporting, in accordance with local and international standards.
• Design and maintain robust internal control systems to detect, prevent, and respond to compliance issues. Ensure ongoing monitoring and regular review of policies, incidents, and regulatory updates.
• Support the development and execution of crisis response and business continuity protocols to safeguard client and business interests in critical situations.
• Ensure all client-facing materials and communications adhere to regulatory guidelines and reflect the company’s ethical and legal standards.
• Ensure all local regulatory requirements are met, aligning operational practices with the company's global standards.
• Partner with senior leaders across Legal, Finance, Operations, and Technology to embed a compliance-driven culture throughout the organization.
• Provide training, guidance, and resources to staff on compliance topics. Ensure that all departments are informed and aligned with regulatory expectations and internal policies.
• Deliver regular updates to the executive team and Board of Directors on compliance performance, regulatory developments, and mitigation measures.

Head of Compliance

• Executar e acompanhar o Programa de Compliance, garantindo aderência às políticas internas e às regulamentações aplicáveis.
• Atuar na identificação, avaliação e monitoramento de riscos, apoiando a manutenção da Matriz de Riscos e Controles.
• Planejar e executar testes de aderência e efetividade dos controles internos, documentando evidências, identificando oportunidades de melhoria e acompanhando planos de ação.
• Conduzir processos de Due Diligence de parceiros, fornecedores e demais terceiros.
• Elaborar, revisar e atualizar políticas, normas e procedimentos internos.
• Desenvolver indicadores, dashboards e relatórios gerenciais para acompanhamento das atividades da área.
• Apoiar auditorias internas, externas e demandas regulatórias.
• Conduzir treinamentos e ações de comunicação para disseminação da cultura de ética, integridade e Compliance.

Analista de Compliance

• Drive the annual compliance cycle for the Latam region and its countries, including (among others): execution of compliance risk assessments, compliance reporting and monitoring, regulatory identification, compliance change and adherence processes, investigations, facilitating training and awareness sessions, and providing compliance advice.
• Act as a trusted advisor, sparring partner, and countervailing power for the Regional General Manager and leadership team, contributing to the Regional Management Team and relevant committees.
• Plan, structure, organize, manage, and control the organization, processes, and staffing of the Latam Compliance function.
• Guide and oversee the Local Compliance Officers in each Latam market, ensuring local compliance programs are aligned with global expectations and regional requirements, while being fit for local business and regulatory contexts. Attract, lead, coach, mentor, and develop a team of compliance professionals who embrace DLL values and contribute to a best‑in‑class compliant environment for all DLL members.
• Manage the Brazil Compliance team on a daily basis.
• Act as a contact point for the Brazil regulator as the Local Compliance Officer and act as the Brazil Privacy Officer.
• Serve as a linking pin and facilitator of communication and projects involving the group compliance expert departments (Privacy, Financial Crime, Core Compliance, Conduct, ESG) and relevant first‑ and second‑line teams (Compliance Officers, Regional Risk Officer, Heads of ACC, AML Team Leads, Privacy Executives and Coordinators, RCF Testers, Operations staff, etc.).
• Monitor and report on regulatory developments in the region, and on compliance with local and international legislation, regulations, compliance policies, and DLL/Group standards.
• Contribute to the Global Compliance mission, strategy, objectives, compliance cycle, annual plan, and budget, deriving a fit‑for‑purpose Compliance plan for DLL Latam.
• Set strategic Compliance priorities for the Regional Management Team and Brazil Management Team to execute and achieve the ambitions defined in the Latam Transformation, DLL Global Strategy, and Global Compliance Annual Plan.
• Actively participate in the Global Compliance Management Team, contributing to the continued progression under the Global Compliance Annual Plan and Compliance Monitoring and Policy Frameworks.
• Drive, facilitate, and/or advise on the implementation of global and regional compliance policies, standards, and procedures in the local markets.
• Oversee and contribute to open relationships with the home regulator and local regulators, ensuring timely communication and escalation on relevant compliance themes or issues.
• Promote ethics and integrity initiatives throughout the region, liaising with Group Compliance on key matters such as Speak Ups, Code of Conduct infringements, and (compliance) investigations.
• Proactively conduct stakeholder analysis for tasks and projects, identifying and prioritizing key stakeholders, and integrating their feedback into planning and execution.
• Achieve on‑time delivery of tasks/projects and reduce delivery time or rework through accurate planning, streamlined processes, and timely resource allocation—ensuring high‑quality deliverables that meet regulatory and group expectations.

Regional Compliance Manager

• Support the implementation, maintenance, and enhancement of the company's Compliance Program;
• Perform compliance risk analyses and propose action plans for mitigation;
• Deliver training and communication initiatives on ethics, integrity, and corporate policies;
• Support management of the Whistleblowing Channel, including triage, follow-up, and assistance with internal investigations;
• Draft, review, and monitor policies, procedures, and internal controls related to compliance;
• Conduct due diligence on third parties, business partners, and other related parties;
• Monitor area metrics and prepare management reports for leadership reporting;
• Track regulatory changes and support the alignment of internal processes with legal and regulatory requirements.

Junior Compliance Analyst

• Prepare, validate and submit mandatory regulatory reports to the Central Bank (Bacen), with emphasis on documents 3040 – SCR and 3050.
• Handle large volumes of data, performing queries and validations in SQL.
• Support the monthly closing of the bank's credit portfolio, ensuring that all credit operations (payroll-deductible loans, vehicle loans, mortgage/real estate, credit card, corporate loans, etc.) comply with applicable regulations.
• Assess and apply specific regulatory rules to operations linked to government programs.
• Interact with internal areas (product, IT, accounting, credit risk, compliance) to consolidate information.
• Monitor regulations (IFRS 9, Resolution 4,966, BCB Instruction 414) and support process adjustments.

Regulatory Analyst (Mid)

• Map and monitor the Brazilian and international regulatory environment, identifying risks and opportunities relevant to the business — with particular focus on the tax immunity thesis for books
• Support the development of institutional legal theses, including the legal paper/memorial on tax immunity, in collaboration with in-house lawyers and external consultants
• Manage relationships with local law firms in Brazil and, progressively, in international markets (LATAM and Europe)
• Prepare legal opinions, analyses and regulatory defense materials for internal use, for the Board and in institutional forums
• Contribute to the development of the Publishing Sector Self-Regulation Manifesto, supporting initiatives to combat piracy and tax-simulation practices

Corporate Affairs Specialist – Regulatory

• Performs activities related to the implementation, maintenance, and improvement of the Compliance and Integrity Program;
• Carries out operational activities related to handling reports received through the Transparency Channel;
• Supports the conduct of analyses and investigations related to potential violations of the Code of Conduct and other institutional policies;
• Performs integrity analyses related to third parties, partners, and other stakeholders;
• Supports monitoring of legal, regulatory, and normative requirements applicable to compliance activities;
• Prepares reports, operational controls, and metrics related to the area’s activities;
• Participates in the implementation of awareness and training initiatives on ethics, integrity, and compliance;
• Provides guidance to business areas on matters related to the application of the Compliance Program’s policies and tools;
• Supports initiatives to promote integrity in the scientific, institutional, and strategic relationships developed by the organization.

Compliance Analyst, Mid

• Prepare, organize, file and monitor all legal documentation required for the operation of the Group’s units with the competent regulatory bodies, including Health Surveillance, Municipal Governments, Fire Department, Regional Medical Council (CRM), National Registry of Health Establishments (CNES), among others.
• Lead and monitor licensing, regularization and compliance processes, ensuring deadlines are met and alignment with applicable legislation at municipal, state and federal levels.
• Advise internal company areas on regulatory matters, providing technical guidance, regulatory clarifications and support for regulatory impact analyses.
• Prepare and compile renewal processes for licenses, authorizations, certifications and registrations, taking into account periodicity, internal workflows, specific requirements of each unit and legislative updates.
• Interface with public agencies, maintaining formal communication, tracking protocols and addressing requirements.
• Monitor regulatory changes relevant to the sector, assessing risks, proposing corrective actions and disseminating information to impacted areas.
• Manage and update internal controls for license status, deadlines, renewals and mandatory documentation, ensuring traceability and compliance in the system.
• Assist in the preparation and review of internal procedures, regulatory workflows, technical reports and official communications related to the area.
• Contribute to corporate projects, especially those involving expansion, opening new units, address changes, scope or service modifications.

Regulatory Affairs Analyst

• Responsible for ensuring the effective execution of controls and procedures related to regulatory requirements, focusing on the quality, integrity and compliance of information reported to the Central Bank of Brazil.
• Develop KPIs, dashboards and reports for monitoring regulatory demands and supporting Senior Management;
• Design and implement data quality tests for information provided to the regulator;
• Support the development of presentations for Committees and other institutional forums;
• Prepare technical documentation formalizing the procedures applied;
• Monitor compliance with deadlines and requests from the Central Bank regarding data quality, in accordance with Joint Resolution 18;
• Apply trends and best practices related to the regulatory framework, particularly in Analytics and Data Science.

Compliance Analyst II – Data Analysis

• Support the implementation of programs and practices that meet regulatory, standards-based, and corporate requirements.
• Provide specialized technical support at all levels of the organization, with a particular focus on ensuring compliance with regulatory and standards requirements within your discipline.
• Provide specialized technical involvement in issues, programs and processes related to compliance with standards and policies.
• Provide assistance to improve the local Integrated Management System (IMS) in accordance with the guidelines of ISO 9001, ISO 14001, ISO 45001, the ISM Code, ANP - SGSO, and other regulations and standards applicable to MODEC Brazil processes.
• Develop and implement effective processes under the responsibility of the Compliance function (audit processes, legal requirements assessment, among others).
• Support investigations, the definition of action plans and the implementation of corrective actions for incidents and non-conformities so they are completed and verified effectively, in accordance with the Integrated Management System.
• Plan, organize, facilitate and perform internal audits, and support onshore and offshore areas during external audits and inspections associated with relevant international and Brazilian standards and regulations (HSEQ), primarily ANP, MTE, the Brazilian Navy, Anvisa, ABS, IMO, ISO and MODEC clients.
• Ensure that MODEC Brazil has an efficient and competent internal audit organization to ensure that compliance verification activities are carried out with the desired level of quality and technical competence.

Compliance Engineer

• Operacionalizar e auditar o ciclo de vida de acessos (admissão, movimentação interna e desligamento), garantindo o cumprimento do princípio do menor privilégio (least privilege);
• Conduzir e coordenar campanhas periódicas de revisão de acessos (user access review) junto aos gestores das áreas de negócio e tecnologia, identificando e corrigindo desvios ou contas órfãs;
• Apoiar a administração de acessos privilegiados (PAM), garantindo que credenciais administrativas e de alta criticidade sejam utilizadas de forma segura e rastreável;
• Identificar e mitigar cenários de Segregação de Funções (SoD) em sistemas corporativos para evitar conflitos de interesse e fraudes operacionais;
• Apoiar a criação, revisão e disseminação de políticas, normas, manuais e procedimentos de Segurança da Informação, garantindo o alinhamento com frameworks de mercado e legislações vigentes.;
• Executar avaliações periódicas de riscos de segurança da informação, identificando ameaças, analisando impactos e acompanhando os planos de ação para mitigação dos riscos mapeados;
• Monitorar desvios e reportar ocorrências de DLP (Data Loss Prevention), atuando no mapeamento dos dados sensíveis do negócio e garantindo que as regras de proteção estejam alinhadas com as diretrizes de compliance e privacidade;
• Realizar a avaliação de segurança em terceiros (Third-Party Risk Management), analisando a postura de cybersecurity de fornecedores e prestadores de serviço.

Analista de Segurança da Informação Pl – GRC, Gestão de Acessos

• Responsible for the day-to-day activities and delivery of Global Regulatory Affairs support services.
• Role will include management of clinical trial applications to Competent Authorities, Ethics Committees and Regulatory Agencies.
• Develop stakeholder tools, process/document regulatory risk assessments, and provide support, expertise and represent the unit with other functional units, sponsors, researchers and/or regulatory authorities.
• Ensure high quality, timely service delivery processes are maintained in accordance with corporate, industry and regulatory standards and guidelines.
• May be required to coach peers and/or provide input for staff performance reviews.

Regulatory Affairs Specialist – LATAM

• Support and implement consulting projects focused on the implementation of Integrity Programs, Compliance Management Systems and Anti‑Bribery controls;
• Prepare technical documents such as maturity assessments, risk matrices, internal policies and action plans;
• Organize and analyze information for regulatory and normative projects (e.g., ISO 37301, ISO 37001, Pró‑Ética);
• Support and manage compliance requests, such as the Whistleblower reporting channel and internal guidance;
• Assist in preparing materials for training sessions, workshops and awareness activities for clients and internal teams;
• Work closely with the compliance team, following GEP methodologies and standards.

Project Consultant – Compliance, Junior

• Support activities related to privacy governance and the protection of personal data, including information gathering, compliance analysis of data processing activities, and providing guidance to business areas on privacy requirements.
• Support the maintenance and updating of privacy records.
• Assist in identifying and assessing risks related to personal data protection.
• Support responses to privacy incidents.
• Contribute to promoting a culture of privacy and data protection.
• Monitor privacy and data protection indicators.
• Support the execution of the Compliance Program.
• Monitor and interpret regulatory requirements.
• Assess process compliance and support the identification of compliance risks.
• Promote the dissemination of a culture of ethics, integrity, and compliance.

Junior Compliance and LGPD Analyst

• Monitor and ensure adherence to internal policies and regulatory requirements to ensure the company follows current laws and regulations, minimizing legal and reputational risks and promoting compliance with applicable laws.
• Review and assist in drafting and updating internal Compliance procedures and policies to ensure company documentation aligns with industry best practices, maintaining continuous compliance and operational efficiency.
• Deliver Compliance and business ethics training to employees to educate and raise awareness about the importance of complying with internal and external standards, preventing inappropriate conduct and promoting an ethical organizational culture.
• Support internal audits and periodic controls to evaluate the company's process compliance, identify possible gaps or deviations, and ensure implementation of corrective and preventive measures, promoting transparency and organizational integrity.
• Prepare reports on the company's compliance status, including corrective actions and improvements implemented, to keep senior management informed about compliance levels and identified risks, enabling informed decision-making.
• Support contract management activities with suppliers and partners within the Compliance area, monitoring deadlines, invoices, payments, and other related tasks;
• Provide support for Compliance area activities, handling administrative demands to ensure continuous compliance of daily routines.
• Ensure good practices related to Quality, Environment, Occupational Health & Safety, and Social Responsibility standards, as well as ensuring compliance with customer requirements, regulatory and statutory requirements, and contractual obligations;
• Act in accordance with the corporate Compliance and Ethics program, following rules defined and aligned with the Company's guidelines, ensuring compliance with regulatory and statutory requirements and contractual obligations.

• Definir e liderar a estratégia corporativa de Controles Internos, Compliance e Prevenção à Lavagem de Dinheiro e ao Financiamento do Terrorismo (PLD/FT), garantindo alinhamento aos objetivos estratégicos da companhia.
• Assegurar a conformidade da organização com as legislações, regulamentações, normativos internos e exigências dos órgãos reguladores, fortalecendo a governança corporativa e mitigando riscos legais, regulatórios, financeiros e reputacionais.
• Patrocinar e disseminar uma cultura organizacional baseada em ética, integridade, transparência e gestão de riscos, atuando de forma transversal junto às áreas de negócio.
• Liderar a evolução das políticas, normas, metodologias e controles internos, promovendo melhoria contínua dos processos de governança.
• Supervisionar a identificação, avaliação, monitoramento e tratamento dos riscos operacionais, acompanhando indicadores, eventos de perdas e planos de ação para redução da exposição aos riscos.
• Garantir a efetividade do Programa de Compliance, conduzindo avaliações de conformidade relacionadas a processos, produtos, normativos, contratos e iniciativas estratégicas da companhia.
• Assegurar a efetividade do Programa de Prevenção à Lavagem de Dinheiro e ao Financiamento do Terrorismo (PLD/FT), supervisionando o monitoramento de operações, análises cadastrais, investigações internas e comunicações aos órgãos reguladores, quando aplicável.
• Atuar como patrocinador da primeira linha de defesa em PLD/FT, promovendo o fortalecimento dos controles preventivos e a integração entre as áreas envolvidas.
• Representar a companhia perante auditorias internas e externas, órgãos reguladores e demais stakeholders, sempre que necessário.
• Reportar periodicamente à Diretoria Executiva, Comitês e Conselhos os principais indicadores, riscos, planos de ação e temas estratégicos relacionados à Compliance, PLD-FT e Gestão de Riscos.
• Liderar equipes multidisciplinares, promovendo desenvolvimento, engajamento, alta performance e sucessão, alinhados à estratégia organizacional.

Compliance jobs in Brazil

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Regulatory Specialist

Gerente de Compliance

Compliance Specialist

Legal Intern – Criminal Law, Compliance and Investigations

Head of Compliance

Analista de Compliance

Regional Compliance Manager

Junior Compliance Analyst

Regulatory Analyst (Mid)

Corporate Affairs Specialist – Regulatory

Compliance Analyst, Mid

Regulatory Affairs Analyst

Compliance Analyst II – Data Analysis

Compliance Engineer

Analista de Segurança da Informação Pl – GRC, Gestão de Acessos

Regulatory Affairs Specialist – LATAM

Project Consultant – Compliance, Junior

Junior Compliance and LGPD Analyst

Junior Compliance Analyst

Superintendente de Riscos e Compliance