Head of Compliance

Capital.com

Head of Compliance responsible for AML framework alignment in Brazilian financial services. Oversee compliance and regulatory reporting while enhancing company’s compliance culture.

Posted 7/21/2026full-timeSão Paulo • 🇧🇷 BrazilLeadWebsite

Core Competencies

Role fit

Core Competencies

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Expertise in developing and enhancing compliance frameworks aligned with regulatory obligations and business strategy, with a strong focus on AML/CTF programs and client onboarding processes. Proven ability to liaise with regulatory bodies and deliver compliance training across departments.

Highest-signal resume keywords

Compliance Framework DevelopmentAML/CFT Program OversightRegulatory Reporting ManagementFinancial Services Regulations KnowledgeCrisis Response Protocol Execution

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance Framework DevelopmentAML/CTF Program ManagementRegulatory ReportingTransaction MonitoringSanctions ScreeningClient OnboardingInternal Control Systems DesignPolicy Review and MonitoringCrisis Response PlanningBusiness Continuity Protocols

Soft Skills

Interdepartmental CollaborationTraining and GuidanceCommunication SkillsLeadershipStakeholder Engagement

Industry Keywords

Central Bank of BrazilSecurities and Exchange Commission of BrazilFinancial ServicesCapital MarketsRegulatory ComplianceFit and Proper CriteriaEthical StandardsRegulatory GuidelinesCompliance CultureFinancial Regulations

About the role

Key responsibilities & impact

Develop, implement, and continuously enhance the company’s compliance framework to align with business strategy, regulatory obligations (e.g., Central Bank of Brazil, CVM), and corporate values.
Act as the company’s statutory representative before the Central Bank of Brazil (UNICAD), the Securities and Exchange Commission of Brazil (CVM), and other authorities as applicable with respect to the relevant functions and responsibilities, including oversight of AML/CTF frameworks and sanctions compliance.
Oversee the company’s AML/CFT program, including client onboarding, transaction monitoring, sanctions screening, and suspicious activity reporting, in accordance with local and international standards.
Design and maintain robust internal control systems to detect, prevent, and respond to compliance issues. Ensure ongoing monitoring and regular review of policies, incidents, and regulatory updates.
Support the development and execution of crisis response and business continuity protocols to safeguard client and business interests in critical situations.
Ensure all client-facing materials and communications adhere to regulatory guidelines and reflect the company’s ethical and legal standards.
Ensure all local regulatory requirements are met, aligning operational practices with the company's global standards.
Partner with senior leaders across Legal, Finance, Operations, and Technology to embed a compliance-driven culture throughout the organization.
Provide training, guidance, and resources to staff on compliance topics. Ensure that all departments are informed and aligned with regulatory expectations and internal policies.
Deliver regular updates to the executive team and Board of Directors on compliance performance, regulatory developments, and mitigation measures.

Requirements

What you’ll need

Bachelor’s degree in a relevant field such as Law, Finance, Economics, Business, or equivalent.
Minimum of 10 years of experience in compliance or regulatory affairs within financial services, preferably in capital markets and securities brokerage.
Strong understanding of financial services laws and regulations, including the requirements of the Central Bank of Brazil and the Securities and Exchange Commission of Brazil (CVM), as well as AML/CTF frameworks.
Must meet the fit and proper criteria established by the relevant regulatory authorities.
Demonstrated ability to liaise with regulatory bodies and manage regulatory reporting.
Proficient command of English, minimum B2 level.

Benefits

Comp & perks

Health insurance
Flexible work arrangements