Morgan Stanley

Financial Crime

• Lead and execute risk based reviews across all financial crimes domains, including AML, Sanctions, Anti Corruption, Government and Political Activities
• Incorporate expertise to evaluate crypto and digital asset related controls as part of broader testing plans, ensuring coverage of emerging risks and regulatory expectations
• Collaborate with GFC Testing colleagues, business units, GFC teams, and technology partners to develop test scopes, walkthroughs, and detailed test steps
• Assess the design and operational effectiveness of controls performed by first and second lines of defense, as well as key third party service providers
• Execute and oversee all phases of the review lifecycle, including planning, fieldwork, issue identification, documentation, and reporting; review and guide work produced by junior testers
• Communicate test results, identified issues, and recommendations to stakeholders and senior management, ensuring clarity, accuracy, and actionable insights
• Work with the business and GFC teams on remediation plans, tracking progress and verifying corrective actions
• Maintain high quality documentation aligned to Firm standards, regulatory expectations, and audit readiness requirements
• Partner across Compliance Monitoring & Testing groups and Internal Audit to enhance methodologies, share insights, and promote alignment across the Firm
• Stay current on regulatory developments, enforcement trends, and industry best practices across traditional financial crimes domains and digital assets

Vice President, Global Financial Crimes Testing – Digital Assets

Vice President

• Assess potential lending solutions, which will include (i) evaluating a client’s overall financial profile; (ii) analyzing proposed collateral; and (iii) determining if the opportunity aligns with one of the approved Ultra High Net Worth Lending Programs.
• Perform the appropriate level of due diligence, including evaluating appropriate financial and non-financial information to properly assess a lending opportunity.
• Identify key risks and mitigants related to a lending opportunity and propose effective deal structures to effectively mitigate these risks.
• Draft and negotiate term sheets for clients in coordination with Private Bankers and Private Wealth Financial Advisors.
• Prepare and assist with the preparation of credit memoranda clearly outlining the proposed transaction, purpose, strengths, risks and mitigants, financial analysis and other key terms and conditions.
• Efficiently manage transaction cycle through final credit approval, documentation, closing and funding of a transaction ensuring timely coordination with Credit Risk Management, Private Bankers and Private Wealth Financial Advisors, Loan Operations, Compliance, Legal and all other parties involved in the specific transaction.
• Efficiently manage active deal pipelines while balancing client expectations.
• Meet with clients to develop and enhance client relationships and identify potential lending opportunities.
• Meet with branch and complex teams to heighten product awareness and collaborate with the Private Bank’s sales partners to identify opportunities.
• Undertake projects from time-to-time to enhance deal pipelines and/or improve operating efficiencies of the team.
• Develop and mentor junior colleagues on the team.

Private Bank Ultra High Net Worth Lending Transactor – Alternatives Vice President

• Develop an in-depth understanding of the Advisor Legacy Program Policy to effectively support Field and Home Office Leadership in executing the program.
• Partner with the Field management leadership team to deliver program/policy changes across the Field organization.
• Manage Field inquiries from both Advisors and Managers and assist in deal valuations/enrollment execution, including award valuation model-building and contract creation.
• Day to day communication with FAs and managing pipeline of inbound inquiries regarding the ALP policy.
• Act as a liaison with risk, legal, technology and other cross-functional teams to facilitate the strategic execution of the program, ensuring alignment with organizational goals.
• Manage relationships with external vendors on competitive intelligence data.
• Collaborate with internal business partners to create innovative solutions that enhance program effectiveness and drive business success.
• Utilize advanced PowerPoint skills to create refined, visually compelling presentations for senior management and field presentations, ensuring clear communication of complex data.
• Ability to develop analytics from multiple streams of data, interpret and analyze trends, develop actionable insights and provide strategic recommendations for senior management.
• Modernize program analytics and KPI management automating recurring reporting and building scalable dashboards.
• Define and implement detailed process improvements, monitoring progress across key annual deliverables to ensure continuous enhancement of program efficiency.
• Create and manage AI Agents for ALP Program incorporating innovative business solutions.

Field Business Management, Associate / AVP

Crypto

• Responsible for a broad range of operational risk management tasks supporting functional process owners in Capital Markets, Core Processing & Risk
• Serve as a subject matter expert within functional area
• Coordinate work, train and develop other team members
• Conduct process walkthrough meetings with Operations
• Design test scripts, conduct testing, reporting results, and compiling reporting for management
• Lead the coordination of external audits and internal Compliance exams

Capital Markets & Crypto Risk Director

• Support and execute the Firm’s First Line Financial Crimes program for WM and U.S. Banks
• Execute the strategic direction of the Financial Crimes programs
• Perform advisory, governance and other oversight responsibilities
• Assess Financial Crimes risks from new and existing clients
• Execute program-wide financial crimes risk assessments across customer types, products/services
• Utilize financial crimes tools and analytical outputs at scale to identify patterns and control gaps
• Promote innovative, "multiple-lens" risk identification and "outside-the-box" thinking

Vice President – Financial Crimes Risk Intelligence, Assessment

AI Engineer

• Develop and maintain data pipelines and ETL (Extract, Transform, Load) processes
• Work with structured and unstructured data to ensure it is accessible and usable
• Optimize data systems for performance and scalability
• Implement data quality and data governance standards
• Collaborate with stakeholders across technology and business units to understand their data needs and translate them into technical solutions and provide data-driven insights
• Contribute to the documentation and knowledge sharing within the team, creating, and maintaining technical documentation and training materials
• Participate in code reviews and contribute to the improvement of development processes
• Contribute to the broader data architecture community through knowledge sharing, presentations

Data AI Engineering Specialist – Director

• Assist in the execution of the firm's first line Financial Crimes program
• Perform oversight responsibilities and escalate potential gaps and risks
• Work closely with the business, the second- and third-line stakeholders
• Lead end to end risk assessment for financial crimes risks and controls
• Proactively engage appropriate stakeholders to lead the implementation of enhanced processes
• Develop reporting and effectively communicate risk management issues
• Lead implementation for project deliverables for Risk and Control assessments
• Review end to end process for controls
• Address second line feedback and challenges
• Provide advisory, guidance and training to the first line teams

Vice President, Operational Risk Officer – Financial Crimes Risk

Account Manager

• Provide timely, accurate, and informative answers via phone calls to clients and internal partners
• Assist clients with complex order execution, margin treatment, and risk-related inquiries
• Analyze client positions and provide updates regarding expiring positions or procedures and addressing related margin calls
• Provide extended support to clients in the way of corporate actions and dividends
• Effectively communicate ETRADE policies and procedures, as well as industry regulations, as they relate to various client scenarios
• Manage daily volume of inbound calls and inquiries submitted via Teams channels
• Identify opportunities to refer clients to a Morgan Stanley Advisor for advice

Client Relationship Manager

• Provide business management oversight of partner teams including operations, credit, and other teams
• Lead and direct project activities, meetings, understand dependencies, and manage timelines
• Perform business analysis and requirements documentation
• Coordinate engagement of Operations, Technology and Business partner resources and subject matter experts
• Manage issues and decisions to timely resolution
• Communicate with senior management teams to escalate/resolve project conflicts & needs
• Drive collaboration across Lending to achieve our business goals

Credit Policy & Platform Manager – Vice President

• UAT planning & test design
• Analyze business requirements and functional documentation to develop comprehensive UAT test plans, scenarios, and scripts aligned to business outcomes.
• Translate requirements into clear, executable test cases with defined acceptance criteria, expected results, and traceability to scope.
• Participate in requirement walkthroughs to document scenarios, identify gaps, ambiguities, and dependencies early.
• UAT coordination & execution
• Serve as the day-to-day UAT point of contact for assigned initiatives.
• Develop UAT plans, test scenarios, and scripts; execute testing and log defects in Jira (including severity, steps to reproduce, evidence, and impacted functionality).
• Coordinate test environments, test data, and user access, partnering with Technology and platform teams to ensure readiness prior to execution.
• Organize and facilitate UAT kickoffs, daily checkpoints, defect triage sessions, and retest cycles.
• Defect management & triage
• Track, triage, and manage defects through resolution and retesting, ensuring appropriate prioritization and clear ownership.
• Support root-cause discussions by comparing observed behavior to requirements, designs, and upstream test results; ensure defects vs. change requests are correctly categorized.
• Validate fixes through retesting and regression testing as required, confirming issues are resolved without introducing new defects.
• Stakeholder management & communication
• Provide clear status updates to project teams and stakeholders, including progress against plan, defect trends, risks, and mitigation actions.
• Escalate critical risks (environment instability, data issues, high-severity defects) in a timely manner with recommended next steps.
• Reporting & closure
• Prepare test summary reports including executed test cases, pass/fail rates, defect metrics, outstanding risks, and go/no-go recommendations.
• Monitor testing activity against project timelines, highlighting schedule impacts and driving actions to maintain delivery commitments.
• Support UAT sign-off, ensuring evidence is recorded, key decisions are documented, and audit-ready artifacts are stored per process.
• Process improvement
• Maintain and continuously improve UAT templates, checklists, and playbooks to increase consistency and quality.
• Identify recurring defect patterns and recommend changes to requirements clarity, test coverage, data setup, training, or upstream QA processes.
• Maintain strong documentation and follow established processes to ensure consistency, accuracy, and control adherence.
• Assist with post-deployment validation and confirm that changes and fixes performed by Technology operate as intended.

Financial Crimes Risk, Quality Oversight UAT Coordinator – AVP

SDET

• Lead and manage quality engineering efforts for ISG Lending technology platforms
• Oversee both functional and non-functional testing of web applications
• Collaborate with global, cross-functional teams to deliver quality solutions
• Develop, implement, and continuously improve automated tests, frameworks, and processes
• Mentor other members of quality engineering team, fostering a culture of innovation and excellence
• Ensure compliance with organizational standards and best practices
• Drive automation initiatives and leverage modern testing tools and methodologies
• Report on quality metrics and provide actionable insights to stakeholders

QA Automation Engineering Specialist

Data Engineer

• Lead and develop one or more teams in the Application and Data Engineering team
• Design, build, and maintain scalable and resilient data platform solutions
• Collaborate with application teams to design and deploy microservices-based architectures
• Work closely with development teams to optimize application performance and troubleshoot production issues
• Communicate regularly with product leads across the technology organization

Data Engineering Lead

Backend Engineer

• Lead the design, development, and delivery of scalable reporting and analytics solutions
• Architect and implement robust software systems using Java, Angular, and other modern technologies
• Collaborate with business stakeholders and product owners to define requirements
• Drive the adoption of GenAI and AI-driven development practices
• Mentor and lead a high-performing team of engineers
• Manage stakeholder relationships and communicate project status

Lead Software Engineer – Java Fullstack

Frontend Engineer

• Design, develop, and maintain a reusable, testable, high-performance platform supporting multiple Lending business lines
• Develop UI features in Angular, integrating with Restful micro-services
• Actively contribute to agile squad ceremonies and practices
• Apply software engineering best practices, including code reviews, automated testing, and continuous integration
• Ensure adherence to security and compliance standards in all development activities

Frontend Developer, Angular

Risk

• Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s)
• Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer and/or the Regional Risk Officer
• Focuses on business ethics and regulatory and compliance practices
• Monitors and implements procedures to manage all facets of risk, including data security
• Ensures appropriate supervisory coverage is maintained at all times