LPL Financial

QA Engineer

• Lead and architect the Quality Engineering CoE team, fostering a culture of innovation, excellence, and continuous improvement
• Define and drive the strategic roadmap for quality engineering across the organization
• Collaborate with senior leadership to align quality initiatives with business goals
• Architect, Design, and implement enterprise-grade test automation frameworks using Selenium, Playwright, Appium, Karate, BDD frameworks
• Develop reusable components and libraries in Python, Java, and JavaScript to support test automation and application development
• Integrate AI/ML technologies into testing workflows to enhance predictive quality and intelligent automation
• Build and maintain centralized platforms for test execution, reporting, and analytics
• Leverage AWS services to build scalable, secure, and cost-effective testing infrastructure
• Define and track quality metrics, KPIs, and provide executive-level reporting
• Champion DevOps and CI/CD practices, integrating quality gates and observability into pipelines
• Serve as a subject matter expert and technology ambassador for automation, platform engineering, and AI-driven quality solutions
• Act as a technical mentor for the QE team, guiding them in understanding and adopting new AI-driven tools and techniques
• Ensure compliance with organizational standards and industry best practices

AVP, Quality Engineering Technical Lead

Security Engineer

• Lead the deployment, integration, and optimization of cybersecurity tools including SIEM (Splunk, Elasticsearch), XDR, EDR, email gateways, and vulnerability management platforms
• Automate threat detection and response workflows using scripting languages such as Python, PowerShell, and Bash
• Manage and report on endpoint security compliance metrics across the enterprise
• Ensure alignment with cybersecurity frameworks including NIST CSF, ISO 27001, SOC 2, and PCI-DSS
• Partner with IT Governance to enforce cybersecurity policies and standards
• Develop and execute a comprehensive cybersecurity tooling strategy aligned with business objectives and regulatory requirements
• Lead cross-functional initiatives, manage and mentor engineering staff to build a high-performing team
• Communicate risks, metrics, and security posture to executive leadership and key stakeholders
• Influence business and technology outcomes to ensure InfoSec requirements are embedded in project delivery
• Collaborate with infrastructure and DevOps teams to ensure secure system architecture and application delivery
• Participate in budget planning, forecasting, and reporting for security tooling initiatives
• Create and maintain documentation including playbooks, runbooks, and operational guidelines for security systems

VP, Enterprise Security Tools

Financial Planning and Analysis

• Provide consulting to advisors on financial planning practice management, including process design, service and pricing models, technology integration, and business model optimization; Develop comprehensive financial plans using planning software and collaborate with advisors to implement strategies tailored to client needs; Educate advisors on planning opportunities such as retirement, estate, tax, and risk management strategies; Deliver virtual and in-person training sessions and create educational materials to support advisor growth and planning proficiency; Support onboarding of advisors to financial planning tools and resources; Identify opportunities for plan implementation and facilitate referrals across departments; Contribute to the creation and refinement of content, tools, and resources that enhance advisor capabilities and client outcomes; Analyze data to monitor engagement and effectiveness of planning initiatives; Collaborate with internal teams to promote financial planning services and align efforts with broader business goals; Participate in advisor engagements and internal initiatives to represent the Financial Planning Services team; Consult with advisors and enterprise program leaders to activate or refine their financial planning approach; Facilitate peer engagement opportunities to share best practices and promote adoption of planning tools and services; Stay current on financial planning trends and apply insights to team initiatives and advisor support; Assist in managing planning-related escalations and contribute to continuous improvement efforts within the team

Senior Financial Planning Consultant

• Provide consulting to bank, credit union and/or enterprise-affiliated advisors on financial planning practice management, including process design, service and pricing models, technology integration, and business model optimization.
• Educate advisors on planning opportunities such as retirement, estate, tax, and risk management strategies, with a focus on applicability within enterprise environments.
• Deliver virtual and in-person training sessions and create educational materials tailored to the needs of enterprise advisors.
• Support onboarding of enterprise advisors to financial planning tools, resources, and workflows.
• Identify opportunities for plan development and implementation support and facilitate cross-departmental referrals to enhance client service and business growth.
• Contribute to the development of content, tools, and resources that support financial planning adoption and advisor success within banks and credit unions.
• Analyze engagement data to assess effectiveness of planning initiatives and identify areas for improvement.
• Collaborate with internal stakeholders to align financial planning efforts with broader enterprise goals and initiatives.
• Represent Financial Planning Services in advisor engagements, enterprise program meetings, and internal initiatives.
• Consult with enterprise program leaders and affiliated advisors to activate or refine their financial planning approach.
• Facilitate peer engagement opportunities to share best practices and promote adoption of planning tools and services within the enterprise channel.
• Stay current on financial planning trends and apply insights to enterprise-specific initiatives and advisor support.
• Assist in managing planning-related escalations and contribute to continuous improvement efforts within the team.

Senior Financial Planning Success Consultant – Institution/Enterprise Channel

Director

• Drive sales by identifying and aiding in the recruitment of premium segment financial advisors and teams; Attract leading advisors to join LPL from top global banks, wirehouses, and RIAs; Develop sales and recruiting strategies; Research, source, and engage with prospects; Own advisor segments of pipeline from initial contact to joining LPL; Meet with prospective advisors to demonstrate LPL’s value; Navigate long sales cycles with multiple buying influences; Train and educate internal staff on recruiting premium advisors; Improve recruitment practices and source diverse candidates; Understand and articulate LPL’s business model and affiliation options; Partner with BD leadership on evolution of LPL’s offering; Identify external organizations and attend events on behalf of LPL; Serve as subject matter expert empowering BD team; Leverage data to track KPIs and ensure alignment to company priorities

Regional Director

• Provide consulting to advisors on financial planning practice management, including process design, service and pricing models, technology integration, and business model optimization. Develop comprehensive financial plans using planning software and collaborate with advisors to implement strategies tailored to client needs. Educate advisors on planning opportunities such as retirement, estate, tax, and risk management strategies. Deliver virtual and in-person training sessions and create educational materials to support advisor growth and planning proficiency. Support onboarding of advisors to financial planning tools and resources. Identify opportunities for plan implementation and facilitate referrals across departments. Contribute to the creation and refinement of content, tools, and resources that enhance advisor capabilities and client outcomes. Analyze data to monitor engagement and effectiveness of planning initiatives. Collaborate with internal teams to promote financial planning services and align efforts with broader business goals. Participate in advisor engagements and internal initiatives to represent the Financial Planning Services team. Consult with advisors and enterprise program leaders to activate or refine their financial planning approach. Facilitate peer engagement opportunities to share best practices and promote adoption of planning tools and services. Stay current on financial planning trends and apply insights to team initiatives and advisor support. Assist in managing planning-related escalations and contribute to continuous improvement efforts within the team.

Solutions Engineer

• Lead enterprise solution architecture modeling and design for the M&A group
• Collaborate with cross-domain architects, engineering, business, and product teams to deliver domain-driven, scalable, service-based solutions
• Implement and enforce architecture governance to ensure consistency, compliance, and quality
• Develop blueprint architectures, multi-year transition plans, and modernization recommendations
• Craft high-level and detailed designs throughout the product lifecycle
• Partner with Lean Portfolio Management and Agile Program Management Office to define vision and development value streams
• Promote Continuous Delivery Pipeline, DevSecOps capabilities, and reuse of code/components
• Deliver architecture aligned with Enterprise Architecture standards and advocate for models and patterns that guide solution decisions

Principal Solution Architect

Vice President

Lead database platform transformation/modernization focusing on MongoDB on AWS and other AWS cloud data platforms
Collaborate with IT stakeholders to develop, communicate and execute a multi-year technology strategy to simplify architecture and delivery model
Partner with architecture team to drive tool and data platform alignment to modern data architecture practices (modern data stack).
Provide thought leadership for platform and data architecture as move transition to hybrid-cloud
Accelerate infrastructure transformation to provision / manage infrastructure through infrastructure as code (IaC) to enable self-service and reduce handoffs
Provide Tier 3 engineering support ensuring effective 24x7x365 support for assigned technology including vendor escalation
Partner with Disaster Recovery and Business Continuity organizations to integrate disaster recovery processes with day-to-day technology engineering and operations
Build / Maintain strong partnerships with IT stakeholders including Delivery Engineering, Application Development, Architecture, Security and Operations to ensure technology investment enables/drives business strategy
Foster and drive organizational change through technology and process optimization
Establish KPIs to measure organization performance and effectiveness
Manage ongoing vendor relationships including evaluation products and services

AVP, Quality Engineering Technical Lead

VP, Enterprise Security Tools

Senior Financial Planning Consultant

Senior Financial Planning Success Consultant – Institution/Enterprise Channel

Regional Director

Senior Financial Planning Consultant

Principal Solution Architect

AVP, Cloud Data Platforms