LPL Financial

Scrum Master

• Provide program management support to application development teams across demand and delivery management, quality management, reporting, financial management, benefits management, and process governance
• Facilitate and drive Lean-Agile ceremonies, including PI Planning, Iteration Planning, Standup, Retrospective, Inspect and Adapt Workshop, Iteration Review, and Demo
• Plan and execute releases to production, provide release dates and artifacts, and submit Change tickets through closure with Release Management
• Ensure agreement and transparency across teams, including with the Release Train Engineer
• Maintain accurate and up-to-date JIRA information each iteration
• Analyze team capacity versus customer demand, including holidays and vacations
• Prepare and execute PI Planning for the team
• Produce weekly, monthly, and iteration reports according to organizational standards
• Track progress of PI Objectives, work in progress, backlog, priorities, dependencies, Commit to Complete Ratio, velocity, backlog readiness, and backlog health
• Arbitrate and resolve team conflict and understand escalation paths
• Provide leadership and direction to fellow project managers and scrum masters
• Identify, track, and remove impediments to program success
• Assess how individual projects affect the program and portfolio and escalate issues and risks appropriately

Network Engineer

• Engineer and architect Data Center, Cloud, and LAN/WAN networking solutions
• Configure and deploy on-premise and cloud-based networking technologies
• Own the network domain as part of the disaster recovery strategy
• Design, deploy, and administer MPLS, DIA, and SD-WAN wide area networks
• Collaborate with various teams across the organization
• Troubleshoot issues, identify root causes, and drive continuous improvement
• Participate in an on-call schedule rotation
• Serve as technical lead, helping drive team direction and mentor team members
• Provide scalable, resilient, and secure networking solutions for LPL, its advisors, and their clients

Senior Network Engineer

General Counsel

• Manage regulatory examinations and inquiries from FINRA, the SEC, states, SROs, and other regulators.
• Support LPL’s OCC-regulated affiliate and institutional partners during bank and credit union regulatory examinations.
• Evaluate legal, regulatory, operational, and reputational risks and advise on response strategies.
• Represent the Firm in interactions with regulators, including negotiating information requests, preparing written responses, and resolving issues.
• Advise on emerging regulatory developments and assess their potential impact on the Firm.
• Serve as legal advisor on complex regulatory matters with firm-wide implications.
• Partner with business stakeholders to enhance policies and procedures and develop practical solutions balancing regulatory obligations and business objectives.
• Develop and maintain effective relationships with regulatory agencies and industry partners.
• Mentor, guide, and provide leadership to attorneys and legal professionals across the department.
• Drive policy and process improvements that enhance team effectiveness and efficiency and support team development.

VP, Assistant General Counsel – Regulatory Exams and Inquiries

Product Operations

• Provide service and support to financial advisors, advisor staff, and internal business partners through phone, email, and operational support channels
• Process requests to add, modify, or remove access to advisor technology platforms and applications
• Assist users with technology processes, systems, and platform navigation to support first-contact resolution
• Provide application support for proprietary and third-party technology solutions, including troubleshooting access and operational issues
• Develop and maintain expertise in CTM-supported products and services
• Deliver training, guidance, and operational knowledge sharing to processing and service teams
• Participate in and lead meetings concerning product enhancements, process improvements, projects, and operational updates
• Perform product reconciliation, data analysis, reporting, and information gathering
• Communicate product requirements, operational procedures, and compliance guidelines to stakeholders
• Collaborate with Tech Support, Registration, New Client Onboarding, Business Transitions, Business Consulting, Cash Management, and other business partners

Product Ops Associate

• Provide service and support to financial advisors, advisor staff, and internal business partners through phone, email, and operational support channels
• Process requests to add, modify, or remove access to advisor technology platforms and supported applications
• Assist users with technology processes, systems, and platform navigation to support first-contact resolution
• Provide application support for proprietary and third-party technology solutions, including troubleshooting access and operational issues
• Develop and maintain expertise in CTM-supported products and services
• Deliver training, guidance, and operational knowledge sharing to processing and service teams
• Participate in and lead meetings related to product enhancements, process improvements, project initiatives, and operational updates
• Perform product reconciliation, data analysis, reporting, and information gathering
• Communicate product requirements, operational procedures, and compliance guidelines to stakeholders
• Collaborate with Tech Support, Registration, New Client Onboarding, Business Transitions, Business Consulting, Cash Management, and other business partners

• Provide service and support to financial advisors, advisor staff, and internal business partners through phone, email, and operational support channels
• Process requests to add, modify, or remove access to advisor technology platforms and supported applications
• Support first-contact resolution by assisting users with technology processes, systems, and platform navigation
• Provide application support for proprietary and third-party technology solutions, including troubleshooting access and operational issues
• Develop and maintain expertise in CTM-supported products and services
• Deliver training, guidance, and operational knowledge sharing to processing and service teams
• Participate in and lead meetings related to product enhancements, process improvements, project initiatives, and operational updates
• Perform product reconciliation, data analysis, reporting, and information gathering activities
• Communicate product requirements, operational procedures, and compliance-related guidelines to stakeholders
• Collaborate with Tech Support, Registration, New Client Onboarding, Business Transitions, Business Consulting, Cash Management, and other business partners

• Provide service and support to financial advisors, advisor staff, and internal business partners through phone, email, and operational support channels
• Process requests to add, modify, or remove access to advisor technology platforms and supported applications
• Assist users with technology processes, systems, and platform navigation to support first-contact resolution
• Provide application support for proprietary and third-party technology solutions, including troubleshooting access and operational issues
• Develop and maintain expertise in CTM-supported products and services
• Deliver training, guidance, and operational knowledge sharing to processing and service teams
• Participate in and lead meetings related to product enhancements, process improvements, project initiatives, and operational updates
• Perform product reconciliation, data analysis, reporting, and information gathering
• Communicate product requirements, operational procedures, and compliance-related guidelines to stakeholders
• Collaborate with Tech Support, Registration, New Client Onboarding, Business Transitions, Business Consulting, Cash Management, and other business partners

Engineering Manager

• Lead software engineering teams developing, modernizing, and supporting trading platform applications and services
• Define and execute cloud modernization strategies using AWS and enterprise platform technologies
• Partner with Architecture, Product Management, Data, Infrastructure, and business stakeholders to align technology investments with strategic objectives
• Drive design, development, and deployment of scalable, resilient, secure cloud-native and hybrid platform solutions
• Establish engineering standards, development best practices, modernization frameworks, and software delivery processes
• Support cloud services covering compute, storage, containers, databases, integration, and APIs
• Promote self-service platform capabilities, automation, and engineering productivity improvements
• Provide technical leadership through architecture reviews, solution design, mentorship, and engineering governance
• Ensure platform performance, resiliency, availability, disaster recovery, and service-level objectives
• Foster collaboration, accountability, continuous improvement, inclusion, and innovation
• Monitor engineering delivery, quality, reliability, and operational performance metrics
• Partner with business and technology leaders to deliver scalable, resilient, high-performing trading technology solutions

VP, Software Development Manager

AI Engineer

• Design, operationalize, and automate identity controls governing human and non-human actors, with a focus on AI agents and non-human identities.
• Build runtime controls, secrets workflows, and governance guardrails for safe AI adoption.
• Embed identity, authentication, and authorization into new AI application development from the earliest design stages.
• Operationalize and automate real-time authentication, authorization, and policy enforcement.
• Design and automate governance controls across the lifecycle of AI agents and non-human identities, including provisioning, entitlement, rotation, certification/attestation, and deprovisioning.
• Develop and automate secrets-manager workflows, including secret rotation, just-in-time and ephemeral credentials, and secure secret delivery.
• Define and enforce fine-grained least-privilege authorization models using policy-as-code.
• Establish identity-flow standards and reference patterns for user-to-agent, agent-to-agent, and workload-to-service authentication and authorization.
• Partner with engineering and data science teams on AI application development.
• Support deployment and adoption of IAM controls for end users.
• Integrate identity telemetry with SIEM/SOC tooling and build monitoring and anomaly detection for NHI and agent behavior.
• Support incident response for compromised or misused credentials.
• Partner with GRC, risk, and audit stakeholders to satisfy regulatory and internal requirements and produce audit evidence.
• Recruit, build, mentor, and lead a team; set technical direction and roadmap for NHI and agentic IAM.

AVP, IAM AI Engineer

Product Manager

• Establish and maintain the strategic vision for eComm CARS solutions and control frameworks
• Lead end-to-end product lifecycle strategy from ideation through execution
• Define multi-year roadmaps, key capabilities, and modernization investments with the Product Manager
• Break strategic initiatives into epics and user stories and prioritize the backlog
• Serve as the primary product voice for business leaders and communicate priorities, progress, risks, and decisions
• Drive collaboration across eComm Compliance, Technology, AI Governance, Cybersecurity, Data Analytics and reporting, and other partners
• Monitor eComm compliance trends, emerging threats, and technology advancements
• Define acceptance criteria, delivery expectations, and quality standards with Technology teams
• Participate in Agile ceremonies, provide direction, make timely decisions, and remove blockers
• Validate delivered functionality against business and risk-mitigation objectives
• Represent the product and Scrum Team in enterprise planning discussions
• Advocate for technical enablers and platform enhancements
• Monitor product KPIs, including message volumes, issue detection, AI efficacy, and production support metrics
• Contribute to annual planning, budgeting, and prioritization
• Strengthen senior-stakeholder relationships and ensure transparency into priorities, dependencies, and outcomes
• Coordinate interdependent eComm initiatives to support a cohesive risk-mitigation strategy

AVP Product Owner – eComm CARS

Product Analyst

• Design, implement, and optimize WalkMe solutions to improve user engagement and adoption of LPL Financial proprietary platforms
• Create and configure in-app guidance, automation, and adoption features for complex processes and workflows
• Analyze user behavior data and platform insights to identify adoption challenges and optimization opportunities
• Troubleshoot WalkMe deployments and integrations
• Collaborate with product management, UX/UI design, service support, and business stakeholders
• Deliver WalkMe initiatives on time and in alignment with project objectives and timelines
• Conduct testing and quality assurance to validate functionality, usability, and performance
• Maintain and enhance existing WalkMe content
• Document solutions, configurations, test results, and implementation processes
• Support continuous improvement through analysis, reporting, and solution optimization

Senior Product Analyst

• Develop and implement WalkMe solutions to improve user engagement and adoption of proprietary platforms
• Create and configure in-app guidance, automation, and adoption features for complex processes and workflows
• Analyze user behavior data and platform insights to identify adoption challenges and optimization opportunities
• Troubleshoot issues related to WalkMe deployments and integrations
• Collaborate with product management, UX/UI design, service support, and other stakeholders
• Deliver WalkMe initiatives in alignment with project objectives and timelines
• Conduct testing and quality assurance to validate functionality, usability, and performance
• Maintain and enhance existing WalkMe content
• Document solutions, configurations, test results, and implementation processes
• Support continuous improvement through analysis, reporting, and solution optimization

Marketing

• Serve as the marketing relationship manager and marketing strategist for several financial advisor brands
• Act as a client-facing project manager and task executor responsible for communications
• Curate and implement digital marketing editorial calendars for blogs, e-newsletters, email campaigns, digital ads, and social media
• Create traditional advertisements including print, billboard, and radio, and negotiate publication rates
• Implement prospect engagement, niche prospecting processes, and advisor-practice workflows to drive business growth
• Establish and measure ROI and KPIs including email CTR, social media engagement, and website traffic
• Produce each advisor’s marketing plan using LPL’s tools and advisor preferences
• Schedule and host regular bi-weekly discussions with advisors
• Maintain advisor brands, websites, and blogs with internal and external parties
• Collaborate with advisor office staff on cohesive messaging and communications, including coaching for events and seminars
• Collaborate with compliance to ensure content, branding, and messaging comply with SEC, LPL policy, and FINRA rules
• Collaborate with fellow marketing consultants to provide advisor feedback and program enhancements
• Support LPL advisors via phone and email
• Travel occasionally, less than 10%

Scrum Master

Senior Network Engineer

VP, Assistant General Counsel – Regulatory Exams and Inquiries

Product Ops Associate

Product Ops Associate

Product Ops Associate

Product Ops Associate

Product Ops Associate

Product Ops Associate

VP, Software Development Manager

AVP, IAM AI Engineer

AVP Product Owner – eComm CARS

Senior Product Analyst

Senior Product Analyst

Senior Marketing Consultant