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LPL Financial

AVP Product Owner – eComm CARS

LPL Financial

AVP Product Owner modernizing electronic-communication capture, archival, retrieval, and supervision controls. Driving risk-focused roadmaps across compliance, cybersecurity, technology, analytics, and AI teams at wealth management firm.

Posted 8/11/2026full-timeFort Mill • Arizona, California, Massachusetts, New York • 🇺🇸 United StatesLead💰 $109,283 - $182,104 per yearWebsite

Core Competencies

Role fit
Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in product management within financial services, focusing on eComm solutions, risk compliance, and Agile methodologies. Capable of leading cross-functional teams, driving product lifecycle strategies, and effectively communicating complex concepts to stakeholders.

Highest-signal resume keywords
Product ManagementEComm ComplianceAgile MethodologiesRisk MitigationStakeholder Communication

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills
Product Lifecycle ManagementRisk and Compliance Control FrameworksEComm Archival PlatformsEDiscovery ToolsAI-Based Risk DetectionAnalytical MindsetBacklog PrioritizationAcceptance Criteria DefinitionKPI MonitoringUser Story Development
Soft Skills
Excellent CommunicationInfluencing Senior LeadersCollaborationDecision-MakingProblem-Solving
Tools & Technologies
ProofpointSmarshGlobal RelayLexiconMicrosoft TeamsSlack
Certifications & Qualifications
CSPOPSPOSAFe POSAFe PMPMPCISA
Industry Keywords
Financial ServicesElectronic Communication TechnologiesOperational DependenciesRisk AssessmentProduct Capabilities

Tech Stack

Tools & technologies
Cyber SecurityPMP

About the role

Key responsibilities & impact
  • Establish and maintain the strategic vision for eComm CARS solutions and control frameworks
  • Lead end-to-end product lifecycle strategy from ideation through execution
  • Define multi-year roadmaps, key capabilities, and modernization investments with the Product Manager
  • Break strategic initiatives into epics and user stories and prioritize the backlog
  • Serve as the primary product voice for business leaders and communicate priorities, progress, risks, and decisions
  • Drive collaboration across eComm Compliance, Technology, AI Governance, Cybersecurity, Data Analytics and reporting, and other partners
  • Monitor eComm compliance trends, emerging threats, and technology advancements
  • Define acceptance criteria, delivery expectations, and quality standards with Technology teams
  • Participate in Agile ceremonies, provide direction, make timely decisions, and remove blockers
  • Validate delivered functionality against business and risk-mitigation objectives
  • Represent the product and Scrum Team in enterprise planning discussions
  • Advocate for technical enablers and platform enhancements
  • Monitor product KPIs, including message volumes, issue detection, AI efficacy, and production support metrics
  • Contribute to annual planning, budgeting, and prioritization
  • Strengthen senior-stakeholder relationships and ensure transparency into priorities, dependencies, and outcomes
  • Coordinate interdependent eComm initiatives to support a cohesive risk-mitigation strategy

Requirements

What you’ll need
  • 4-7+ years of experience in product management/ownership within the financial services space
  • 3-5+ years of experience driving enhancements in electronic communication technologies, risk and compliance control frameworks, or archival/supervision processes
  • Experience with eComm archival and supervision platforms such as Proofpoint, Smarsh, and Global Relay is highly desired
  • Experience with eDiscovery tools, Lexicon, or AI-based risk detection engines is highly desired
  • Strong understanding of eComm platforms and risks, including off-channel communications, self-hosted/journaling, Microsoft Teams, Slack, social media, text messaging, and off-channel messaging avoidance/detection
  • Deep knowledge of Agile methods, product lifecycle management, and delivery best practices
  • Ability to lead in high-stakes, fast-moving environments involving real-time risk and operational dependencies
  • Demonstrated success influencing senior leaders and driving outcomes across cross-functional teams without direct authority
  • Excellent communication skills to translate complex concepts into clear business and technical requirements
  • Strong analytical mindset and ability to assess cost, performance, risk, and timeline tradeoffs
  • Proven ability to transform business strategies into scalable product capabilities
  • Professional certifications such as CSPO/PSPO, SAFe PO/PM, PMP, or CISA are desired

Benefits

Comp & perks
  • 401K matching
  • Health benefits
  • Employee stock options
  • Paid time off
  • Volunteer time off
  • Competitive LPL Total Rewards package
  • Financial, wellbeing, and work-life support described as supporting success at work, at home, and at play