Compliance

• Owning the portfolio management framework and governance model across the Monitoring & Testing function, ensuring consistent, efficient and effective delivery of the Compliance Monitoring Programme.
• Leading portfolio planning, scheduling and resource coordination across Monitoring & Testing coverage teams to support strategic, regulatory and business priorities.
• Driving the consistent application of governance standards, portfolio planning disciplines, risk assessment methodologies and reporting across the function.
• Owning the end-to-end issues management framework, ensuring effective tracking, escalation, governance and timely closure of actions arising from monitoring activities.
• Developing portfolio-wide conduct risk insights, management information, dashboards and executive reporting to support data-driven decision making and effective governance.
• Establishing and managing the central repository for AI and data use cases while promoting governance, knowledge sharing and the safe adoption of innovative technologies across the function.
• Leading the standardisation, automation and continuous improvement of portfolio management processes to improve operational efficiency and simplify ways of working.
• Building great relationships with senior stakeholders across Monitoring & Testing and the wider Risk & Compliance function, providing strategic portfolio insights and recommendations that support informed decision making.

Portfolio Control Manager – Compliance Monitoring, Risk & Compliance

• Support vocational centres in maintaining compliance with Pearson quality standards, policies, and regulatory requirements.
• Work directly with centres identified as high-risk to address quality, operational, and compliance concerns.
• Lead and coordinate quality improvement initiatives across multiple centres and qualification areas.
• Support investigations and resolution of malpractice and maladministration cases.
• Address operational issues impacting centre performance, including late registrations, inadequate resources, delivery concerns, and quality assurance failures.
• Support actions arising from Academic Management Reviews and other quality monitoring activities.
• Provide expert guidance on internal and external quality assurance processes, vocational assessment practices, and awarding organisation requirements.
• Monitor centre activity and develop improvement plans to ensure compliance and continuous quality enhancement.
• Maintain accurate, auditable records and produce data and reports to support operational decision-making.
• Work closely with Quality Standards, Investigations, Vocational Assessment and Centre Management teams to identify trends, risks, and solutions.
• Build effective relationships with centre leadership teams and stakeholders to drive positive quality outcomes.

Advanced Specialist, Compliance & Operations

• Lead regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.
• Drive improvement and Identify any gaps or weaknesses in the Plan and propose remedial actions.
• Day to day management and oversight of the Plan, ensuring tests are completed on time and that progress is made against the overall plan.
• Scope, implement and manage second line testing to ensure alignment with regulatory requirements and business processes.
• Oversee findings, recommended actions and management responses together with agreed timescales and action owners.
• Follow up on management's implementation of agreed actions whilst reporting all outstanding actions to the Senior Compliance Manager, escalating where relevant to the Head of Compliance.
• Track business unit actions to mitigate risk and support continuous improvement across the business.
• Ensure that the plan is regularly updated in line with changes to the regulatory landscape.
• Implement a best in class plan by leveraging the processes used in additional Trading 212 legal entities.

Compliance Monitoring Manager

• Monitor relevant technical legislation, regulatory requirements and industry standards relating to EV charging, electric vehicle supply equipment, energy, consumer protection.
• Develop and maintain technical compliance policies, procedures and governance controls.
• Maintain technical compliance risk registers and support mitigation plans with other cross functional business owners.
• Coordinate compliance assurance activities, including audits, inspections and independent verification by internal teams and third parties.
• Maintain compliance evidence and documentation to demonstrate regulatory adherence.
• Support statutory product reporting and regulatory submissions.
• Monitor emerging technical legislation, consultations and regulatory developments, highlighting potential business impacts.
• Support the preparation of consultation responses and regulatory submissions where required.
• Participate in industry forums, working groups and regulatory discussions to support the organisation's interests.
• Develop and maintain effective working relationships with regulators, industry bodies and external stakeholders.
• Work with Technology, Operations, Legal and Commercial teams to embed regulatory requirements into products, services and business processes.
• Support the implementation of regulatory change initiatives and business readiness activities.
• Promote compliance awareness through guidance, communication and training.
• Support supplier compliance reviews and ensure appropriate evidence is maintained.
• Liaise with external stakeholders, including DNOs, local authorities and service providers, on compliance-related matters.
• Produce management reports on compliance performance, emerging risks and regulatory developments.
• Maintain accurate compliance records and documentation.

Technical Compliance and Regulatory Manager

• Co-ordinate and manage requests across our external supply chain to obtain compliance documentation including technical files, test reports, and supporting evidence.
• Review documentation for completeness and following up where required.
• Collate and organise Declarations of Conformity to support PPWR requirements.
• Maintain accurate tracking progress to ensure project deadlines are met.

Packaging Compliance Coordinator

• Ensure the council responds to statutory information requests received from the public and information sharing requests received from other organisations.
• Work closely with the council’s various departments and external stakeholders, acting as an ambassador for the Information Governance Service.
• Collate significant amounts of information and efficiently apply any required exemptions with reference to applicable legislation.
• Work increasingly autonomously, taking professional responsibility for dealing with the full process of requests, engagement with the requester, collating information and the consideration of any applicable exemptions, to the secure provision of information.

Information Compliance Officer

• Support compliance-related administrative activities.
• Sign documents required for banking and company administration.
• Be available for occasional communication when required.

Business Compliance Representative

• Partnering closely with BCB stakeholders, acting as a trusted advisor and influencing strategy, distribution and sales processes, customer journeys and key risk decisions.
• Provide expert advice on a broad range of product sales, including FX, derivatives and commodities, as well as advising on the regulatory requirements applicable across multiple channels.
• Supporting the identification, assessment and escalation of conduct and compliance risks, issues, events and emerging themes.
• Attending risk fora, confidently challenging and overseeing the business to deliver compliant solutions and consistently good customer outcomes.
• Driving improvements in risk management and control maturity, including input into risk assessments, issue management, outcome testing and regulatory interactions.
• Providing independent challenge and advice on conduct and compliance across the wider risk taxonomy and policies, supporting the business to meet policy, control and governance requirements.
• Collaborating across other Risk Specialist teams within CCOR and wider Risk to deliver a joined-up second line service to BCB.

Senior Manager – Conduct & Compliance, Business & Commercial Banking Coverage

• Manage the quarterly self-audit process for nurseries in the region: receive submissions, review results, conduct follow-up verification visits, and escalate gaps to the Head of Compliance.
• Conduct regular compliance visits to franchise nurseries, assessing adherence to the applicable regulatory framework – EYFS/Ofsted in England, National Standards/Care Inspectorate and Education Scotland in Scotland, and Minimum Standards/CIW and Estyn in Wales.
• Carry out safeguarding audits across nurseries in the region, ensuring centres are achieving and maintaining full compliance.
• Support nurseries in preparing for regulatory inspections, providing guidance on areas for improvement and ensuring corrective actions are completed.
• Identify and report common compliance trends within the region to the Head of Compliance, contributing to the data that drives network-wide training priorities.
• Serve as the designated compliance point of contact for nurseries in the region, building strong working relationships with franchisees and nursery managers.
• Communicate compliance gaps to the Training & Development team so that training can be targeted to areas of need.

Early Years Compliance Officer

• Lead the day-to-day management of REACH consortia and industry collaborations.
• Act as the primary contact for consortium members and governance bodies.
• Coordinate consortium work programmes, budgets, timelines, and deliverables.
• Facilitate steering committees, technical working groups, and member meetings.
• Support strategic planning and decision-making related to regulatory compliance programmes.
• Monitor and communicate regulatory developments affecting consortium activities.
• Manage external service providers, including technical consultants and contract research organisations (CROs).

REACH Regulatory Manager

• Lead Regulatory Innovation Council activities, including intake, evaluation, prioritization, and governance of innovation initiatives.
• Drive business transformation through Lean process improvement, change management, and technology adoption activities.
• Develop and manage innovation and technology roadmaps aligned with organizational objectives.
• Partner with business stakeholders, technology teams, and strategic partners to define solution requirements and delivery plans.
• Oversee complex innovation and technology programs, including scope, timelines, risks, dependencies, success metrics, and stakeholder communications.
• Identify opportunities for automation, analytics, AI, and digital solutions that improve operational efficiency and service delivery.
• Support technology design, development, pilot programs, and implementation of next-generation regulatory solutions.
• Monitor industry, regulatory, and technology trends and translate insights into actionable business opportunities.
• Build stakeholder engagement, secure sponsorship, and drive organizational readiness for change.
• Mentor team members and foster a culture of innovation and continuous improvement.

Associate Director – Regulatory Innovation

• Maintain and regularly update compliance databases, trackers, registers and filing systems, ensuring accuracy, accessibility and version control at all times.
• Own the day-to-day document control process, ensuring policies, procedures, forms and records are correctly issued, version-controlled and archived in line with IMS requirements.
• Maintain organised and secure electronic filing systems in line with UK GDPR, data protection obligations and company confidentiality standards.
• Ensure document filing and record updates are completed accurately and in a timely manner, maintaining consistency across all compliance systems.
• Own the production of accurate meeting minutes and action logs for compliance meetings and distributing these promptly to all attendees.
• Provide general administrative support to the Compliance Team as required.
• Assist with the preparation of compliance presentations, communications and reports as required.
• Support the Compliance Team with meeting logistics, room bookings and document circulation.
• Conduct compliance inductions for new starters, ensuring the content is current and records are accurately maintained and filed.
• Support the scheduling and logistics of compliance training events as directed by the Compliance Team.
• Maintain certification and accreditation records.
• Assist with the collation of documentation required for certification renewals and external audits as required.
• Carry out day-to-day administrative duties and any other tasks reasonably required to support the effective operation of the Compliance Division.
• Handle all compliance-related information with discretion and in accordance with AVK’s data protection and confidentiality policies.

Compliance Administrator

• Establish, lead and maintain Tekever’s end-to-end trade compliance framework in support of its UK and international supply chain, R&D and manufacturing operations
• Act as the lead authority on trade compliance, advising Supply Chain, Engineering, Manufacturing, and Commercial teams on regulatory obligations and risk
• Partner closely with the Head of Supply Chain and Head of Commercial to ensure compliant sourcing of components and assemblies
• Oversee all import and export activities related to direct materials, components, and technology
• Ensure compliance with UK Export Control Joint Unit (ECJU) regulations, EU dual-use regulations, US ITAR and EAR requirements, and international sanctions and embargo regimes
• Classify goods, software, and technology
• Determine and manage export licence requirements, including permanent and temporary exports, re-exports and intra-company transfers
• Develop and deliver trade compliance training programmes

Trade Compliance Manager

• Ensure that the business adheres to all operational requirements related to the Operator Licence (O-Licence)
• Act as a subject matter expert, named Transport Manager on designated Severn Trent Operators Licences
• Conduct independent reviews across operating centres
• Verify adherence to the 11 O‑Licence undertakings
• Support continuous improvement through clear reporting, proactive issue identification, and collaborative policy development
• Visit operating centres to independently assess compliance processes, documentation, and record keeping
• Provide regular compliance reports to operational leadership teams and support formal audits
• Review key areas such as driver and vehicle documentation, vehicle defect reporting, drivers’ hours compliance, load security, qualifications, safety culture, medical processes, and gate checks
• Support rollout of new compliance processes, procedures, and operational training
• Assist operational teams with driver briefings and understanding of company compliance policies
• Ensure that operational teams have scheduled driver CPC training and monitor compliance to ensure that drivers complete the recertification process every 5 years

Compliance & Monitoring Officer

• Be the first point of contact for regulatory queries from Sales, AM and Customer Support
• Join client and prospect calls where regulatory depth is needed
• Build and maintain a regulatory guidance library across Zinc's core regulated sectors (FCA/SMCR/CRD6, SRA, CQC, Ofsted, BPSS, BS7858), criminal record checks and Right to Work
• Design, deliver and maintain internal regulatory training and documentation - make the complex stuff click
• Keep an eye on regulatory developments and translate them into plain-English guidance for non-compliance colleagues
• Support client-facing regulatory content and collateral
• Support RFP and tender responses that need regulatory firepower
• Partner with the Head of Regulatory Compliance, Legal Counsel and DBS Compliance Lead to keep Zinc ahead of the curve

Regulatory Compliance Manager

• Assisting in the management of the lifecycle of controlled documents in Qualio (our QMS system), driving authors to meet review and approval deadlines.
• Support standard operational procedures, work instructions, medical device technical documents and template drafting.
• Assign training and track completion for document updates.
• Help organise internal quality records, logs and dashboards.
• Support with internal and external audits against ISO 13485 and ISO/IEC 27001 standards.
• Support Corrective and Preventative Actions (CAPAs), Non-Conformances (NC), change controls and follow up actions, including timely and structured root cause analysis (e.g. 5 whys, fishbone) and tracking effectiveness.
• Drive audit readiness by maintaining organised evidence logs aligned to ISO 13485 and ISO 27001 requirements and contributing to ongoing quality assurance activities.
• Coordinate the collection of Post-Market Surveillance (PMS) inputs.
• Support risk register updates and Design History Files.
• Contribute to Management Review quality reporting.
• Support with Supplier Onboarding, Supplier Evaluation Reports and ongoing supplier monitoring.
• Conduct quality checks on our medical device components and logistics providers, escalating non conformances independently.

Quality and Regulatory Officer

• Oversee global operations compliance and drive quality assurance across IAG Cargo.
• Provide support and advice to the regions in fields of aviation security, health & safety, standards and quality management.
• Develop and manage an audit, inspection and monitoring plan for the IAGC network to ensure compliance with Air Operations, ISARPS and other regulations, each operating companies policy and IAG Cargo's standards.
• Where shortfalls exist make appropriate recommendations and monitor completion.
• Carry out investigations of safety & security incidents as required and directed by Compliance management.
• Produce clear and concise reports on findings, observations and recommendations through the various tools of the quality programme.
• Support in the development, implementation and maintenance of the combined global technical standards across IAGC.
• Support the process of obtaining and maintaining regulatory approvals where they are required.
• Production of trend analysis, metric collection, analytics and reporting across all operations, ensuring transparency across the network.

Quality & Compliance Executive

• Review, verify and approve product specifications, artwork, pack copy and labelling against current and emerging UK and EU legislation.
• Provide expert regulatory advice and guidance to clients, suppliers and internal stakeholders on consumer product compliance requirements.
• Build and maintain strong relationships with clients, suppliers, design agencies and other key stakeholders.
• Monitor regulatory developments, industry trends and codes of practice, ensuring accurate and up-to-date advice is delivered.
• Support continuous improvement through the development of compliance processes, technical checklists, training materials and best practice guidance.

Regulatory Compliance Advisor – Non-Food Products

• Engineer the global regulatory roadmap for customs and global freight compliance
• Own all customs entries, ATA Carnets, temporary import bonds, and biosecurity protocols
• Co-lead advanced border agency engagements to safeguard the global event timeline
• Collaborate with engineering design and procurement to map customs profiles
• Oversee strategy and financial underwriting for ATA Carnets and specialized maritime declarations
• Ensure compliance with local environmental protection agencies

Customs & Global Freight Compliance Lead

• Support the continued development and implementation of the future regulatory framework for medical devices
• Lead on discrete areas and work in collaboration with colleagues within Innovative Devices and across the Agency
• Liaise with senior external stakeholders, both in the UK and internationally
• Provide expert regulatory advice to medical device and IVD device manufacturers

Compliance jobs in United Kingdom

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