Product Analyst

• Support product management in completing both strategic and tactical initiatives related to the ongoing development and support of the TD Wealth Products & Platforms
• Data gathering and translation to support new product evaluation
• Carrying out process improvement and initiatives from requirement definition to implementation
• Working with various business groups to identify opportunities for process improvement
• Assisting with sponsor and strategy launches
• Maintaining and improving relationships
• Support and resolve advisors day to day questions and issues around assigned product and platforms
• Manage small projects from analysis to implementation working with operations, vendors and technology
• Support internal procedures and processes required to maintaining daily account activity
• Perform workflow & business analysis resulting in operational procedures to meet business needs
• Assist in analyzing new business opportunities to assess effects on workflow
• Liaise with vendors to coordinate product enhancements and platform change management

Senior Product Analyst, Wealth

Compliance

• Provide compliance oversight, guidance, and challenge across Deposit Product and/or Backoffice Operations.
• Serve as primary compliance support for assigned business lines, providing oversight and independent challenge on business activities and initiatives with regulatory impact.
• Complete change risk assessments and related questionnaires for new business initiatives, performing review and challenge of inherent regulatory risks, mitigations, and outlining conditions to launch; as well as presentation to executives for approval.
• Serve as a compliance advisor to business partners through regular meetings and process reviews.
• Manage and track compliance-related issues, ensuring timely resolution and regulatory alignment.
• Lead regulatory change management efforts for new and updated state laws, ensuring effective business adoption and compliance.
• Monitor regulatory complaints, business reports, and key risk indicators to identify trends, gaps, and potential compliance risks.
• Review and validate first-line testing to ensure gaps are addressed and aligned with regulatory expectations.
• Collaborate with cross-functional teams to strengthen the compliance framework and reduce risk exposure.

Compliance Business Oversight Manager

Customer Success Manager

• Provides specialized business application management guidance and support for a functional area
• Responsible for requirements gathering through the application lifecycle
• Conducts business testing and supports business process documentation and user support of the application
• Provides approval and prioritization of technology changes deployments
• Develops and leads business application strategy roadmap
• Coordinates with key leaders to determine required capabilities
• Ensures appropriate risk controls are in place and adhered to guidelines and regulatory requirements
• Accountable for overall mapping of processes for application functions/features to support business objectives
• Responsible for risk and audit management and assessments
• Reviews requirements specifications and technical design documents to provide timely and meaningful feedback

FCRM Risk Business Application Analyst III

• Oversee and develop team(s) of specialists and/or managers conducting independent Compliance testing to meet regulatory and internal requirements
• Provide guidance, leadership, coaching, and development to achieve desired operational results and professional/personal development objectives for the overall group
• Responsible for the timely execution of the Compliance testing plan
• Typically deal with senior/executive management in communicating Compliance testing results
• Leverage deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends
• Provides guidance and clarity around priorities and goals for Compliance testing program and work with managers to ensure the goals cascade to all workers
• Manage and prioritize the team to deliver on multiple reviews and projects at a given time

Senior Manager, Compliance Testing

IT Support

• Generally leads a team focused on assigned audit
• Responsible for planning of audits
• Works at direction of Audit Manager
• Provides on-the-job training for staff
• Assists in providing feedback on completion of staff evaluations

Audit Manager I – FRM – Liquidity

• Planning and overseeing independent Compliance testing
• Providing subject matter expertise on Compliance controls/processes
• Executing independent testing as applicable
• Leading all phases of assigned testing or validation engagement

Compliance Testing Manager – Wealth

Research Analyst

• Provides market research support in compiling and publishing high quality, comprehensive analysis and research on individual corporations, industries, financial markets, and economic developments as assigned
• Compiles, analyzes, and evaluates data, conducting modeling on multiple data inputs related to assigned: companies/industries and/or financial markets and economic analysis research reports
• Assists in the development of valuation tools and provides advice to institutional clients
• Assists in the preparation of forecasting models
• Maintains and enhances financial models and databases
• Works closely with senior research leads on ongoing publication of research reports

Equity Research Associate – Clean Energy

Financial Crime

• Leads and develops a team of professionals who provide oversight and expert regulatory guidance to specialized domains of TD's KYC programs
• Manages a team of analysts to perform job functions in line with policies, standards, procedures, and job aids
• Ensures timely execution of client due diligence reviews using a risk-based approach to align with policy and regulatory requirements
• Suggests process improvements to drive better results from efficiency, accuracy, or quality of work product

Team Manager, KYC

Designer

• Lead the creation of a comprehensive end-to-end detailed solution with overall accountability for the technical design and delivery of the System Design Specification (SDS)
• Provide technical expertise and guidance in a lead capacity
• Expert knowledge of the business, processes, procedures, and relevant technology areas (e.g., Architecture, Infrastructure, Security)
• Act as the primary subject matter expert and consult with clients/project teams on research, analysis, design, and testing of technical solutions
• Mentor and monitor the work of others
• Provide technical insight and recommendations to the business and/or outside vendors

IT Solutions Design Specialist

Financial Planning and Analysis

• financial analysis and modeling
• managing a team
• preparing client presentations and interacting with senior bankers and clients
• researching and analyzing clients' financial situations, industry and market data, and mergers and acquisition opportunities
• valuing private and public companies
• performing complex financial and M&A modeling
• preparing external client proposals and internal underwriting memos
• assisting with client negotiations and documentation
• providing structure, transactional and marketing support at a professional and subject matter expert level to support senior team members as required

Associate, Investment Banking – Software

Data Analyst

• Independently assess the design, performance, and implementation of forecasting and stress testing models
• Evaluate model methodology, assumptions, and design for conceptual soundness
• Assess the quality and appropriateness of model development data and construction
• Conduct testing to evaluate model performance under various scenarios
• Verify model implementation accuracy and assess performance monitoring frameworks
• Provide independent challenge to model developers and track issues through resolution
• Prepare validation reports and communicate findings to stakeholders
• Perform periodic validations to ensure model suitability and identify emerging risks

Senior Quantitative Analyst – PPNR Model Validation

Engineer

• Develops and maintains technical solutions that adhere to engineering and architectural design principles
• Provides technical expertise with a focus on efficiency, reliability, scalability, and security
• Includes planning, evaluating, recommending, designing, operationalizing, and supporting solutions in compliance with enterprise and industry standards

Oracle Application DBA – Engineer I

Analyst

• Conducting in-depth industry and financial analysis of existing and potential borrowers
• Comprehensive underwriting for both new and existing clients
• Monitoring financial covenants and interim trends
• Collaborating closely to support the Lending and Credit functions within the Bank
• Analyzing financial statements and assessing credit risk
• Participating in Customer meetings for detailed inquiries
• Preparing insightful and timely approval memorandums

Credit Analyst III – Regional Commercial Banking

Community Manager

• Identifies, develops and maintains a quality network of community-based organizations, Realtors, and local state/government agencies
• Takes residential mortgage loan applications and communicates underwriting decisions
• Increases mortgage loan volume, focusing on CRA, low-and moderate-income, and multicultural borrowers
• Researches organizations and agencies within assigned geographic area
• Establishes relationships with nonprofit organizations, realtors, and housing offices to generate referrals
• Represents the bank in community-based meetings and initiatives
• Explains variety of mortgage products and services available
• Guides customers through the mortgage application process
• Communicates regularly with customers, underwriters, and others to ensure application process proceeds as planned
• Sells and originates residential mortgage loans according to established policies

Community Mortgage Loan Officer

• Identify, develop and maintain a quality network of community-based organizations, Realtors, and local state/government agencies for mortgage lending opportunities
• Take residential mortgage loan applications and communicate underwriting decisions
• Increase mortgage loan volume focusing on multiple customer segments
• Research organizations within assigned geographic area providing services to low and moderate-income persons
• Establish relationships with nonprofit organizations, realtors, state and local housing offices
• Represent the bank in community-based meetings and initiatives
• Explain variety of mortgage products and services available
• Guide customers through the mortgage application process
• Communicates regularly with customers to ensure application process proceeds as planned