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Senior Manager, Compliance Testing
TDSenior Manager overseeing compliance testing teams at TD Bank. Responsible for independent compliance testing and team leadership across various business units.
Posted 6/11/2026full-timeCharlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSenior💰 $115,440 - $186,160 per yearWebsite
About the role
Key responsibilities & impact- Oversee and develop team(s) of specialists and/or managers conducting independent Compliance testing to meet regulatory and internal requirements
- Provide guidance, leadership, coaching, and development to achieve desired operational results and professional/personal development objectives for the overall group
- Responsible for the timely execution of the Compliance testing plan
- Typically deal with senior/executive management in communicating Compliance testing results
- Leverage deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends
- Provides guidance and clarity around priorities and goals for Compliance testing program and work with managers to ensure the goals cascade to all workers
- Manage and prioritize the team to deliver on multiple reviews and projects at a given time
Requirements
What you’ll need- Undergraduate degree or equivalent work experience
- 10+ years of experience
- Prior experience managing teams of compliance testing specialists and/or managers in the execution of Compliance Testing engagements and validation of action plans
- Prior testing, audit or business operations experience in areas involving regulatory compliance
- Detail oriented and well-developed organizational, time management and project management skills
- Strong verbal and written communication skills
- Proficiency with Microsoft Office applications
- CRCM certification preferred
- Knowledge and experience with risk management environment, standards, and regulations
- Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and training requirements
- Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements
Benefits
Comp & perks- Health insurance
- 401(k) matching
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Career development opportunities
- Banking benefits and discounts
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance testingauditregulatory compliancerisk managementproject managementaction plan validationregulatory expectations interpretationorganizational skillstime management
Soft Skills
leadershipcoachingcommunicationdetail orientedorganizationaltime managementproject management
Certifications
CRCM