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TD

Compliance Testing Manager – Wealth

TD

Compliance Testing Manager responsible for overseeing compliance testing and validations to assess effectiveness of operational procedures. Key role in reshaping compliance structures and driving innovation at TD Bank.

Posted 6/11/2026full-timeCharlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSeniorLead💰 $91,000 - $136,240 per yearWebsite

About the role

Key responsibilities & impact
  • Planning and overseeing independent Compliance testing
  • Providing subject matter expertise on Compliance controls/processes
  • Executing independent testing as applicable
  • Leading all phases of assigned testing or validation engagement

Requirements

What you’ll need
  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Detail oriented
  • Strong verbal and written communication skills
  • Proficiency with Microsoft Office applications
  • CRCM certification preferred
  • Knowledge of regulatory compliance requirements

Benefits

Comp & perks
  • Health insurance
  • 401(k) matching
  • Paid time off
  • Career development
  • Reward and recognition

ATS Keywords

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Applicant Tracking System Keywords

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Soft Skills
detail orientedstrong verbal communication skillsstrong written communication skills
Certifications
CRCM