EXANTE

IT Support

• Execute assigned audit engagements from planning through to reporting under the guidance of the Head of Audit.
• Conduct walkthroughs, document processes, and evaluate the design and operating effectiveness of internal controls.
• Perform comprehensive testing of IT General Controls (ITGCs) and automated or manual business process controls across key systems and platforms.
• Leverage direct system data extraction and automated testing techniques rather than relying solely on manual samples.
• Prepare clear working papers supporting audit conclusions using a proportionate, risk-based approach.
• Test compliance across group entities, including EU (MiFID II, AIFMD, UCITS, GDPR, AML), UK (FCA, SMCR, Consumer Duty), Hong Kong (SFC Code of Conduct, AML/CFT), and Dubai (DFSA Rulebook, AML).
• Stay informed of global regulatory developments while collaborating with local compliance teams to gather information and clarify expectations.
• Draft audit findings, discuss results with process owners, and agree on practical management action plans (MAPs).
• Monitor the status of open findings, rigorously validate remediation actions, and maintain accurate audit system records.
• Manage co-sourced and outsourced audit providers to ensure seamless, high-quality execution of specialized reviews.
• Assist the Head of Audit with Audit Committee materials, support external audits, and coordinate regulatory examinations.
• Contribute to continuous improvement initiatives, specifically driving the development of data analytics and continuous auditing capabilities.

Compliance Audit Manager

General

• Advanced Investigations: Conduct end-to-end monitoring for complex deposits, WD, securities trading.
• Advisory & Mentorship: Act as the primary escalation point, providing technical guidance and coaching to junior officers.
• Innovation & Automation: Identify process bottlenecks and implement AI-driven or automated solutions to optimize TM workflows.
• Risk Mitigation: Perform in-depth SoF/SoW analysis and manage high-level sanctions escalations (EU/UK, OFAC, UN).
• Regulatory Intelligence: Interpret and disseminate updates on FATF, MiFID II, and MAR to ensure team alignment.
• Reporting: Prepare data-driven reports on TM metrics and support regulatory audits.

Senior Transactions Monitoring Officer

SDET

• Developing and maintaining a test automation framework and related services;
• Developing and maintaining reporting and monitoring tools;
• Monitoring and analyzing test environment health;
• Integrating AI capabilities into internal tools.

QA Automation Engineer

Client Services Representative

• Manage client inquiries via different channels: email, live chat, and phone calls within set SLAs and KPIs
• Provide excellent customer support by identifying customers' needs and solving tasks with an individual approach
• Liaise with internal teams to find solutions to more complex inquiries
• Navigate inquiries to the relevant departments when necessary
• Maintain a sound knowledge of our product and industry
• Maintain a positive image of our company
• Contribute towards various side projects and tasks such as FAQ upkeep and internal documentation
• Regularly communicate feedback and suggestions with your line manager

Client Services Associate

• Lead, mentor and develop a team of client service associates, setting clear performance expectations and conducting regular reviews.
• Manage team workload, coverage and cross-functional collaboration to ensure responsive, consistent service across all clients and time zones.
• Foster a culture of accountability, continuous improvement and client-first thinking.
• Define & refine service standards, processes, and playbooks, ensuring team adherence.
• Oversee daily operations, ensuring cases are being correctly handled and SLAs are met.

Client Services Manager

Support Engineer

• Provide L2 application support during shifts
• Proactively monitor system health and respond to incidents
• Investigate and resolve production issues across infrastructure, networking, databases, and application layers
• Escalate issues and collaborate with development and SRE teams
• Maintain documentation, runbooks, monitoring and alerting improvements
• Taking part in the release cycle
• Participate in shift rotations

Researcher

• Design, research, and backtest novel quantitative trading strategies for various asset classes in low-to-high frequency contexts
• Develop and maintain robust alpha models, risk models, and execution algorithms
• Analyze large, complex financial and market data sets to identify predictive signals and market inefficiencies
• Evaluate DEFI protocols by recreating their underlying models to assess performance, risks, hedging strategies and potential for portfolio integration
• Collaborate with the technology team to ensure seamless and efficient deployment of strategies into the production trading system
• Monitor performance of live strategies, conduct attribution analysis, and propose improvements or adjustments
• Stay abreast of academic literature, industry trends, and new technologies in quantitative finance and crypto

Quant Researcher

Principal

• Build, run and develop EXANTE’s principal trading book across asset classes.
• Provide liquidity against client flow, manage the resulting inventory and hedge residual exposure to generate P&L within the firm’s regulatory, best-execution and conflict-of-interest framework, with full P&L responsibility for the principal trading book.
• Principal trading book — provide liquidity against client flow, internalise and aggregate exposures where commercially attractive, manage inventory and hedge residual market risk.
• Trading strategies — market making, flow trading, relative-value and other legitimate strategies the candidate identifies, within Board-approved risk limits.
• Counterparty and execution venues — identify, negotiate and onboard the exchanges, prime brokers and OTC counterparties needed for hedging and inventory management.
• Risk management framework — in partnership with the Risk function, design, implement and operate the risk limits, monitoring and escalation framework for the book.
• Stock Lending cooperation — coordinate securities inventory, financing and revenue with the existing Stock Lending team, avoiding disruption to that revenue line.
• Desk cooperation — work with the Options Trading and Fixed Income & Structured Products desks to ensure complementary principal books and shared risk visibility.
• Operations and platform — cooperate with Operations, Treasury and Technology on workflow, financing, settlement and platform tooling.
• Conflict and best execution — manage conflicts of interest, best-execution arrangements and product-governance compliance across the relevant booking entities (MiFID II, FCA, SFC and equivalent regimes).
• Team build-out — size, composition and sequencing at the hire’s discretion as the book grows, consistent with the approved business plan.

Principal Trader

• Build, run and develop EXANTE’s principal trading book across asset classes.
• Provide liquidity against client flow, manage the resulting inventory and hedge residual exposure to generate P&amp;L within the firm’s regulatory, best-execution and conflict-of-interest framework, with full P&amp;L responsibility for the principal trading book.
• Trading strategies — market making, flow trading, relative-value and other legitimate strategies the candidate identifies, within Board-approved risk limits.
• Counterparty and execution venues — identify, negotiate and onboard the exchanges, prime brokers and OTC counterparties needed for hedging and inventory management.
• Risk management framework — in partnership with the Risk function, design, implement and operate the risk limits, monitoring and escalation framework for the book.
• Stock Lending cooperation — coordinate securities inventory, financing and revenue with the existing Stock Lending team, avoiding disruption to that revenue line.
• Desk cooperation — work with the Options Trading and Fixed Income &amp; Structured Products desks to ensure complementary principal books and shared risk visibility.
• Operations and platform — cooperate with Operations, Treasury and Technology on workflow, financing, settlement and platform tooling.
• Conflict and best execution — manage conflicts of interest, best-execution arrangements and product-governance compliance across the relevant booking entities (MiFID II, FCA, SFC and equivalent regimes).
• Team build-out — size, composition and sequencing at the hire’s discretion as the book grows, consistent with the approved business plan.