Compliance Audit Manager

EXANTE

Compliance Audit Manager for a global fintech leader delivering audits across multi-jurisdictional entities. Engage in a digital-first, risk-based audit function using automated processes.

Posted 7/7/2026full-timeRemote • 🇨🇾 CyprusMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in executing audit engagements, evaluating internal controls, and ensuring compliance with regulatory standards across multiple jurisdictions. Proficient in data analytics and automated testing techniques to enhance audit effectiveness and efficiency.

Highest-signal resume keywords

Internal Audit ExperienceRegulatory Compliance KnowledgeData Analytics ProficiencyProfessional Certification (CIA, CISA, CAMS)Advanced Excel Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Internal Control EvaluationIT General Controls TestingAudit MethodologiesData Extraction TechniquesRisk-Based Audit ApproachCompliance TestingProcess DocumentationAutomated Testing TechniquesAudit Findings DraftingRemediation Validation

Soft Skills

Analytical SkillsWritten CommunicationVerbal CommunicationInterpersonal SkillsTime Management

Tools & Technologies

Audit Management SoftwareMicrosoft Office SuiteCloud-Based Technology Architectures

Certifications & Qualifications

CIACISACAMSICA Diploma

Industry Keywords

EU RegulationsUK RegulationsHong Kong RegulationsMiddle East RegulationsInvestment SpaceFintech EnvironmentsAML ComplianceGDPR ComplianceMiFID IIAIFMD

Tech Stack

Tools & technologies

Cloud

About the role

Key responsibilities & impact

Execute assigned audit engagements from planning through to reporting under the guidance of the Head of Audit.
Conduct walkthroughs, document processes, and evaluate the design and operating effectiveness of internal controls.
Perform comprehensive testing of IT General Controls (ITGCs) and automated or manual business process controls across key systems and platforms.
Leverage direct system data extraction and automated testing techniques rather than relying solely on manual samples.
Prepare clear working papers supporting audit conclusions using a proportionate, risk-based approach.
Test compliance across group entities, including EU (MiFID II, AIFMD, UCITS, GDPR, AML), UK (FCA, SMCR, Consumer Duty), Hong Kong (SFC Code of Conduct, AML/CFT), and Dubai (DFSA Rulebook, AML).
Stay informed of global regulatory developments while collaborating with local compliance teams to gather information and clarify expectations.
Draft audit findings, discuss results with process owners, and agree on practical management action plans (MAPs).
Monitor the status of open findings, rigorously validate remediation actions, and maintain accurate audit system records.
Manage co-sourced and outsourced audit providers to ensure seamless, high-quality execution of specialized reviews.
Assist the Head of Audit with Audit Committee materials, support external audits, and coordinate regulatory examinations.
Contribute to continuous improvement initiatives, specifically driving the development of data analytics and continuous auditing capabilities.

Requirements

What you’ll need

Bachelor's degree in Law, Compliance, Accounting, Finance, Business Administration, Information Systems, or a related field.
Professional certification completed or actively in progress: CIA, CISA, CAMS (ACAMS), or a recognized regulatory compliance qualification (e.g., ICA Diploma).
5+ years of experience in internal audit, external audit, or risk/compliance roles.
Experience auditing or working closely within the investment space, such as brokerages, exchanges, trading platforms, wealth management, or fast-paced fintech environments.
Exposure to at least two of the following regulatory environments is advantageous: EU, UK, Hong Kong, or Middle East (DIFC/DFSA).
Familiarity with audit management software and the Microsoft Office suite (particularly advanced Excel).
Solid understanding of internal control concepts and modern audit methodologies.
Ability to understand automated processes, complex system workflows, and cloud-based technology architectures.
Strong analytical skills with the ability to extract, manipulate, and analyze data directly from systems.
Excellent written and verbal communication skills, with the ability to articulate complex risks clearly to non-audit stakeholders.
Proactive, curious, and eager to learn, with the ability to manage time effectively and meet deadlines across multiple assignments.
Strong interpersonal skills, collaborative mindset, and a high level of integrity.
Comfort working effectively in a lean, remote-first team environment.

Benefits

Comp & perks

Working remotely
Professional development opportunities