Compliance

• Design and implement Cisco’s Ethics and Compliance Program
• Ensure compliance with global anti-fraud and anti-corruption laws, regulations, and Cisco’s Code of Business Conduct
• Drive cross-functional initiatives and change
• Scale E&C Program operations through automation and AI
• Develop dashboards, analyze metrics, identify trends, risk areas, and strategic priorities
• Maintain audit-ready program documentation
• Build and maintain strong, collaborative relationships with stakeholders

Compliance Specialist – Ethics & Compliance

• Manages the Regulatory Operations team responsible for various operational regulatory activities.
• Oversee the preparation, review and submission of data and documentation to support regulatory applications, product registrations.
• Establishes and manages systems and processes to support publishing of regulatory submission packages, product and facility registrations and regulatory data management.
• Provides regulatory support and expertise by developing global regulatory strategies, identifying needed registration data, obtaining this data and ensuring that it is effectively presented for the registration of products.
• May serve as a lead regulatory representative to an assigned product or project team.
• Interacts with various regulatory agencies and internal ICU Medical cross functional organizations.

Regulatory Affairs Manager

• Assess current state processes for alignment with policies, procedures, and regulations
• Identify regulatory gaps and develop recommendations for changes to procedures and documentation
• Perform transaction testing to confirm adherence to policies, procedures, and regulations
• Create and maintain detailed supporting work papers
• Manage large data sets, troubleshoot, and develop processes for collecting and aggregating data effectively and efficiently
• Synthesize data into Key Risk Indicators and Key Performance Indicators
• Communicate effectively with the client, team members, and management
• Create and maintain client deliverables such as assessment/audit reports, risk assessments, work papers, and reporting decks
• Meet deadlines and work under pressure when required

Regulatory Project Consultant

• Supports the development and continuous improvement of the enterprise compliance program to ensure alignment with regulatory, legal, and organizational requirements.
• Supports the implementation and advancement of the enterprise risk management framework, including risk identification, assessment, mitigation, and monitoring across functions.
• Prepares and delivers executive and board-level reporting to support the Audit, Compliance & Risk Committee in oversight of compliance and enterprise risks.
• Directs the development, maintenance, and operational integration of compliance policies and procedures to ensure consistent adoption and accountability.
• Works with business owners to design and implement compliance training and communication strategies to reinforce organizational expectations and promote a culture of integrity.
• Supports ethics reporting processes, including intake, triage, and oversight of compliance-related concerns to ensure timely and consistent resolution.
• Establishes compliance monitoring and audit processes to evaluate program effectiveness and identify opportunities for improvement.
• Oversees third-party compliance risk management to ensure vendors and partners adhere to organizational standards and contractual requirements.

Director, Compliance & Enterprise Risk Management – ERM

• Develop and lead Casepoint’s enterprise Governance & Compliance strategy, ensuring scalable governance practices that support business growth and customer trust.
• Own enterprise privacy, compliance, AI governance, information governance, and corporate policy programs.
• Establish governance frameworks for emerging technologies, including responsible AI, data governance, and regulatory compliance.
• Partner with Executive Leadership to proactively identify, assess, and manage regulatory, contractual, operational, and technology-related risks.
• Provide executive oversight of the contracts function by partnering with the Director of Government Contracts on strategy, governance, risk management, and operational priorities.
• Collaborate with Sales, Product, Finance, Security, Legal, Engineering, and Customer Success to enable growth while balancing business objectives with appropriate governance.
• Develop executive reporting, governance metrics, and compliance dashboards to support informed decision-making.
• Drive continuous improvement through scalable processes, automation, and technology-enabled governance solutions.
• Monitor evolving regulatory requirements and industry best practices, recommending proactive enhancements to governance programs.

VP, Governance and Compliance

• Develop and execute risk assessments of customs trade compliance programs to ensure adherence to established policies and procedures.
• Collaborate with Business Division, Compliance, and Legal teams to provide strategic and operational support for global trade and risk management at Caterpillar
• Manage the development, implementation and maintenance of customs trade compliance policies and procedures
• Conduct training on government laws, rules and regulations as they pertain to organizational products, services and technologies
• Proactively monitor, manage and mitigate risks through stakeholder engagement and lead the development and implementation of compliance strategies and goals in line with company's business objectives
• Effectively communicate insights, progress, and recommendations across the organization as needed

Manager, Regional Trade Compliance

• Preparing environmental compliance reports, including annual air emissions inventory reports, hazardous waste generator’s reports, SARA 312 Tier II reports, Toxic Release Inventory (TRI) reports, air permit summary of monitoring and compliance certifications and similar reports.
• Preparing environmental Plans such as Spill Prevention, Control, and Countermeasure (SPCC) Plans, Stormwater Pollution Prevention Plans (SWP3s) and Slug Discharge Control Plans.
• Preparing environmental Permit Applications for industrial wastewater and industrial stormwater discharges, and air emissions sources.
• Conducting Phase I Environmental Site Assessments in accordance with ASTM International’s E1527-21 Standard, including site visits, and ordering, receiving and reviewing database reports and writing Phase I ESA Reports (preferred); and,
• Contributing to the preparation of technical reports, letters, memoranda, specifications and proposals.

Environmental Compliance Practitioner

• Supervising and directing the day-to-day operations of the clinical compliance auditors and specialists.
• Serving as the clinical services liaison to senior management and other company leaders and assisting in developing coordinated and efficient companywide team processes.
• Assisting with coordinating orientation, training, continuing education, and ongoing performance monitoring for clinical compliance auditors and other departments as required.
• Working with Leadership to promote staff members’ continued professional growth and education.
• In conjunction with the Compliance Manager, UM Manager, and PHM Manager, overseeing and assisting with developing and managing the agenda and meeting minutes for the monthly utilization management data reported to the Independent Physician Association (IPA) UM Committee.
• Assisting with facilitating UM and PHM Plan development and adherence.
• Identifying UM and PHM Plan requirements and assisting in creating auditing guidelines to ensure clinical staff continue to meet minimum requirements, including quarterly, semiannual, and annual submission requirements set forth in the UM and PHM Plans.
• Serving as a secondary reviewer to ensure adherence to the denial process and all denial compliance audit requirements, reviewing documentation, and ensuring all documentation is submitted in a timely manner.
• Supporting the maintenance of confidentiality related to all computer programs, medical records, and other data.
• Providing critical-thinking skills, decisive judgment, and the ability to work with minimal supervision.
• Ensuring meeting minutes are completed, signed, and uploaded in accordance with UM and PHM Plan requirements.
• Assisting with all internal and external audit reviews and submissions.
• Completing monthly check-ins with clinical compliance auditors and specialists.

Supervisor, Clinical Compliance, RN

• Provide strategic leadership and oversight for Aqua’s enterprise Compliance Testing and Monitoring program
• Develop and maintain strategic and risk‑based compliance testing plans
• Lead the design, build, and implementation of automated and semi‑automated compliance testing and reporting solutions

Vice President, Enterprise Compliance Testing

• Manage APCD compliance programs and reporting requirements across multiple states
• Lead projects from start to finish, including timelines, regulator communications, and extension requests
• Interpret state regulations and convert them into business and system requirements
• Oversee timely submission of reports, files, and responses to regulators and vendors
• Investigate compliance, reporting, and system issues; identify root causes and support corrective actions
• Write detailed business requirements to address compliance and data issues
• Use reporting tools, databases, and data analysis to monitor compliance and improve processes
• Identify opportunities to automate and streamline workflows
• Train, mentor, and coach team members and business partners
• Develop and maintain training materials, policies, procedures, and process documentation
• Build relationships across departments to improve collaboration and results
• Communicate effectively with regulators, vendors, clients, account managers, IT teams, and leadership
• Escalate risks, issues, and compliance concerns when appropriate
• Create management reports and provide recommendations for issue resolution

Compliance Manager

• Serve as the designated Compliance Officer for Aetna’s IL Medicaid health plan
• Acts as the primary liaison to the state Medicaid agency, facilitating compliance and contract-related communications and activities.
• Facilitates the preparation for and management of external audits conducted by state Medicaid and related agencies or partners
• Lead and execute all elements of the Medicaid compliance program for Aetna’s IL Medicaid health plan.
• Conduct research and develop recommendations to help develop compliant business operations, processes and policies in accordance with state specific Medicaid program requirements.
• Develop compelling, strategic, and appropriate compliance related communications on behalf of the health plan in response to state Medicaid agency inquiries or requests.
• Maintain an in-depth working knowledge of the health plan’s contractual, regulatory, and program policy related obligations as a Medicaid managed care organization and serve as a resource to health plan and growth partner staff for education, training, and business decision making purposes.
• Ensure that current resource tools and other internal deliverables such as current contract library, regulatory reporting assignments, risk assessments, risk tracking lists, internal reporting systems and summaries, and other department wide tools are current and accessible to business partners to ensure the appropriate monitoring and oversight of health plan compliance processes.
• Utilize systems unique to job functions, including standard-issue software such as Microsoft products and compliance specific tools such as Archer; maintain system documentation, serve as subject matter expert, train users of system, contribute to system design, oversight or maintenance.
• Lead and direct oversight and monitoring activities to evaluate levels of compliance with new and existing Medicaid managed care organization requirements across the business; support business partners in the development of mitigation and corrective action plans and effectively escalate risks, concerns and other issues through appropriate channels.
• Maintain positive, productive relationships with internal and external senior level constituents to effectively communicate and influence ethical and compliant outcomes.
• Oversee the submission of required regulatory reports (standard and ad hoc), including the completion of high level quality reviews prior to submission and the maintenance of tracking systems and tools to document ownership, reporting requirements, and monitor timely delivery and acceptance of reports.
• Provide training and guidance to less experienced team members to accomplish goals.
• Other duties as assigned.

Lead Director – Corporate Compliance

• communicate effective compliance programs to identify and prevent illegal, unethical, or improper business practices
• coach and mentor junior staff and raise issues to senior team members
• support key business initiatives by analyzing and drawing conclusions from data
• provide resolutions to manage and mitigate compliance risks
• identify compliance impact on marketing materials, sales programs, and product development
• review compliance reports to identify deeper issues and common themes
• implement new/enhanced reports to ensure compliance with regulatory requirements

Compliance Program Advisor

• Support Compliance leadership with respect to key strategic projects and initiatives tied to annual Compliance business and strategic goals
• Partner with Compliance leaders in strategic planning
• Lead functional workstreams to ensure Compliance-owned projects and initiatives have clear objectives, attainable timelines
• Collaborate with other key stakeholders to ensure broader awareness of Compliance initiatives

VP, Compliance Strategy – Initiatives Lead

• Serve as the primary compliance resource for assigned facilities and regional leadership teams.
• Provide guidance on regulatory, compliance, ethics, and privacy matters while identifying practical solutions that support organizational objectives.
• Foster a culture of ethical decision-making, accountability, and compliance throughout the region.
• Build trusted relationships with administrators, CEOs, physicians, and facility leadership to promote effective compliance oversight.
• Implement ongoing execution of Tenet's Ethics, Compliance, and Privacy Program within assigned facilities.
• Ensure adherence to the Quality, Compliance, and Ethics Charter and applicable federal and state healthcare regulations.
• Drive regional compliance initiatives, work plans, monitoring activities, and risk mitigation strategies.
• Support the delivery of compliance, ethics, privacy, and security education programs for employees, contractors, and physicians.
• Partner with leadership and subject matter experts to identify, assess, and mitigate compliance risks.
• Lead and participate in Compliance Committee and Board meetings, presenting compliance trends, risks, and mitigation strategies.

Compliance Officer, USPI Midwest Territory

• Leading regulatory compliance initiatives to help clients navigate complex regulatory landscapes
• Developing and implementing compliance strategies to mitigate risks effectively
• Managing and guiding teams in the execution of compliance audits and risk assessments
• Providing strategic advice on regulatory requirements and internal controls
• Overseeing the maintenance of compliance programs and frameworks
• Collaborating with stakeholders to validate outcomes and incorporate feedback
• Directing the team through challenging and uncertain situations with composure
• Crafting and conveying clear, impactful messages that tell a holistic story
• Initiating open and honest coaching conversations to foster team development
• Applying systems thinking to identify underlying problems and opportunities
• Making informed decisions to resolve issues hindering team effectiveness
• Modeling and reinforcing professional and technical standards and the firm's code of conduct

Senior Manager, Business Integrity Trade Compliance

• responsible for the review, approval and submission of complex liquidity regulatory reports
• owning the daily production and submission of the FR 2052a process to the Federal Reserve
• close collaboration with cross-functional teams across the Bank, including Accounting Policy, Controllers, Risk and global Treasury partners
• maintaining Procedures and Standards to ensure regulatory compliance with applicable regulatory bodies and reporting requirements are met
• research and analyze day over day balance sheet movements and accounts out of balance with the goal of remediating in a short timeframe
• production of daily and monthly MIS liquidity reporting to broad distribution including Senior Management Committees including Corporate Asset and Liability Management Committee
• advising business unit senior management on regulatory implications of proposed transactions and new product offerings
• participation in strategic liquidity management initiatives and regulatory change projects, including process enhancements and automation opportunities.

Liquidity Regulatory Reporting Specialist

• Lead the marketing and client development activities for assigned practice group(s)
• Develop and execute marketing and business development plans
• Act as a thought leader on marketing best practices
• Collaborate with marketing department and stakeholders on strategies and tactics
• Manage the marketing budget for assigned practice group(s)
• Supervise marketing staff and ensure execution of marketing plan priorities
• Oversee the execution of winning responses to RFP/RFIs
• Develop and execute thought leadership activities
• Monitor clients, industry trends, and business climate

Senior Litigation Manager – Regulatory

• Conduct customer site visits as necessary to support CSMP processes
• Perform customer due diligence reviews that include assessments of prospective customers and ongoing assessments of current customers
• Review and analyze data to support due diligence efforts and identify/validate controlled substance trends and sourcing profiles
• Prepare written reports to document reviews and statistical analysis
• Engage with account managers and customers, as well as internal team personnel as needed to support the CSMP process
• Drive CSMP process awareness and communication with Sales and individual Account Managers
• Seek opportunities to improve CSMP operational excellence through people, processes, or technology

• Direct, oversee and manage large, complex, regulatory projects, ensuring quality deliverables on time and within budget.
• May act as a Project Manager for a large and complex stand-alone project or programme, involving several regulatory or technical deliverables and/or region, and/or operations
• Undertakes risk analysis, management and contingency plans
• Must ensure that regulatory colleagues on the project have the tools and training needed to undertake the various tasks
• Provides strategic regulatory and/or technical consultancy on a variety of projects, internally and externally, using innovative solutions where appropriate to produce consistent results
• Ensures compliance of regulatory processes and prepares for full Regulatory Affairs Systems Audits, accountable for any subsequent action plans
• Competently manages meetings/expectations with Regulatory Agencies and/or groups within IQVIA
• May take leadership role in bid defense strategy and planning
• May act as global regulatory or technical representative in major cross-functional global initiatives and/or may lead a global regulatory/technical initiative
• May lead/chair a session on Regulatory Affairs or related topics at a conference; deliver effective presentations to a broad audience
• Responsible for making major improvements to processes and systems across functions or large departments
• Problems faced are highly complex and require solutions drawn from best practices and expertise, as well as from extensive analysis into the root cause.

Regulatory Affairs Director

• Develop and execute strategies that align Instacart's compliance goals with business priorities
• Lead, coach, and mentor a team of Regulatory Ops and Program Managers
• Drive alignment on high-priority legislative initiatives
• Partner closely with Policy & Government Affairs, Legal, Product & Engineering, Business Development, and Operations
• Oversee the coordination, implementation, and monitoring of regulatory initiatives
• Build and continuously improve the operational frameworks, workflows, and tooling for compliance

Compliance jobs in Illinois

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Compliance Specialist – Ethics & Compliance

Regulatory Affairs Manager

Regulatory Project Consultant

Director, Compliance & Enterprise Risk Management – ERM

VP, Governance and Compliance

Manager, Regional Trade Compliance

Environmental Compliance Practitioner

Supervisor, Clinical Compliance, RN

Vice President, Enterprise Compliance Testing

Compliance Manager

Lead Director – Corporate Compliance

Compliance Program Advisor

VP, Compliance Strategy – Initiatives Lead

Compliance Officer, USPI Midwest Territory

Senior Manager, Business Integrity Trade Compliance

Liquidity Regulatory Reporting Specialist

Senior Litigation Manager – Regulatory

Regulatory Affairs Manager

Regulatory Affairs Director

Senior Manager, Regulatory Operations