TD

Business Oversight Manager, Compliance

TD

full-time

Posted on:

Origin:  • 🇺🇸 United States

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Salary

💰 $86,840 - $139,360 per year

Job Level

SeniorLead

Tech Stack

PMPSQL

About the role

  • Coordinate and monitor multiple compliance related projects, ensuring deliverables, timelines and milestones are met
  • Develop and maintain project trackers, status dashboards, and executive level updates
  • Support compliance leadership with oversight of business processes
  • Ensure project documentation, governance standards and escalation protocols are followed
  • Design and maintain dashboards and reports in power BI and PowerPoint to track compliance metrics and project progress
  • Prepare high quality presentations for leadership and governance committees using PowerPoint
  • Leverage Microsoft Access and SQL to extract, manage and analyze large datasets
  • Ensure data integrity and accuracy in reporting with the ability to translate findings into actionable insights
  • Collaborate with cross functional partners including compliance stakeholders, line of business and risk partners
  • Communicate project updates and reporting results effectively to senior management
  • Manage/assist with regulatory reviews including inquiries, audits, and exams
  • Identify and lead problem resolution for project/program complex requirements related issues at all levels
  • Prepare summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of Compliance
  • Lead, motivate and develop relationships with internal and external business partners/stakeholders

Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Bachelor's degree in Business, Finance, Data Analytics, information systems, or related field (Masters Preferred)
  • 5 plus years of experience in project management, compliance, risk management or business oversight within financial services
  • Experience working in a large complex organization
  • Proven ability to manage multiple projects simultaneously in a fast-paced environment
  • Strong skills in power BI, Excel, and PowerPoint for reporting and presentation
  • Experience with Microsoft Access and SQL for database management and analysis
  • Excellent organizational, problem solving, and communication skills
  • Project management certification (PMP, CAPM, CRCM or similar)
  • Ability to work independently while managing competing priorities
  • Strong attention to detail with the focus on accuracy and quality
  • Proactive, results-oriented, and adaptable mindset