Lead Operational Risk Officer - Fraud Risk Oversight
Wells Fargo
Senior Financial Crime Risk Investigator – Specialized Investigations
TD
full-time
Posted on:
Origin: • 🇺🇸 United States • Florida
Visit company websiteSalary
💰 $68,640 - $112,320 per year
Job Level
Senior
About the role
- Conduct investigations of complex anti-money laundering, counter-terrorism finance, and insider risk matters
- Conduct holistic reviews of client relationships and assess risks related to Sanctions, Anti-Bribery and Anti-Corruption, Fraud, and Insider Threat
- Analyze complex data sets to proactively identify leads and prepare suspicious activity reports (SARs)
- Recommend demarketing clients, freezing accounts, or other mitigation actions as appropriate
- Create supporting documentation in compliance with policies, procedures, and regulatory requirements
- Apply investigative methodologies to collect, preserve, and analyze evidence (including digital evidence)
- Work effectively with counterparts at other financial institutions, law enforcement, non-profits, and government within prescribed protocols
- Lead workstreams and act as project lead for large or complex projects/initiatives
- Identify and recommend process improvements and enhancements to escalation processes
- Monitor service, productivity, and assess efficiency levels; implement continuous improvements
- Mentor and share knowledge with team members; contribute to team development and knowledge transfer
- Maintain confidentiality and protect organizational interests by identifying and managing risks
Requirements
- Undergraduate degree or equivalent work experience
- 5+ years of experience
- Preferred: 2+ years working in a role dedicated to conducting complex money laundering investigations in a law enforcement agency or financial institution
- Experience in writing and/or reviewing Suspicious Activity Reports (SARs)
- Strong understanding of money laundering/terrorism finance risks
- Knowledge of criminal investigative techniques
- Knowledge of financial industry products, systems, policies, and procedures
- Ability to analyze customer and transactional data and identify leads
- Strong writing skills and attention to detail
- Critical thinking and investigative skills
