CNO Financial Group

Auditor

• Identify preliminary audit scoping, including performing technical research, conducting stakeholder interviews, and preparing audit questionnaires.
• Perform walkthroughs, identifying and documenting risks and controls.
• Execute specific audit procedures and prepare work, documenting the procedures performed.
• Evaluate the adequacy and effectiveness of internal controls to identify key controls, weaknesses, and compensating controls, identifying areas for improved control, cost savings, and operational efficiency.
• Draft audit recommendations for inclusion in audit reports and memos for review by Audit Manager.
• Perform follow-up work on past audit recommendations to determine adequacy of corrective actions taken by management.
• Complete work timely and accurately to ensure project milestones are achieved, implementing effective problem-solving skills.
• Apply judgment to ensure professional standards are satisfied, with guidance from colleagues.
• Identify matters and issues that should be reviewed and/or escalated to higher levels of management.
• Provide guidance to IT staff implementing technical controls.

IT Auditor

Project Manager

• Manages multiple large, complex, and generally unrelated projects simultaneously, with budgets up to $2M
• Leads projects using various PPM approaches, including Agile, Waterfall, Hybrid SDLC, with specialized expertise in one or more
• Defines and refines project scope, budget, objectives, resources, tools, success metrics, and key milestones
• Conducts planning to set realistic targets for the project team
• Negotiates and delivers resource commitments across departments and teams
• Acts as liaison between Consumer Operations PMO (CO-PMO), other PMOs, and the Project Competency Center (PCC)
• Possesses strong understanding of business areas to recommend solutions for complex issues
• Conducts complex process mapping, recommends and executes process improvements, and manages Agile/sprint-based implementations.
• Develop plans to address complex risks and issues; recommend PMO best practices
• Reviews quality management methods and plans accordingly.
• Uses creative problem-solving to modify processes and procedures, providing significant input into overall project management for Operations.
• Identifies, recommends, reviews, and approves changes to process documentation, tools, templates, ensuring proper use by CO-PMO team.
• Ensures successful implementation of projects and processes.

Project Manager, Operations

• Assisting in identifying preliminary audit scoping, including performing technical research, conducting stakeholder interviews, and preparing audit questionnaires
• Performing walkthroughs, document risk, and controls documentation
• Executing specific audit procedures and preparing work, documenting the procedures performed
• Evaluating the adequacy and effectiveness of internal controls to identify key controls, weaknesses, and compensating controls, identifying areas for improved control, cost savings, and operational efficiency
• Drafting audit recommendations for inclusion in audit reports and memos for review by Audit Manager utilizing scoping documentation completed during planning phase and testing results completed during fieldwork phase
• Performing follow-up work on past audit recommendations as directed by audit management to determine adequacy of corrective actions taken by management; to be completed within SLA
• Completing work timely and accurately to ensure project milestones are achieved, implementing effective problem-solving skills to meet project objectives
• Applying judgment to ensure professional standards are satisfied, with guidance from colleagues
• Identifying matters and issues that should be reviewed and/or escalated to higher levels of management
• Completing special studies and projects as may be assigned

Staff Internal Auditor

Financial Planning and Analysis

• Leading financial planning, forecasting, and budgeting activities across the organization
• Overseeing performance reporting and key business metrics to support decision-making.
• Ensuring a strong internal control and audit environment through coordination with internal and external stakeholders.
• Managing financial operations, including close processes and vendor oversight.
• Developing and delivering executive and board-level reporting and presentations.
• Contributing to enterprise reporting initiatives and strategic projects.
• Leading, developing, and managing a high-performing team.

Director, Investment Finance

Analyst

• Review and approve client new and existing account documentation, trading activity, email correspondence and other related security transactions
• Conduct suitability review of customer trading activity for direct to fund, brokerage and RIA business by ensuring compliance with all internal procedures and industry regulations
• Work closely with vendors to ensure trade is executed in accordance with internal procedures and industry regulations
• Analyze trade and exception reports and take appropriate action
• Assist in the on-boarding new registered representative and provide on-going operational support
• Identify and analyze customer and firm risk, update compliance as necessary
• Resolves registered representative concerns by researching details, identifying most efficient method of handling the concern, and evaluating risks to all parties before resolving

Suitability Analyst, Broker/Dealer

Solutions Engineer

• Designing, implementing, and managing sustainable solutions across diverse applications, mainly the Learning Management System and interrelated business systems.
• Incorporating security, architecture, and user experience principles and best practices with designs and solutions following a continuous improvement cycle.
• Documenting architecture, processes, data definitions, and workflows to support shared understanding and long-term scalability.
• Strengthening data quality, governance, security, and platform reliability through thoughtful and sustainable engineering practices.
• Effectively collaborating within a Kanban team supporting non-technical teams and initiatives that prioritize the consumer sales division.
• Investigating and solving level 3 escalations of system challenges and problems while offering technical mentorship through collaboration and knowledge sharing.

Learning Technology Solutions Engineer

• Collaborating, coordinating, and directing tasks and project deliverables not only for members of the FP&A team, but also with other leaders and teams throughout the business supporting plan and forecast cycles as well as the EPM tool implementation.
• Directly partnering with business leaders to develop the key assumptions and projections supporting the annual financial plan and quarterly forecasts
• Preparing, analyzing and presenting content for monthly and quarterly internal business or function reviews.
• Managing financial governance and reporting for large corporate initiatives, including cost-benefit analysis.
• Supporting financial impact analysis for strategic transactions as needed.
• Maintaining adequate documentation and controls over existing processes.
• Allocating expenses and managing consolidated expense reporting – dashboarding, pipelines, (Tableau / Power BI).

Manager, FP&A

Customer Support

• Service agent inquiries including basic to moderately complex software questions and issues.
• Use information provided by the agent, and defined processes and procedures to triage potential issues and provide solutions or education in the process.
• Document issues and work with subject matter experts on resolutions.
• Serve as the main point of contact with the agent and be responsible for following up with resolutions.
• Escalate more complex issues to others as needed.
• Provide guidance and solutions to resolve field issues with sales technology tools.
• Respond to emails that are received in the technical support queues.
• Identify and escalate software issues to subject matter experts and IT partners.
• Strive to provide exceptional customer service to agents as well as other company employees.

Agent Tech Support Specialist

Actuary

• Providing support to actuaries by performing analysis within a business segment
• Assisting with the preparation of reports and studies
• Providing clear communication of technical work
• Performing all other duties as assigned
• Pursuing actuarial exams

Actuarial Trainee, Supplemental Health Valuation

Business Intelligence Analyst

• Supporting end user reporting requirements gathering and analysis in consultation with Business Analysts and end users.
• Administering weekly, monthly, quarterly and annual dashboards and reports.
• Identifying and supporting opportunities for automated workflows.
• Designing, developing, testing and validating new reports, dashboards and processes of simple complexity.
• Understanding and applying continuous improvement processes, policies, and procedures and internal control standards to ensure “One Source of Truth” reporting.
• Supporting the development and enhancement of reporting capabilities across our analytical and data management tool sets (e.g. Excel, SQL, Tableau, Power BI, Alteryx, etc.) through input and testing.
• Performing and documenting data analysis, data validation, and data mapping/design.
• Collecting, analyzing, mining and leveraging data stored in data warehouse universes and databases utilizing company supported tools (Alteryx, Tableau, Python, BI, etc.).
• Supporting the development of techniques and models to evaluate business results, risk exposure, and identify drivers of deviations from plan, including sales and agent practices, claims and persistency experience, processing methods, team production and utilization, staffing forecasts and/or operational expenses.
• Executing and maintaining forecasting models of simple complexity to project business needs and /or results.
• Executing and maintaining basic financial analyses including cost benefit analyses, cost estimates, and decision support analyses to provide business partners with financial impact information to make business decisions.
• Supporting business partners with various ad hoc analyses designed to improve efficiency and/or effectiveness of each department.

Data & Reporting Analyst, Tableau, Alteryx

• Conduct daily, weekly, and monthly reviews of Registered Representative activity
• Monitor exception reports and escalate potential issues
• Review, track, monitor, and validate submission of RR books and records
• Assist with branch examination preparation and remediation tracking
• Manage and update ADV Part 2Bs and coordinate mailings

Supervisory Analyst

• Collaborating, coordinating, and directing tasks and project deliverables not only for members of the FP&A team, but also with other leaders and teams throughout the business supporting plan and forecast cycles as well as the EPM tool implementation.
• Directly partnering with business leaders to develop the key assumptions and projections supporting the annual financial plan and quarterly forecasts
• Preparing, analyzing and presenting content for monthly and quarterly internal business or function reviews.
• Managing financial governance and reporting for large corporate initiatives, including cost-benefit analysis.
• Supporting financial impact analysis for strategic transactions as needed.
• Maintaining adequate documentation and controls over existing processes.
• Allocating expenses and managing consolidated expense reporting – dashboarding, pipelines, (Tableau / Power BI).
• Performing EPM Tool Design / Integration – Change Management, New Rules, Maintenance, Processes surrounding the Plan, Forecast cycles – working closely with the business.
• Managing the relationship with CNO’s Hyperion Team for Essbase / Hyperion tools
• Performing analysis on expense allocations – Trend variance, Plan vs. Actual
• Setting consolidated expense target.
• Supporting Business Partner function with reporting.
• Providing other ad hoc reporting such as consolidated / P&L.

• Provide centralized oversight to enterprise budgeting, planning, and analysis
• Lead a team of managers and analysts to support financial planning, analysis, and reporting of expenses and fee income at the functional level
• Collaborate with leaders across the organization to develop the annual financial plans and quarterly forecasts
• Develop trusting relationships with leaders throughout the organization to advise on optimal expense structure and fee income
• Identify data trends and variances, making recommendations for root cause and corrective actions
• Strategically help leaders solve problems and develop reasonable plans that balance functional needs with enterprise financial/profitability goals

Director, FP&A Business Partner

Security Engineer

• Establishing annual projects and deliverables using company business goals and strategies
• Creating clear engineering diagrams, security analysis, whitepapers, system documentation, presentations, and other deliverables
• Presenting to diverse size groups and translating security technologies and concepts to a non-technical audience
• Planning, designing, implementing, and maintaining security-related technologies
• Participating in projects as required; analyzing, designing, developing, and implementing security solutions which protect the information assets while enabling business functionality
• Utilizing software and hardware tools, identifying and diagnosing problems affecting information security tools and systems, and providing 2nd and 3rd tier operational support
• Providing information security expertise and consulting to internal IT, business system owners, and other stakeholders
• Performing product and solution life cycle management ensuring capacity, integrity, and availability of all security systems
• Aligning technologies to support overall strategy and information security framework
• Ensuring new and existing products conform to information security policies, standards, and best practices
• Conducting research on emerging technologies in support of enterprise operations
• Reviewing new and existing system designs for compliance with security standards and best practices

Senior IT Security Engineer

• Ensuring SOX key controls are adhered to and designing new internal controls
• Working with internal and external auditors regarding Investment Operation internal controls
• Interfacing with portfolio managers, traders, custodians, and broker dealers in support of investment decisions
• Detailed analytical and evaluative review of investment data
• Fixed Income and Option trade processing
• Mortgage loan set-up and payment processing
• Collateral review and processing

IT Auditor

Project Manager, Operations

Staff Internal Auditor

Director, Investment Finance

Suitability Analyst, Broker/Dealer

Learning Technology Solutions Engineer

Manager, FP&A

Agent Tech Support Specialist

Actuarial Trainee, Supplemental Health Valuation

Data & Reporting Analyst, Tableau, Alteryx

Supervisory Analyst

Manager, FP&A

Director, FP&A Business Partner

Senior IT Security Engineer

Senior Investment Operations Analyst