CNO Financial Group

Analyst

• Conduct daily, weekly, and monthly reviews of Registered Representative activity
• Monitor exception reports and escalate potential issues
• Review, track, monitor, and validate submission of RR books and records
• Assist with branch examination preparation and remediation tracking
• Manage and update ADV Part 2Bs and coordinate mailings

Supervisory Analyst

Financial Planning and Analysis

• Collaborating, coordinating, and directing tasks and project deliverables not only for members of the FP&A team, but also with other leaders and teams throughout the business supporting plan and forecast cycles as well as the EPM tool implementation.
• Directly partnering with business leaders to develop the key assumptions and projections supporting the annual financial plan and quarterly forecasts
• Preparing, analyzing and presenting content for monthly and quarterly internal business or function reviews.
• Managing financial governance and reporting for large corporate initiatives, including cost-benefit analysis.
• Supporting financial impact analysis for strategic transactions as needed.
• Maintaining adequate documentation and controls over existing processes.
• Allocating expenses and managing consolidated expense reporting – dashboarding, pipelines, (Tableau / Power BI).
• Performing EPM Tool Design / Integration – Change Management, New Rules, Maintenance, Processes surrounding the Plan, Forecast cycles – working closely with the business.
• Managing the relationship with CNO’s Hyperion Team for Essbase / Hyperion tools
• Performing analysis on expense allocations – Trend variance, Plan vs. Actual
• Setting consolidated expense target.
• Supporting Business Partner function with reporting.
• Providing other ad hoc reporting such as consolidated / P&L.

Manager, FP&A

• Provide centralized oversight to enterprise budgeting, planning, and analysis
• Lead a team of managers and analysts to support financial planning, analysis, and reporting of expenses and fee income at the functional level
• Collaborate with leaders across the organization to develop the annual financial plans and quarterly forecasts
• Develop trusting relationships with leaders throughout the organization to advise on optimal expense structure and fee income
• Identify data trends and variances, making recommendations for root cause and corrective actions
• Strategically help leaders solve problems and develop reasonable plans that balance functional needs with enterprise financial/profitability goals

Director, FP&A Business Partner

Security Engineer

• Establishing annual projects and deliverables using company business goals and strategies
• Creating clear engineering diagrams, security analysis, whitepapers, system documentation, presentations, and other deliverables
• Presenting to diverse size groups and translating security technologies and concepts to a non-technical audience
• Planning, designing, implementing, and maintaining security-related technologies
• Participating in projects as required; analyzing, designing, developing, and implementing security solutions which protect the information assets while enabling business functionality
• Utilizing software and hardware tools, identifying and diagnosing problems affecting information security tools and systems, and providing 2nd and 3rd tier operational support
• Providing information security expertise and consulting to internal IT, business system owners, and other stakeholders
• Performing product and solution life cycle management ensuring capacity, integrity, and availability of all security systems
• Aligning technologies to support overall strategy and information security framework
• Ensuring new and existing products conform to information security policies, standards, and best practices
• Conducting research on emerging technologies in support of enterprise operations
• Reviewing new and existing system designs for compliance with security standards and best practices

Senior IT Security Engineer

• Ensuring SOX key controls are adhered to and designing new internal controls
• Working with internal and external auditors regarding Investment Operation internal controls
• Interfacing with portfolio managers, traders, custodians, and broker dealers in support of investment decisions
• Detailed analytical and evaluative review of investment data
• Fixed Income and Option trade processing
• Mortgage loan set-up and payment processing
• Collateral review and processing

Senior Investment Operations Analyst

Solutions Engineer

• Providing logical solution architecture for applications, integrations, and components to successfully deliver projects and meet business goals under limited direction.
• Designing solutions across a broad and diverse application landscape based on defined business requirements.
• Providing technical oversight for projects, including reviewing development team designs and coordinating across technical teams.
• Partnering with business and delivery stakeholders to understand and translate business requirements into technical solutions.
• Ensuring adherence to CNO architecture standards and best practices.
• Collaborating frequently with IT disciplines including analysts, developers, testers, and project managers to ensure successful project delivery.
• Developing high-level estimates for complex initiatives, including those with incomplete or evolving requirements.
• Prototyping and evaluating new technologies to inform architectural decisions.
• Producing high-quality architecture designs and supporting documentation.
• Performing additional duties as assigned.

Senior Solution Architect

Sales

• Designing, maintaining, and enhancing the firm’s written supervisory procedures in accordance with FINRA Rule 3110.
• Establishing a risk-based supervisory framework across branches, OSJs, and central supervisory units.
• Overseeing controls, testing and validation of the system.
• Overseeing surveillance of trading activity, outside business activities, private securities transactions, communications with the public, gifts, gratuities, and conflicts of interest.
• Escalating and managing potential violations.
• Partnering with Compliance on regulatory examinations, inquiries, or other related matters.
• Partnering with AML officer to ensure alignment with AML program requirements relating to customer onboarding and due diligence, money movement, suspicious activity.
• Establishing a framework for risk-based branch assessments and conduct.
• Designing, implementing, and managing exception reporting, surveillance platforms, alert logic, thresholds, rules engines and false positive management.
• Developing a framework for addressing control issues and recommending appropriate steps to address them; following up to verify appropriate and timely resolution of issues.
• Ensuring effective systems are in place to monitor and oversee rep sales practice including but not limited to investigating the background of each applicant for registration, outside business activities, use of marketing materials and sales literature, correspondence, onboarding and training, private securities transactions, annual rep requirements, rep trade escalations.
• Preparing and delivering presentations at company functions, training events, and conferences.

Director, Sales Practice Supervision & Oversight

Infrastructure Engineer

• Designing and implementing strategies and roadmaps across the enterprise supporting various Server Technologies residing within the Infrastructure server portfolio
• Developing a roadmap of the evolution of the infrastructure in-scope from current to future state.
• Facilitating improved delivery of proposed solutions by identifying and documenting technical and architecture technology requirements to be implemented by our third-party partner in a timely, cost-effective, and integrated fashion.
• Working with implementation teams to assess and review the architectural implementation of systems and projects to ensure conformance with defined architectural standards.
• Documenting all architecture design and analysis work
• Collaborating with business partners, software engineers, technology, and operations leadership to advance business outcomes and architectural concerns.
• Working with Engineers, 3rd party vendors, and the Managed Services team.
• Verifying compliance with all technical requirements.
• Training and acting as a resource for other members of the Infrastructure architecture team as well as to peers in various IT areas

Lead Infrastructure Architect – Server Technologies, Windows/Linux

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• Conducts strategic initiative reporting for Bankers Life, Washington National, and Colonial Penn.
• Supports business case development for Consumer Division Growth Strategy initiatives.
• Assist with the development of key management deliverables, including Rating Agency presentations, QBR materials, internal business reviews, etc.
• Work closely with technology and DP&A CoE team members to improve the timeliness, accuracy, and availability of data used in various operational and strategic reports and dashboards.
• Work closely with Consumer Division business partners to continuously improve processes, policies, and procedures and internal control standards to ensure "One Source of Truth" reporting.
• Maintains documentation for key financial reporting and operations processes and models.
• Performs Budget/Forecast validation and process support as required.

Senior Analyst, Consumer Group Finance

• Analyze financial and operational data to support financial planning.
• Prepare various deliverables for internal and external financial reporting needs.
• Design, build, and maintain self-service dashboards and analytical models.
• Develop and automate data pipelines using tools such as Alteryx or similar ETL solutions.
• Day to day system administration and coordination with IT to manage data in FP&A systems.
• Prepare, analyze and report detailed expense reporting.
• Analyze key performance metrics and provide strategic insights based on the analysis.

Supervisory Analyst

Manager, FP&A

Director, FP&A Business Partner

Senior IT Security Engineer

Senior Investment Operations Analyst

Senior Solution Architect

Manager, FP&A

Director, Sales Practice Supervision & Oversight

Senior Solution Architect

Lead Infrastructure Architect – Server Technologies, Windows/Linux

Senior IT Security Engineer

Senior Analyst, Consumer Group Finance

Senior FP&A Systems & Data Financial Analyst