Supervisory Analyst

CNO Financial Group

Supervisory Analyst monitoring potential risks across financial representative activities. Conducting reviews and ensuring compliance at CNO Financial Group.

Posted 6/10/2026full-timeRemote • 🇺🇸 United StatesMid-LevelSenior💰 $54,900 - $82,300 per yearWebsite

About the role

Key responsibilities & impact

Conduct daily, weekly, and monthly reviews of Registered Representative activity
Monitor exception reports and escalate potential issues
Review, track, monitor, and validate submission of RR books and records
Assist with branch examination preparation and remediation tracking
Manage and update ADV Part 2Bs and coordinate mailings

Requirements

What you’ll need

High School Diploma in General Studies
Series 7 and 66 (or Series 65) required
3 years of experience in broker/dealer or RIA business

Benefits

Comp & perks

medical insurance
dental insurance
vision insurance
401(k) retirement plan with company match
short-term & long-term disability insurance
Paid time-off and corporate holidays
paid parental leave
company paid life insurance

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Certifications

Series 7Series 66Series 65