Citi

Assistant Vice President, Senior Internal Auditor - Wealth Management

Citi

full-time

Posted on:

Origin:  • 🇺🇸 United States • New York

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Salary

💰 $87,360 - $131,040 per year

Job Level

Senior

About the role

  • Provide independent assurance over key risks and processes for Citi’s Wealth line of business
  • Cover end-to-end consumer product lifecycle from product design to customer experience
  • Perform moderately complex audits and assessments of risk and control environments
  • Draft audit reports, present issues to the business, and discuss practical cross-functional solutions
  • Complete assigned audits within budgeted timeframes and costs
  • Monitor, assess, and recommend solutions to emerging risks
  • Contribute to development of audit process improvements, including automated routines
  • Apply internal audit standards, policies, and regulations to provide timely audit assurance
  • Develop effective line management relationships to ensure strong understanding of the business
  • Assess risk when business decisions are made and drive compliance with laws, policy and ethical standards

Requirements

  • 5-8 years of relevant experience
  • Effective verbal and written communication and negotiation skills
  • Subject matter expertise regarding audit technology’s application
  • Effective project management skills
  • Effective influencing and relationship management skills
  • Demonstrated ability to remain unbiased in a diverse working environment
  • Strong knowledge of wealth management, broker dealer, investment adviser functions (preferred)
  • Experience auditing financial advisors and supervisory functions of broker dealer or investment adviser firms (preferred)
  • Ability to operate with limited supervision and exercise independent judgement
  • Bachelor’s/University degree or equivalent experience
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