Compliance

• Ensure a fleet of drivers and vehicles adheres to all federal and state Department of Transportation regulations.
• Manage driver files, including physical exams, licenses, and insurance records.
• Ensure compliance with regulations like Hours of Service and conduct random drug and alcohol testing.
• Develop and implement safety programs, provide driver training, and perform performance evaluations.
• Ensure vehicles are properly maintained, registered, and compliant with safety standards.
• Prepare and maintain detailed records and assist with audits and investigations.
• Track and report on compliance metrics, including accident data and driver logs.
• Manage tolls.

DOT Compliance Coordinator

• Researching and supporting complex utility damage claims.
• Handling regulatory inquiries and compliance investigations.
• Auditing damage investigations and performing root cause analysis.
• Responding to regulatory compliance inquiries.
• Developing defensible documentation for claims.
• Collaborating with operations, customers, regulatory agencies, utility owners, contractors, and industry organizations.

Claims/Regulatory Analyst

• Execute daily compliance-related tasks and operational support activities.
• Maintain accurate compliance documentation and records.
• Support internal audits, reporting, and compliance tracking initiatives.
• Monitor compliance workflows and escalate issues when appropriate.
• Assist with policy adherence and operational compliance processes.
• Generate reports and support leadership with compliance-related data.
• Coordinate with operational teams to ensure compliance standards are maintained.
• Maintain data integrity across compliance systems and reporting tools.
• Support continuous improvement initiatives within compliance operations.
• Follow established compliance procedures and documentation standards.

Compliance Operations Associate

• Build and mature the enterprise GRC function, including governance forums, risk management processes, compliance oversight, control monitoring, issue management, and executive reporting.
• Provide leadership and oversight for the BISO manager organization, ensuring consistent engagement with business leaders, effective cyber risk advisory support, and alignment of security priorities to business objectives.
• Lead enterprise cyber risk management activities, including risk identification, assessment, mitigation planning, escalation, and reporting to senior leadership and governance bodies.
• Own the enterprise cybersecurity policy and standards lifecycle - from creation and implementation to continuous review - ensuring clarity, compliance, and alignment with organizational goals.
• Establish and operationalize an enterprise IT controls and assurance framework that enables consistent control design, testing, monitoring, reporting, and continuous improvement across the organization.
• Drive cybersecurity compliance with applicable global regulations, standards, and frameworks, ensuring the organization can demonstrate control effectiveness and audit readiness.
• Lead security awareness, behavior, and culture initiatives that improve workforce accountability, reduce human-centric risk, and embed secure practices into day-to-day business operations.
• Provide executive-level reporting on cybersecurity risk, compliance status, control effectiveness, assurance outcomes, and program maturity to senior leadership and governance bodies.

Senior Director, GRC, IT Controls, Cyber Culture

• Build and mature the enterprise GRC function, including governance forums, risk management processes, compliance oversight, control monitoring, issue management, and executive reporting.
• Provide leadership and oversight for the BISO manager organization, ensuring consistent engagement with business leaders, effective cyber risk advisory support, and alignment of security priorities to business objectives.
• Lead enterprise cyber risk management activities, including risk identification, assessment, mitigation planning, escalation, and reporting to senior leadership and governance bodies.
• Oversee SOX cybersecurity and IT control activities, including implementation, operating effectiveness, evidence readiness, remediation tracking, and partnership with Finance, Internal Audit, External Audit, and IT control owners.
• Establish and operationalize an enterprise IT controls and assurance framework that enables consistent control design, testing, monitoring, reporting, and continuous improvement across the organization.
• Drive cybersecurity compliance with applicable global regulations, standards, and frameworks, ensuring the organization can demonstrate control effectiveness and audit readiness.

• Ensure compliance assurance program control requirements are documented, and processes exist to validate the effectiveness of such controls.
• Collaborate with cross-functional teams to gather and validate compliance artifacts to fulfill internal and external requirements and obligations.
• Participate in annual and ad-hoc risk assessments with internal stakeholders.
• Participate in efforts to achieve compliance attestations/certifications such as ISO-27001, SOC 2 and PCI-DSS.
• Assist in identifying control deficiencies and track remediation efforts.
• Ensure that third party vendors meet Aderant security and compliance requirements through the collection and review of a combination of assessment questionnaires, artifacts and attestation documents.
• Support other governance activities such as: business continuity testing, data mapping and disaster recovery exercises.
• Participate in the coordination and execution of the security awareness training program, including (but not limited to) the creation of security advisories, and the facilitation of training activities and simulated phishing campaigns.
• Assist in reviewing and updating security and compliance policies and procedures, to ensure they accurately reflect business requirements and align to industry leading security practices.
• Assists with the formulation of information security metrics and dashboards that demonstrate adherence to defined KPIs.
• Respond to customer questionnaires pertaining to Aderant security, compliance and related posture; collaborate with other teams as-needed.

Governance, Risk and Compliance Analyst

• Manage the payroll compensation compliance reporting process at UW-Madison
• Ensure commitments to sponsors were met
• Ensure that grants were not overcharged
• Ensure completion of provisions of certification and training in accordance with UW-Madison compensation compliance policy and procedures
• Work closely with campus constituents and external partners
• Develop, implement, and evaluate policies and procedures related to compliance with regulations
• Support UW-Madison's technical system needs related to effort management
• Serve as a key resource to campus regarding research administration compliance areas

Compliance Manager

• oversee operational management of the global compliance programs function
• design, implement, and continuously improve compliance processes, frameworks, and workflows
• partner with compliance subject matter experts across risk areas
• develop and maintain dashboards, metrics, and reporting frameworks
• develop and execute a comprehensive, enterprise-wide compliance communications strategy
• design and lead creative, multi-channel compliance awareness campaigns
• create compelling content for newsletters, intranet sites, video messages, and other formats
• measure the effectiveness of communications and campaigns
• prepare high-impact presentations, board materials, and executive briefings
• manage internal events

Compliance Operations Leader

• oversee operational management of the global compliance programs function which includes risk and governance, training, communications, anti-bribery and other compliance related initiatives
• design, implement, and continuously improve compliance processes, frameworks, and workflows
• partner with compliance subject matter experts across risk areas, including anti-corruption, trade compliance, data privacy, antitrust, and third-party risk management
• develop and maintain dashboards, metrics, and reporting frameworks to provide the CCO and senior leadership with clear visibility into compliance program performance, emerging risks, and key trends
• develop and execute a comprehensive, enterprise-wide compliance communications strategy
• design and lead creative, multi-channel compliance awareness campaigns
• create compelling content for a range of formats, including newsletters, intranet sites, video messages, town halls, posters, digital media, and executive talking points
• measure the effectiveness of communications and campaigns through surveys, engagement analytics, and other feedback mechanisms
• support the CCO in preparing high-impact presentations, board materials, and executive briefings
• manage internal events such as Integrity Week, and other leadership engagement forums

• Lead Pinterest’s regulatory compliance program, strengthening and evolving a durable governance framework, policies, controls, monitoring, reporting, and trainings;
• Using an innovative technology mindset, you will design, develop and operationalize a regulatory compliance program that is AI-forward to accelerate maturity, efficiency and scale.
• Develop and maintain a master control library and requirements library for existing and new regulatory compliance;
• Build and oversee ongoing post-implementation compliance, including monitoring controls and organizing other assurance work;
• Audit compliance implementation and verify ongoing compliance with approved implementation plans;
• Evaluate audit reports, identify potential compliance gaps, and recommend remediation/mitigation strategies where necessary;
• Work closely with Legal SMEs to evaluate enhanced compliance proposals;
• Partner with internal and external auditors to evaluate our compliance measures;
• Lead required ad hoc and annual risk assessments and audits, including for the EU Digital Services Act (DSA) and UK Online Safety Act (OSA);
• Advise leadership and cross-functional stakeholders on regulatory obligations and compliance risks;
• Support Regulatory Legal on regulatory inquiries and investigations;
• Promote a strong culture of accountability and proactive risk management across Pinterest;
• Manage and develop a team of compliance professionals, consultants, and outside counsel.

Director, Regulatory Compliance

• Coordinate environmental compliance and remediation for petroleum product assets
• Provide mentoring to entry-level employees
• Manage field inspections for operating assets and construction projects
• Enhance existing compliance programs based on audit results
• Represent the company in evaluating and implementing regulatory issues

Environmental Professional III – Air Compliance

• Provide subject-matter leadership and hands-on execution support to strengthen the company’s technology control environment
• Design, execution, and continuous enhancement of the company’s SOX IT General Controls (ITGC) program
• Partner closely with Ernst & Young (EY) and stakeholders to coordinate audits
• Manage ITGC walkthroughs and testing activities
• Respond to auditor and client requests with high‑quality, timely evidence
• Act as a trusted advisor and primary liaison between technology control owners, Internal Audit, and external auditors
• Provide independent oversight and drive consistency within first line of defense (1LOD) teams
• Proactively identify control gaps and remediation needs
• Ensure alignment, transparency, and a well‑prepared posture ahead of third‑line audit activities

Senior Manager – SOX & SOC Compliance

• Serve as the designated compliance advisor for assigned client organizations.
• Interpret and apply: NIST SP 800-171, DFARS 252.204-7012, CMMC 2.0 Level 1 & Level 2 requirements, SPRS scoring and submissions.
• Guide clients through gap assessments, remediation planning, implementation, and certification readiness.
• Assist clients with developing and maintaining: System Security Plans (SSPs), Plans of Action & Milestones (POA&Ms), Security policies and procedures, Compliance documentation and evidence.
• Conduct recurring compliance strategy meetings with clients.
• Review implementation progress and validate remediation efforts.
• Serve as the primary compliance contact throughout the client engagement.
• Translate complex regulatory requirements into practical business and technical recommendations.
• Collaborate with client leadership, IT teams, and security personnel to implement compliant solutions.
• Support clients before, during, and after assessments.
• Prepare professional assessment reports and executive summaries.
• Maintain accurate compliance documentation and audit evidence.
• Track compliance milestones and client deliverables.
• Conduct monthly compliance reviews.
• Monitor regulatory updates affecting Department of Defense contractors.
• Assist clients with annual self-assessments and SPRS submissions.
• Support audit readiness initiatives.
• Coordinate with C3PAOs, government auditors, and other stakeholders as necessary.
• Deliver cybersecurity awareness and compliance training for client personnel.
• Educate organizations on evolving CMMC and NIST requirements.
• Help clients understand how cybersecurity controls support their business operations.

CMMC Compliance Specialist

• Classify new US import items accurately using HTS codes and prepare binding ruling requests for products requiring Customs guidance
• Support US import compliance strategy by maintaining classification data, broker communications, KPI tracking, and related compliance programs
• Facilitate import clearance by working closely with customs brokers, US Customs, and internal partners to ensure timely and accurate entry filings
• Advise QRG brands and stakeholders on customs compliance matters, including classification, FTAs, FDA product codes, and other agency requirements
• Audit customs entries and resolve post-entry issues, including corrections, broker follow-up, and responses to Customs inquiries such as CF28/29
• Contribute to duty savings and special projects through tariff engineering, free trade programs, regulatory research, SOP development, and ad hoc analysis

Customs Compliance Specialist

• Responsible for tracking, coordinating, and supporting regulatory inspections, safety equipment compliance, and training requirements across Centerline Gulf coast operations
• Ensure vessels maintain current certifications, safety-critical equipment is serviced and replaced on schedule
• Ensure all relevant parties are coordinated and informed
• Maintain a comprehensive tracking system for USCG inspections, ABS/BV class surveys, drydock and special surveys, and other regulatory events across the Gulf Coast
• Manage and attend regulatory inspections including tracking dates and preparing for inspections
• Issue advance notice to operations, dispatch, port engineers, and vessel crews for upcoming inspections and renewals
• Ensure all vessel paperwork is current prior to inspections; review documentation for accuracy
• Track inspection findings, deficiencies, and conditions of class
• Coordinate with internal teams to ensure corrective actions are addressed on time
• Track scheduled service and inspection of safety equipment
• Maintain training records and generate compliance reports for leadership as needed

Marine Compliance and Regulatory Coordinator

• Responsible for tracking, coordinating, and supporting regulatory inspections, safety equipment compliance, and training requirements across Centerline Logistics' San Pedro, CA and Alameda, CA subsidiaries
• Maintain a comprehensive tracking system for USCG inspections, ABS/BV class surveys, drydock and special surveys, and other regulatory events across the Pacific Coast fleet
• Track inspection dates, certificate expirations, survey windows, outstanding USCG deficiencies, and ABS/BV conditions of class for all assigned vessels
• Issue advance notice to operations, dispatch, port engineers, and vessel crews for upcoming inspections and certificate renewals; coordinate scheduling with USCG and class surveyors
• Ensure all vessel paperwork and certificates are current and in order prior to inspections; review USCG documentation for accuracy and initiate amendments when errors are identified
• Track all inspection findings, USCG deficiencies, and ABS/BV conditions of class from issuance through closure
• Coordinate with port engineers, vessel crews, and operations to ensure corrective actions are assigned and completed within required timeframes; maintain a running log by vessel, responsible party, and due date
• Follow up proactively to prevent findings from aging past resolution dates; support submission of corrective action documentation to USCG or class as required
• Track and coordinate scheduled service, exchange, and inspection of life rafts, immersion suits, and offshore medical kits
• Track and coordinate annual fire system inspections including CO2 hydrostatic testing and SCBA flow tests; schedule USCG A1 and A3 inspections with the appropriate service provider
• Track and purchase pyrotechnics, EPIRBs, SARTs, AED batteries and pads, and associated equipment in accordance with regulatory and manufacturer requirements
• Maintain complete records of all safety equipment service, exchange, and purchase activity
• Track crew and shoreside training compliance including Learning Management System assignments and HAZWOPER certifications; identify upcoming expirations and notify relevant parties in advance
• Maintain training records and generate compliance status reports for leadership as directed
• Draft routine correspondence to USCG sector offices and ABS on behalf of the Company, including re-inspection requests, extension requests, and responses to deficiency notices, for review and sign-off by Management
• Maintain complete and organized records for all vessels including certificates of inspection, survey reports, class certificates, safety equipment service records, and regulatory correspondence
• Enter and maintain inspection and compliance records in the CMMS system; ensure records are current and accurately reflect vessel compliance status
• Generate regular compliance status reports for leadership covering open findings, upcoming inspections, certificate expirations, and safety equipment schedules
• Perform other duties as assigned.

• Provide compliance oversight for Retail Branch, Contact Center, and Marketing distribution channels
• Complete change risk assessments and related questionnaires for new business initiatives
• Serve as compliance advisor to business partners through meetings and process reviews
• Manage and track compliance-related issues, ensuring regulatory alignment
• Lead regulatory change management efforts for new and updated state laws
• Monitor regulatory complaints, business reports, and key risk indicators
• Collaborate with cross-functional teams to strengthen the compliance framework

Compliance Business Oversight Manager – Consumer Banking

• Serves as a product compliance risk officer within Services Independent Compliance Risk Management (ICRM) organization with primary focus on US Antiboycott compliance and responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise
• Engages with the ICRM product and function coverage teams, in order to partner to develop and apply Compliance Risk Management program solutions that meet the US Antiboycott requirements and customer needs in a manner consistent with the Citi program framework
• Core responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures
• Develop, implement, and maintain internal strategies, policies, procedures, and training programs to ensure compliance with all applicable US Antiboycott requirements
• Serve as a subject matter expert on US Antiboycott matters, providing real-time, advice and guidance to business units, product and function ICRM, and other stakeholders on the applicability and compliance with the US Antiboycott requirements
• Analyzing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact
• Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge
• Participating in industry groups and trade association working groups or other forums
• Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements
• Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit
• Designing and lead compliance and control reviews
• Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

Regulatory Compliance Manager – US Antiboycott

• Advise regional Compliance Managers on implementing global compliance requirements and policies.
• Support the practical application of compliance standards across legal entities throughout the Americas.
• Provide guidance on local regulatory requirements and compliance-related business matters.
• Assist with compliance integration for newly acquired or established entities.
• Conduct on-site compliance training sessions and audits as needed.
• Support internal investigations, including fact-finding, evidence gathering, and stakeholder coordination.
• Provide regular updates regarding compliance activities, audit outcomes, and risk observations.

Regional Compliance Expert

• Support management of the planning, compilation, QC, and submission of CMC dossier content to clinical and commercial applications, and their amendments.
• Prepare and adapt submission documents for use in global clinical and commercial submissions following eCTD specifications and market specific requirements.
• May be responsible for independently planning and preparing routine clinical trial application related amendments and commercial submissions (e.g. Annual reports, DSUR, health authority queries).
• Independently manages submission trackers for coordination of submissions across multiple products.
• Maintains logs of clinical and commercial submissions and correspondence with FDA or other regulatory agencies.
• Facilitate communication with Vendors/ CROs for planning and tracking of source documents to ensure high-quality IND, IND amendments, CTA, EU-CTR submissions are delivered in timely manner.
• Support the implementation of regulatory strategy for assigned projects and programs for projects in all stages of development (IND through NDA/BLA approval and commercialization).
• Works with submission authors and reviewers to ensure that source document planning is complete and that high-quality documents are approved on-schedule in terms of scientific content, organization, clarity, accuracy, format, consistency and adherence to regulatory guidelines, styles and processes.
• Prepare and compile effective presentations for external and internal audiences as needed.
• Create documents in accordance with eCTD specifications.
• Must adhere to Iovance Biotherapeutics’ core values, policies, procedures, and business ethics.
• Perform miscellaneous duties as assigned.

Compliance jobs in United States

See all jobs on JobTailor

DOT Compliance Coordinator

Claims/Regulatory Analyst

Compliance Operations Associate

Senior Director, GRC, IT Controls, Cyber Culture

Senior Director, GRC, IT Controls, Cyber Culture

Governance, Risk and Compliance Analyst

Compliance Manager

Compliance Operations Leader

Compliance Operations Leader

Director, Regulatory Compliance

Environmental Professional III – Air Compliance

Senior Manager – SOX & SOC Compliance

CMMC Compliance Specialist

Customs Compliance Specialist

Marine Compliance and Regulatory Coordinator

Marine Compliance and Regulatory Coordinator

Compliance Business Oversight Manager – Consumer Banking

Regulatory Compliance Manager – US Antiboycott

Regional Compliance Expert

Senior Associate, Regulatory Affairs CMC