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TD

Compliance Business Oversight Manager – Consumer Banking

TD

Compliance Business Oversight Manager providing oversight on consumer banking regulations. Ensuring compliance across Retail Branch, Contact Center, and Marketing channels with strong regulatory knowledge.

Posted 7/13/2026full-timeCharlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSeniorLead💰 $91,000 - $145,600 per yearWebsite

Core Competencies

Role fit
Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates extensive experience in compliance monitoring and regulatory change management, with a strong focus on consumer banking regulations. Proven ability to provide compliance oversight and collaborate with cross-functional teams to enhance compliance frameworks.

Highest-signal resume keywords
Compliance MonitoringRegulatory Change ManagementConsumer Banking RegulationsStrong Written CommunicationStrong Verbal Communication

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills
Compliance OversightChange Risk AssessmentRegulatory AlignmentRegulatory Complaint MonitoringKey Risk Indicator Tracking
Soft Skills
CollaborationAdvisory Skills
Certifications & Qualifications
CRCM
Industry Keywords
Retail BranchContact CenterMarketing Distribution Channels

About the role

Key responsibilities & impact
  • Provide compliance oversight for Retail Branch, Contact Center, and Marketing distribution channels
  • Complete change risk assessments and related questionnaires for new business initiatives
  • Serve as compliance advisor to business partners through meetings and process reviews
  • Manage and track compliance-related issues, ensuring regulatory alignment
  • Lead regulatory change management efforts for new and updated state laws
  • Monitor regulatory complaints, business reports, and key risk indicators
  • Collaborate with cross-functional teams to strengthen the compliance framework

Requirements

What you’ll need
  • Undergraduate degree or equivalent work experience
  • 7+ years of experience in compliance monitoring and regulatory change management
  • Strong subject matter expertise in consumer banking regulations
  • Experience supporting Retail Branch, Contact Center, and Marketing distribution channels
  • Must possess strong written and verbal communication skills
  • CRCM preferred

Benefits

Comp & perks
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development
  • Reward and recognition