Compliance

• Support the Trade Compliance Specialists with being the primary day-to-day point of contact between 18+ factories, carriers, government agencies, customs brokers, and designated affiliates regarding trade compliance.
• Support relationships with customs brokers and conduct broker audits for import and export and request and track Post Summary Corrections.
• Reply to requests from customers, suppliers, brokers, Customs authorities.
• Support ASSA ABLOY factories with day-to-day trade compliance issues that are delaying shipments.
• Support Trade Compliance Specialist - Classification with reviewing and updating harmonized tariff (HTS) codes for all products.
• Support Trade Compliance Specialists in ensuring annual collection of Country-of-Origin information from suppliers and certificate of origin.
• Support the tracking and declaration of Assists or Value Reconciliation to customs authorities.
• Apply knowledge of Customs regulations and participating government agency requirements across Mexico, Canada, and the U.S. to a variety of products.
• Maintain a robust record retention program for import records.
• Support the Duty Drawback program.
• Have a good working knowledge of Free Trade Agreements such as USMCA and KORUS.
• Understand and track changes to China Section 301 tariffs and other duty programs.
• Leverage cross-functional relationships to gain information to enable quality decision making.
• Assist in rolling out cloud-based trade compliance software that will assist with annual supplier solicitation, country of origin determination, free trade agreement certificates, and export documentation.
• Work to create and conduct training on trade compliance topics.
• Support localized Standard Operating Procedures and Work Instructions for ASSA ABLOY factories based on the company-wide Trade Compliance Manual.
• Handle projects for master data cleanup and data governance.

Trade Compliance Analyst

• Provide regulatory affairs domain expertise and influence at all levels in support of the Wound Management device portfolio
• Provide strategic input and technical guidance on regulatory requirements for new technologies and product modifications, considering both domestic and international regulations
• Prepare Pre-Sub and 510(k) submissions and technical documents to support CE mark and other international submissions
• Participate in negotiations and interactions with regulatory authorities during the development and review process
• Provide business and product information to the international regulatory affairs team to enable development and strategies and requirements and communicate that information to the business team
• Support international product registrations as needed
• Manage multiple projects and prioritize tasks on day by day basis to meet project schedules
• Collaborate with engineering, quality, clinical, marketing, and other functions to fulfill responsibilities
• Review promotional and advertising material
• Maintain current regulatory knowledge of domestic and international regulations, guidelines, and standards
• Create or revise departmental procedures to improve operations or to reflect changing regulatory requirements
• Participate in internal and external audits
• Maintain regulatory affairs documentation to support compliance with applicable regulatory requirements
• Perform other duties as assigned or required.

Principal Regulatory Affairs Specialist

• Develop and lead Casepoint’s enterprise Governance & Compliance strategy, ensuring scalable governance practices that support business growth and customer trust.
• Own enterprise privacy, compliance, AI governance, information governance, and corporate policy programs.
• Establish governance frameworks for emerging technologies, including responsible AI, data governance, and regulatory compliance.
• Partner with Executive Leadership to proactively identify, assess, and manage regulatory, contractual, operational, and technology-related risks.
• Provide executive oversight of the contracts function by partnering with the Director of Government Contracts on strategy, governance, risk management, and operational priorities.
• Collaborate with Sales, Product, Finance, Security, Legal, Engineering, and Customer Success to enable growth while balancing business objectives with appropriate governance.
• Develop executive reporting, governance metrics, and compliance dashboards to support informed decision-making.
• Drive continuous improvement through scalable processes, automation, and technology-enabled governance solutions.
• Monitor evolving regulatory requirements and industry best practices, recommending proactive enhancements to governance programs.

VP, Governance and Compliance

• Manage APCD compliance programs and reporting requirements across multiple states
• Lead projects from start to finish, including timelines, regulator communications, and extension requests
• Interpret state regulations and convert them into business and system requirements
• Oversee timely submission of reports, files, and responses to regulators and vendors
• Investigate compliance, reporting, and system issues; identify root causes and support corrective actions
• Write detailed business requirements to address compliance and data issues
• Use reporting tools, databases, and data analysis to monitor compliance and improve processes
• Identify opportunities to automate and streamline workflows
• Train, mentor, and coach team members and business partners
• Develop and maintain training materials, policies, procedures, and process documentation
• Build relationships across departments to improve collaboration and results
• Communicate effectively with regulators, vendors, clients, account managers, IT teams, and leadership
• Escalate risks, issues, and compliance concerns when appropriate
• Create management reports and provide recommendations for issue resolution

Compliance Manager

• Prepare, submit, negotiate the terms, secure approval, and resolve any issues that arise for rule, rate, and form filings.
• May assist in providing information for non-financial market regulatory activities, including market conduct exams, interrogatories, surveys, and data calls.
• Support and provide direction to the business units when responding to filing issues, data requests and criticisms from regulatory agencies.
• Analyze state insurance statutes and regulations to determine changes to product design, development and filing requirements, and inform adjustments to current practices accordingly.
• May partner with legal when appropriate.
• Establish and develop partnerships with regulatory bodies and internal business partners such as actuarial, underwriting, product and legal.
• Assist in optimizing regulatory tools and databases by incorporating the latest regulatory changes, industry standards and policy adjustments to enable informed decision-making and adhere to regulatory requirements.
• Assist in the coordination of regulatory and filing projects, track progress, and support the team in meeting deadlines.
• Perform other duties as assigned.

Property and Casualty Regulatory Analyst

• Design, lead, and enhance the risk and compliance framework
• Identify, assess, monitor, and report on risks and compliance obligations
• Set strategy for the risk and control environment
• Lead cross-functional collaboration with program, clinical, analytics, legal and technology functions
• Develop and mentor colleagues in governance, risk management, and compliance practices
• Maintain an enterprise repository of HEAT-related risk assessments and compliance documentation

Senior Manager – Enterprise Risk & Compliance

• Support oversight of the existing Privacy compliance program across jurisdictions, with primary focus on U.S. requirements and alignment to global privacy obligations, where required suggest improvements.
• Translate Legal guidance and regulatory requirements into policies, standards, and control expectations, ensuring clear articulation of compliance requirements for first-line teams.
• Provide oversight and maintain existing governance frameworks and standards for core privacy program areas, including:
• Data subject rights (DSAR) processes and SLAs
• Data protection impact assessment (DPIA) governance and documentation standards
• Consent and preference management expectations
• Data retention and deletion requirements
• Partner with Product and Engineering to advise on and review the design and implementation of privacy controls, ensuring alignment to regulatory expectations while maintaining second-line independence.
• Provide independent oversight and effective challenge of first-line privacy control environments, including review of control design, identification of gaps, and tracking of remediation actions.
• Oversee privacy incident and breach response processes from a governance perspective, including review of escalation, documentation, and outcomes, in coordination with Legal on notification requirements.
• Maintain privacy risk registers and support risk assessment processes, including DPIA oversight, issue identification, and remediation tracking.
• Monitor adherence to privacy requirements and control expectations, including data subject rights processes, consent management, and regulatory obligations, and escalate issues where gaps are identified.
• Support audits, regulatory examinations, and bank partner reviews by coordinating second-line input, reviewing materials, and tracking remediation actions.
• Produce and contribute to privacy monitoring and governance reporting, including metrics and risk summaries for management and risk committees (e.g., RMC, CRMC).
• Partner with third-party risk functions to provide second-line oversight of privacy considerations in vendor and merchant onboarding and monitoring processes.
• Collaborate with international compliance and DPO functions to support consistent application of privacy governance frameworks, without assuming DPO accountability.
• Support privacy training and awareness by defining requirements and reviewing program effectiveness in coordination with first-line execution teams.

Manager, Privacy Compliance

• Serve as system owner and business lead for the organization’s eQMS platform including optimization, implementation expansion, workflow design, governance, and user adoption
• Assess current eQMS utilization and develop a roadmap for full implementation and process maturity
• Own and administer day-to-day QMS and eQMS activities and processes
• Lead continual improvement initiatives across quality system processes and documentation
• Lead comprehensive audits of controlled documentation and quality records to identify inconsistencies, gaps, obsolete content, and systemic documentation deficiencies
• Establish processes and controls ensuring consistency across SOPs, work instructions, forms, labels, templates, and quality records
• Drive document control processes including creation, revision workflows, review cycles, training assignments, archival activities, and change management
• Develop sustainable document governance practices to reduce repeat nonconformances and improve inspection readiness
• Monitor quality metrics and identify opportunities for process improvements
• Support and improve CAPA, nonconformance, complaint handling, change control, risk management, and supplier quality processes
• Ensure QMS alignment with ISO 13485, FDA Quality System Regulation (21 CFR Part 820/QMSR), EU MDR, and applicable global requirements
• Lead initiatives to improve quality system effectiveness, data integrity, and organizational compliance maturity
• Maintain ongoing inspection and audit readiness
• Act as primary Quality and Regulatory lead during notified body audits, FDA inspections, supplier audits, and external quality assessments
• Lead audit preparation strategy, evidence collection, coordination activities, and response management
• Drive audit finding remediation through root cause analysis and sustainable CAPA implementation
• Support management review processes and quality reporting
• Maintain a continuous state of organizational inspection readiness
• Independently lead FDA and international regulatory submissions and agency interactions
• Prepare, coordinate, and execute regulatory filings and lifecycle submissions
• Conduct regulatory impact assessments related to product, process, manufacturing, supplier, labeling, and operational changes
• Provide regulatory strategy recommendations and communicate business impact to leadership.
• Mentor and help develop junior QA/RA personnel
• Provide quality and regulatory leadership across Operations, Supply Chain, Customer Service, Product Development, and leadership teams

Director, Quality Systems – Regulatory Affairs

• Drive GWE R&D Compliance Program and Systems across Global sites
• Oversee and assure overall adherence to the Compliance Program for GWE R&D
• Support GWE R&D by driving strategy, compliance requirements, control, quality, and continuous improvements
• Lead design, deployment, training, and continuous improvement of the Compliance Program
• Ensure compliance with corporate policies for GWE R&D
• Manage compliance functions in support of regulatory regulations
• Collaborate with GWE colleagues, contractors, R&D business units and vendor resources for regulatory compliance
• Monitor and drive completion of quality review corrective actions
• Conduct management system audits and develop documentation compliance

Director, Quality Management Systems – Validation & Compliance Lead

• Develop and execute strategies that align Instacart's compliance goals with business priorities
• Lead, coach, and mentor a team of Regulatory Ops and Program Managers
• Drive alignment on high-priority legislative initiatives
• Partner closely with Policy & Government Affairs, Legal, Product & Engineering, Business Development, and Operations
• Oversee the coordination, implementation, and monitoring of regulatory initiatives
• Build and continuously improve the operational frameworks, workflows, and tooling for compliance

Senior Manager, Regulatory Operations

• Partner with operating unit regulatory teams to help develop and refine strategies for complex medical devices, novel technologies, significant product changes, and market expansion opportunities.
• Provide strategic input on regulatory pathways, intended use, claims, evidence expectations, risk management, and post-market commitments.
• Support regulatory authority interactions by helping frame key questions, review briefing materials, contribute to response strategies, and communicate positions clearly and credibly.
• Advise on software and digital-health regulatory strategy, including software lifecycle expectations, AI-enabled functionality, interoperability, and connected systems.
• Serve as an enterprise advisor to operating unit regulatory teams conducting M&A, integration, or remediation activities by helping identify potential regulatory opportunities, risks, relevant internal process considerations, and applicable cross-portfolio precedent.
• Translate regulatory intelligence regarding evolving global regulations, guidance, policy, and deficiency trends into practical implications for Medtronic business regulatory strategies.
• Identify recurring strategic issues and deficiency trends across operating units to inform training content.
• Synthesize complex technical and regulatory issues into clear recommendations for senior leaders, regulatory teams, and cross-functional partners.

Principal Regulatory Strategy Specialist

• Conduct research and deliver strategic advice for risk management leaders
• Develop a deep understanding of client needs in risk management
• Help define the future of risk management
• Collaborate with Forrester research teams
• Deliver insights in various formats including reports and presentations
• Establish industry presence

Senior Analyst, Cyber Risk Quantification, GRC

• Implement and maintain Compliance programs in accordance with the Office of Inspector General's work plan.
• Educate providers regarding compliance with government regulations.
• Assist in performing analysis of current situations and recommend priorities and goals for future clinic needs.
• Identify coding and billings risk areas, conduct focused reviews, and implement corrective action as needed.
• Conduct routine internal audits of provider documentation on a timely basis.
• Collaborate with physicians and internal staff in development of improved capabilities in the areas of documentation, coding, and compliance.
• Review internal controls, policies, and procedures to ensure compliance with appropriate guidelines.
• Communicate with Medicare/Medicaid Carriers and third party payers regarding policies and procedures.
• Promote Compliance initiatives with clinical faculty and administration.

Compliance Specialist – Inpatient

• Monitor and interpret global chemical regulations impacting products
• Lead and support substance registrations and notifications to regulatory agencies
• Conduct regulatory reviews for new product introductions and market expansions
• Provide regulatory and sustainability support for new product introductions
• Maintain documentation to support compliance audits and customer regulatory inquiries
• Partner with business unit leaders, sourcing and procurement, R&D, manufacturing sites to manage product compliance
• Develop and support best practices for minimizing exposure to employees and the environment

• Lead and implement an effective Compliance Program as described in CMS Medicare Managed Care Manuals/regulations, including risk assessment, auditing and monitoring and corrective action oversight.
• Develop and manage compliance strategies, programs, and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks.
• Track, analyze, and work open issues in a timely manner
• Maintain in-depth working knowledge and expertise in Medicare regulations
• Build and maintain positive relationships at senior levels to drive decision-making and influence ethical and compliant outcomes
• Monitor and audit as outlined in Medicare Compliance Work Plan and direct other projects as assigned to evaluate compliance, propose remediation where necessary and monitor implementation of corrective action
• Support broader compliance initiatives and needs as assigned to ensure that effective compliance programs are achieved and maintained.

Senior Analyst, Medicare Compliance

• Serve as Compliance Lead and single point of contact for states and accountabilities related to Personal Insurance across products, functions, and business units
• May also support P&C Data Calls and regulatory inquiries
• Effectively communicate with a wide range of business clients, including senior leaders
• Manage strategic initiatives and compliance issues; identify potential regulatory issues in business initiatives; offer thoughtful, creative solutions that are appropriate for the level of risk involved
• Direct and manage regulatory matters in a manner that builds confidence within the regulatory community and protects The Hartford
• Develop and execute compliance audit programs to proactively identify organizational vulnerabilities and develop strategies for ensuring future compliance
• Analyze regulatory requirements; provide business clients with practical and actionable advice

Compliance Assistant Director

• Identify, evaluate, and implement automation and AI-enabled solutions to improve efficiency, consistency, and scalability of Compliance processes.
• Use data and analytics to identify inefficiencies, control gaps, and opportunities to strengthen and automate Compliance processes.
• Partner with program owners to design and implement process improvements that enhance consistency, scalability, and sustainability.
• Support continuous improvement through trend analysis, root cause assessments, and outcome-based measurement.
• Plan, execute, and monitor compliance projects using structured project management methodologies.
• Coordinate cross-functional teams, vendors, and stakeholders to achieve project milestones.
• Lead cross-functional teams in root cause analysis and process redesign.
• Ensure adherence to federal and state insurance regulations.
• Develop and maintain compliance documentation, policies, standards, and audit trails.
• Produce clear, accurate, and defensible Compliance reporting for senior management, risk committees, and boards.

Senior Compliance Consultant – Solutions & Design

• Oversee the implementation and ongoing interpretation of Medicare laws, regulations, and regulatory guidance, ensuring timely and accurate execution across impacted business areas.
• Serve as a subject matter resource for inquiries and lead responses to audit and data requests from regulators, auditors, and internal oversight partners.
• Interpret regulatory guidance, assess compliance gaps, identify root causes, and design and implement sustainable corrective action plans.
• Routinely communicate project status, risks, and outcomes to senior leaders and executive stakeholders, translating complex regulatory requirements into clear, actionable business guidance.
• Oversight of new and updated regulatory guidance implementation, leadership of Annual Enrollment Period (AEP) readiness activities across multiple business areas, proactive identification and mitigation of operational risks, and end-to-end coordination of audit and regulatory responses.
• Contributes to regulatory compliance, operational stability, and overall member satisfaction.

Senior Manager, Medicare Business Compliance

• support and enhance established compliance programs
• audit and monitor processes
• maintain precise records
• manage the full lifecycle of regulatory licensing filings
• conduct in-depth fact-finding and legal research
• provide timely, accurate responses that support informed decision-making

Senior Analyst, Business Compliance

• Manage market conduct exams and regulatory inquiries
• Interact with state regulators and drive successful implementation of corrective action plans
• Provide subject matter expertise on state regulatory environment to business areas and compliance teams
• Coordinate market conduct exams across business areas and with Legal
• Serve as a point of contact for state regulators and third-party auditors
• Ensure accurate, timely collection and delivery of exam materials
• Oversee responses to exam findings and corrective action plans
• Maintain strong documentation of all exam-related work

Compliance jobs in Connecticut

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Trade Compliance Analyst

Principal Regulatory Affairs Specialist

VP, Governance and Compliance

Compliance Manager

Property and Casualty Regulatory Analyst

Senior Manager – Enterprise Risk & Compliance

Manager, Privacy Compliance

Director, Quality Systems – Regulatory Affairs

Director, Quality Management Systems – Validation & Compliance Lead

Senior Manager, Regulatory Operations

Principal Regulatory Strategy Specialist

Senior Analyst, Cyber Risk Quantification, GRC

Compliance Specialist – Inpatient

Compliance Manager

Senior Analyst, Medicare Compliance

Compliance Assistant Director

Senior Compliance Consultant – Solutions & Design

Senior Manager, Medicare Business Compliance

Senior Analyst, Business Compliance

Manager, Corporate Compliance – Market Conduct Exams