TIAA

Financial Planning and Analysis

• Analyzes the design and operation effectiveness of internal finance controls
• Reports findings and/or gaps discovered through finance controls testing to management
• Works with internal and external auditors to provide requested information
• Partners with process owners to ensure business processes are adequately documented within narratives and flowcharts
• Participates with development of remediation plans to address internal control deficiencies and failures arising from finance controls testing process
• Prepares control changes including additions, deletions and modifications to ensure the best possible control SOX framework is active within the organization

Financial Control Analyst II

Security Engineer

• Direct executive protection operations for senior executives using threat-based risk protocols to proactively identify and mitigate security vulnerabilities
• Respond to security incidents and coordinate follow-up investigations and risk mitigation with GCS business management, corporate partners, and law enforcement
• Develop and maintain relationships with law enforcement agencies, key business partners, and management teams
• Participate in regional and site management meetings to maintain visibility and communication
• Coordinate mitigation plans for known or planned disruptive events targeting TIAA locations or occurring nearby
• Manage security officer operations at assigned sites
• Conduct periodic security reviews, risk assessments, and personal safety training at assigned locations
• Support technical security infrastructure projects at assigned sites
• Provide after-hours emergency incident response availability

Director, Regional Security

Director

• supports activities within municipal investment products and the client portfolio management for municipal strategies
• ensuring timely, accurate, and accessible performance information
• communicating findings in a clear and succinct manner to internal audiences and external clients
• assisting with the preparation and completion of RFP requests
• supporting performance attribution efforts across municipal strategies
• maintaining relationships with client portfolio managers, sales teams, and internal business partners

Director, Muni Client Portfolio Manager

• Lead the review of accounting policies and procedures
• Guide a team to prepare month end closing reports
• Work with asset management and portfolio management teams
• Analyze portfolio performance returns and deliver insights to management

Lead Investment Accountant

Attorney

• Monitor, review, evaluate and manage ongoing legal tasks
• Revise and review standard legal documents
• Oversees preparation of reports
• Supervises e-discovery engagements
• Serves as liaison with assigned business areas and outside counsel

Legal Analyst

Customer Advocate

• Responsible for developing detailed work plans, schedules, project estimates, resource plans, and status reports
• Provide technical and analytical guidance to the project team
• Analyzing and documenting requirements by liaising with a range of users in the organization
• Manages the integration of vendor tasks and tracks and reviews vendor deliverables
• Primary focus is on day-to-day execution of deliverables
• Demonstrates ability to apply understanding of concepts in complex situations and to guide others

Lead Client Advocate, Technology Delivery Manager

Client Services Representative

• Services clients, drives best practices, and improves client outcomes through excellent customer service and operational excellence
• Serves as the primary administrative point of contact and advocate for assigned institutions
• Develops holistic plan management routines that help identify plan efficiency opportunities
• Proactively brings data driven insights to integrated team and institutional clients
• Responds to customers' inquiries and manage issues that arise with specific products and services
• Deepens relationships with plan sponsors, HR partners, and internal support teams
• Works with business partners to implement business plans and structured communication process and activities that deliver on business goals
• Partners with CSM I in pooled model to ensure specific administrative and operational activities are managed for institutional clients

Client Services Manager II

• Leading deal team due diligence efforts in private fund and joint venture equity investments
• Support asset management of existing portfolio holdings
• Act as a deal lead on the due diligence process
• Drive legal documentation, negotiation and investment structuring
• Source transactions through industry contacts
• Perform quantitative and qualitative analysis for investments

Director – Private Infrastructure

Marketing

• Lead a team in developing, executing, and optimizing strategic initiatives for Wealth Management
• Set strategic direction for field enablement initiatives supporting client acquisition and retention
• Establish collaborative relationships with field leadership and sales organizations
• Oversee creation and maintenance of sales collateral based on field needs
• Organize effective execution of Go-To-Market plan deliverables
• Develop event and hospitality strategies for client engagement
• Lead, manage, and develop a team of five professionals
• Foster a culture of creativity, innovation, and accountability

VP Marketing Field Enablement

Compliance

• Evaluates defined contribution retirement plan documents for internal recordkeeping problems, compliance issues or client concerns.
• Provides new plan setup and review suggestions for plan design and/or administrative enhancements.
• Provides comparative analysis of plan provisions and protected benefits for corporate mergers and acquisitions.
• Researches and resolves highly complex operational and regulatory compliance issues arising from client questions and from internal plan document review activities.
• Conducts an analysis of options available if an operational error is discovered on the plan.
• Analyzes impact of new regulations and legislation on client plan needs and operational processes.
• Maintains highest level of regulatory knowledge and understanding of industry trends.

Senior Lead – Plan Document Compliance

Operations

• Oversee daily clearing and settlement of municipal bond trades through the Nuveen Securities broker-dealer
• Supervise DVP settlement of preferred stocks and taxable fixed income securities
• Serve as primary contact for regulators and auditors
• Lead resolution of routine and complex trade errors
• Leverage industry experience to navigate the complex landscape of Wirehouses, IBDs, TAMPs and RIAs
• Build and mentor a skilled team capable of critical thinking through complex situations
• Lead operational implementation for new platform launches

Vice President, Broker Dealer and Middle Office Operations

• Manage performance of team through regular, timely feedback
• Define scope and objectives for software development team goals
• Oversee the architecture, development, and maintenance of trading platforms
• Collaborate with IT partners to devise capacity plan
• Build and mentor a high-performing technology team
• Integrate compliance and risk management systems into technological solutions

Managing Director – Head of Equities, Compliance Technology and Front Office – Middle Office Transformation

Data Analyst

• Support reporting needs for investment performance, Index data, GIPS composites, & Peer analysis
• Maintain performance measurement systems for calculation of portfolio returns
• Investigate anomalies in performance and find solutions to align results across platforms
• Ensure performance accuracy by performing quality control checks with a high level of attention to detail
• Assist in the development, automation, and enhancement of performance reports
• Participate in enterprise projects ensuring deadlines are met while collaborating with other business units throughout the firm

Senior Investment Performance Analytics Analyst

Analyst

• Analyzes companies by conducting primary research
• Supports trade processing and resolves order entry issues
• Monitors trade finance arrangements for accuracy
• Identifies compliance process updates
• Reviews trade data for accuracy

Brokerage Trading Analyst

• Manage all activities surrounding the sourcing, closing and funding of industrial real estate acquisition and development transactions
• Analyze new industrial real estate acquisition opportunities
• Develop external relationships with key market participants, investment sales, leasing brokers and lenders
• Oversee the due diligence process for asset acquisition and property development opportunities
• Manage the performance of team through regular feedback and formal review processes