Compliance QA Analyst III
Coinbase
Cloud
Enterprise Compliance Associate, EDD
TIAA
full-time
Posted on:
Location Type: Hybrid
Location: North Carolina, Texas • 🇺🇸 United States
Visit company websiteSalary
💰 $64,000 - $77,600 per year
Job Level
JuniorMid-Level
About the role
- Conducts in depth research utilizing available tools, systems, and the internet, consistent with the resolution of reviews
- Assesses client profile data and transactions to ensure customer risk level is correctly aligned, confirm transactional activity is expected, and that a good understanding of the customer is achieved
- Provides documentation in narrative style format within TIAA’s case management system (managed through both manual and automated processes) and prepares reports to management as required
- Promptly escalates critical or reputational risk matters to the FCC Leadership Team
- Supports TIAA business partners by responding to escalations and questions and providing guidance and direction in AML and Sanctions matters
- Assists with audit/compliance testing/regulatory exam management routines
- Assists with performing QC/QA reviews on high-risk clients, Politically Exposed Persons, individuals/entities associated with high-risk countries, etc.
Requirements
- REQUIRED: 2+ years of financial crimes experience within the financial services industry (e.g. fraud, AML, KYC, or operational risk)
- PREFERRED: 3+ years of financial crimes experience within the financial services industry (e.g. fraud, AML, KYC, or operational risk)
- BS/BA Degree
- Certified Anti Money Laundering Specialist (CAMS) or Certified Fraud Examiner (CFE)
- Has solid written communication skills and can summarize facts in a detailed concise manner following internal operating procedures
- Solid Analytical skills with the ability to identify anomalies
- Exhibit an ability to balance multiple, changing priorities in a dynamic and fast-moving working environment
- Strong interpersonal and relationship skills
- Related Skills: Adaptability, Automation, Business Acumen, Compliance Program Management, Critical Thinking, Detail-Oriented, Due Diligence, Influence, Innovation, Relationship Management, Risk Monitoring, Strategic Thinking
- Educational Requirements University (Degree) Preferred
Benefits
- comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones
- superior retirement program
- highly competitive health, wellness and work life offerings
- participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans)
ATS Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
financial crimes experiencefraudAMLKYCoperational riskaudit testingcompliance testingQC reviewsrisk assessmentdue diligence
Soft skills
written communicationanalytical skillsinterpersonal skillsrelationship managementadaptabilitycritical thinkingdetail-orientedinfluencestrategic thinkingbusiness acumen
Certifications
Certified Anti Money Laundering Specialist (CAMS)Certified Fraud Examiner (CFE)
