Financial Crime

• Develops and maintains TD’s KYC programs, including frameworks, methodologies, procedures, awareness and monitoring, management reporting and/or escalation of issues.
• Functions as a Quality Control Analyst or Checker within the process, reviewing the work product.
• Performs more advanced, complicated, or high visibility job functions aligned with policies, standards, procedures, and job aids.
• Ensures that work products are fit for purpose and audit/regulator ready.
• Suggests process improvements to drive better results from efficiency, accuracy, or quality of work product.
• Leads initiatives to help bring these improvements to fruition.
• Works independently as the senior analyst/subject matter expert and may coach and educate others.

Senior KYC Analyst

• Conducts holistic reviews of client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption
• Analyzes complex data sets to proactively identify leads; prepares suspicious activity reports (SARs)
• Recommends demarketing clients, as appropriate; creates supporting documentation in compliance with policies, procedures, and regulatory requirements
• Integrates the broader organizational context into advice and solutions within own area

Senior Financial Crime Risk Investigator – Subpoenas

• Conducts investigations of financial crime
• Analyzes evidence relating to AML and terrorist financing
• Prepares suspicious activity reports (SARs)
• Collaborates with law enforcement and regulatory bodies

Senior Financial Crime Risk Investigator – Subpoena, Specialized Investigations

Call Center Representative

• Promote strong and lasting Customer relationships in a Contact Center environment
• Provide quality Customer service and sales in an efficient and highly professional manner
• Create exceptional Customer experience with every client interaction
• Complete a broad range of financial transactions with accuracy and efficiency
• Support the achievement of business objectives
• Participate fully as a collaborative member of the team
• Actively participate in personal career development

Contact Center Representative II – Bilingual Spanish

Machine Learning Engineer

• Lead the end-to-end development and deployment of advanced AI/ML solutions
• Design and implement production-grade machine learning systems
• Drive innovation in emerging AI capabilities
• Develop scalable data science and AI pipelines
• Mentor and guide junior scientists

Applied Machine Learning Scientist II – AI/ML, Fraud/Risk, GenAI, Agentic AI

• Independent Monitoring & Control Oversight
• Execute independent second line monitoring and testing of AML/ATF, sanctions and ABAC controls across assigned portfolios.
• Assess control design and operating effectiveness across key processes (CDD, payments, trade finance, surveillance, gifts & entertainment).
• Provide objective, evidence‑based opinions on control adequacy, including identification of gaps and enhancement opportunities.
• Ensure monitoring results are clearly articulated, risk‑rated and escalated appropriately.
• Risk Assessment & Analytical Support
• Support and contribute to Enterprise-Wide Risk Assessment (EWRA) processes, including risk identification, assessment and documentation.
• Participate in RCSA and scenario analysis, assessing risk exposure and control coverage.
• Analyse risk trends, control outcomes and KRIs to identify emerging financial crime risks.
• Provide analytical insights and recommendations to enhance control frameworks.
• Transaction Monitoring & Screening Oversight
• Perform oversight of transaction monitoring frameworks, including: Alert quality reviews.
• Scenario performance and coverage assessment.
• Identification of false positive / false negative risks.
• Support first level QA and second level reviews where applicable Contribute to screening and list management governance ensuring completeness and control integrity.
• Recommend improvements to detection scenarios, thresholds and investigations processes.
• Issue Identification, Escalation & Resolution
• Identify and escalate control weaknesses, breakdowns and emerging risks.
• Support management of issues through to resolution, including validation of remediation actions.
• Ensure timely escalation of non‑standard, high‑risk matters and suspicious activity indicators.
• Provide independent challenge on proposed remediation actions.
• Business & Stakeholder Engagement
• Partner with Business Lines and Corporate Functions to: Provide guidance on AML/ATF/Sanctions/ABAC requirements.
• Support implementation of effective controls.
• Act as a key SME contact for assigned portfolio on risk and control matters of moderate complexity.
• Collaborate with internal stakeholders (Operations, Technology, Audit, Compliance partners).

Senior Financial Crime Risk Business Oversight Analyst

Vice President

• Develop and execute TD's ETF business strategy
• Guide clients and prospects to TDAM solutions
• Drive ETF sales activities in Eastern Canada
• Identify direct ETF sales opportunities
• Collaborate with wholesaling teams
• Liaise with key internal partners
• Provide ETF portfolio construction thought leadership
• Participate in office visits and presentations
• Educate retail clients on products and capital markets information
• Represent TD ETFs at industry conferences

Vice President, ETF Distribution

Client Services Representative

• Provide consistent administrative, analytical and service support to our ITS Trust Officers and Private Trust Manager
• Maintain client profile and account-specific documents as well as client contact routines for all clients
• Ensure accurate, organized and efficient service to external clients and internal colleagues
• Efficiently handle and promptly respond to all incoming calls, questions and requests
• Support the Private Trust ITS business by continually improving professional knowledge and keeping current on trends and developments
• Work autonomously and provide specialized skills and expertise in a moderate to high complexity environment

Private Trust Client Service Associate – Indigenous Trust

• Conduct investigations for internal and external cases
• Engage with law enforcement agencies, conduct data analysis
• Prepare and deliver training on AML and related topics
• Lead work streams for medium scale projects

AML Financial Crime Risk Investigator II

Business Operations

• responsible for the delivery, oversight, and continuous improvement of payments and deposits operations
• drive operational performance, managing risk and controls
• support the execution of the global payments strategy
• lead a multi-disciplinary team supporting high-volume payments processing

AVP, Global Payments & Deposits Operations

Account Manager

• Deliver a legendary customer experience
• Drive profitable business growth
• Build, maintain and expand existing customer relationships
• Build relationships with small business customers by understanding their needs
• Liaise with Internal Branch Banking network and Wealth partners
• Keep current on emerging trends and grow knowledge of the business
• Support a positive work environment promoting quality, innovation and teamwork

Account Manager, Small Business

• Identify emerging financial crime risks for new client relationships and products
• Advise and assist in the development of policies and procedures specific to the bank's digital assets strategy
• Conduct risk assessments for new products and services
• Provide data points for transaction monitoring, screening, and audits
• Participate in project steering committees and update senior leadership on the digital asset ecosystem

Financial Crime Risk Business Oversight Specialist

Customer Success Manager

• Executes independent testing of FCRM controls / systems for assigned businesses
• Develops testing documentation and results reporting
• Understands financial crimes risk and evaluates control effectiveness
• Completes various projects and initiatives within testing function

Senior FCRM Testing Analyst

Compliance

• Provide oversight for privacy compliance governance and operational risk management
• Monitor and assess emerging U.S. privacy regulations
• Conduct risk assessments and due diligence for vendors
• Review and validate privacy-related contractual clauses
• Execute risk-based monitoring and prepare reports for senior management

Senior Privacy Compliance Operations Analyst

Analyst

• Provides specialized analysis, nonstandard reporting, and operational support
• Provides guidance/assistance to other team members and internal partners on a broad range of processes
• Independently delivers assigned initiatives with direction from management
• Develops and/or prepares applicable business metrics/standard/ad hoc reporting
• Supports the development of presentations/communications