Compliance Quality Assurance Analyst II
TD
Compliance Quality Assurance Manager
TD
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $86,840 - $139,360 per year
Job Level
SeniorLead
About the role
- Execute independent quality assurance of compliance risk through the execution of reviews
- Assess whether Risk Owners and Oversight functions are complying with established policies, standards and procedures
- Provide strategic guidance that reshapes Compliance's structures and processes
- Provide recommendations to enhance operational performance, foster meaningful process improvements and ensure adherence to internal policies
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- CPA, CIA, CFE, CRCM or equivalent a plus
- 8+ years of internal audit, testing and/or quality assurance experience
- Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
- Advanced knowledge of external competition, industry and/or market trends in relation to own function/business
- Skilled in using computer applications including MS Office suite, with a focus on Excel and PowerPoint
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development opportunities
- Reward and recognition programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
quality assurancecompliance risk assessmentinternal audittestingoperational performance enhancementprocess improvementrisk managementfinancial institution lawscompliance programs
Soft skills
strategic guidancerecommendation development
Certifications
CPACIACFECRCM
