Senior Manager, Compliance Quality Assurance
TD
Compliance Quality Assurance Analyst II
TD
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $58,760 - $93,600 per year
Job Level
Mid-LevelSenior
About the role
- execute independent testing of Compliance controls/systems for assigned businesses
- provides guidance/assistance to clients on Compliance internal policy requirements
- manage ambiguity, and applies judgement to identify, troubleshoot and resolve issues
- supports execution of testing engagement work in accordance with established standards
Requirements
- 3+ years of experience
- Undergraduate degree preferred
- CPA, CIA, CFE, CRCM or equivalent a plus
- 4+ years of internal audit, testing and/or quality assurance experience
- Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
- Skilled in using computer applications including MS Office suite, with a focus on Excel and PowerPoint
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- banking benefits and discounts
- career development
- reward and recognition
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
internal audittestingquality assurancerisk managementcompliance programs
Soft skills
judgementtroubleshootingissue resolutionguidanceassistance
Certifications
CPACIACFECRCM
