Compliance Quality Assurance Analyst II
TD
Senior Manager, Compliance Quality Assurance
TD
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $110,760 - $178,880 per year
Job Level
Senior
About the role
- Supervise and/or execute independent quality assurance of compliance risk through reviews
- Provide strategic guidance that reshapes Compliance's structures and processes
- Manage teams of compliance testing specialists and/or managers
- Conduct skilled analytical research and analysis as part of testing engagements
- Develop and implement Compliance testing schedules
Requirements
- Undergraduate degree or equivalent work experience
- 10+ years of experience
- CPA, CIA, CFE, CRCM or equivalent a plus
- 12+ years of internal audit, testing and/or quality assurance experience
- Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
- Skilled in using computer applications including MS Office suite, with a focus on Excel and PowerPoint
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- banking benefits and discounts
- career development
- reward and recognition
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
quality assurancecompliance testinganalytical researchrisk managementfinancial institution lawscompliance programs
Soft skills
strategic guidanceteam management
Certifications
CPACIACFECRCM
