TD

Compliance Oversight Manager

TD

full-time

Posted on:

Location Type: Hybrid

Location: New York City • New York • 🇺🇸 United States

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Salary

💰 $86,840 - $139,360 per year

Job Level

SeniorLead

About the role

  • Provide advice, support, and guidance for Compliance programs
  • Manage regulatory reviews and audits
  • Supervise employees providing investment management support
  • Prepare required compliance documentation

Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Proficient in compliance regulations
  • Strong analytical skills
Benefits
  • Health insurance
  • Retirement plans
  • Paid time off
  • Flexible work arrangements
  • Professional development opportunities
  • Bonus eligibility

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
compliance regulationsregulatory reviewsauditscompliance documentation
Soft skills
analytical skillsadvicesupportguidancesupervision
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