Customer Due Diligence Analyst II
Uphold
Financial Crime Risk Management Analyst, KYC High-Risk Reviews
TD
full-time
Posted on:
Origin: • 🇺🇸 United States • Florida, North Carolina, South Carolina
Visit company websiteSalary
💰 $28 - $45 per hour
Job Level
Mid-LevelSenior
About the role
- Provide FCRM research, evaluation, operational, reporting and/or analytical support in oversight, advisory services and control function to business (FCRM) partners
- Co-ordinate requests to and from business (FCRM) partners
- Assist in the preparation of summaries, communications, reports and presentations for management, regulators, and other internal and external stakeholders
- Recommend responses to enterprise FCRM Program questions and escalate sensitive issues per procedures
- Analyze data and draw conclusions to meet program health reporting requirements
- Analyze emerging trends pertaining to regulatory changes and provide recommendations to address FCRM-related gaps and issues
- Proactively identify matters requiring additional review or escalation and liaise with appropriate staff to resolve
- Coordinate tracking and reporting of FCRM function initiatives and programs
- Provide guidance, assistance and direction to other FCRM partners; support knowledge transfer and training within the team
- Prioritize and manage workload to meet SLA requirements and protect organizational interests by identifying and escalating high-risk transactions
- Adhere to internal policies/procedures and regulatory guidelines; maintain culture of risk management and control
Requirements
- Undergraduate degree or equivalent work experience
- 3+ years experience (minimum) in relevant roles
- Preferred: Bachelor’s degree in Business, Finance, Law, Criminal Justice, or related field
- Advanced certifications such as CAMS, or equivalent are strongly preferred
- 3+ years of experience in KYC, EDD, or AML within a financial institution
- Demonstrated expertise in high-risk customer reviews and regulatory compliance
- Strong analytical, problem-solving, and decision-making skills
- Excellent written and verbal communication skills
- Proficiency in AML software and tools, and Microsoft Office Suite
- Ability to exercise discretion and independent judgment in assessing and managing risks
- Ability to manage multiple high-priority tasks and deliver results under tight deadlines
