Associate Attorney, Product Specialist
Thomson Reuters
Manager, RIA Product Specialist
Penn Mutual
full-time
Posted on:
Location Type: Remote
Location: Remote • 🇺🇸 United States
Visit company websiteSalary
💰 $110,000 - $140,000 per year
Job Level
SeniorLead
About the role
- Manages HTK’s full suite of advisory-based products and services to help drive the firm’s product strategy across various business lines.
- Risk assessment and due diligence - assesses the various risk factors with a given product, carrier, and/or investment platform and performs regular due diligence of offerings.
- Partners with Compliance and Legal Counsel to ensure all selling agreements and amendments are up to date.
- Manages new product request submissions and provides key support for our Product Review Committee (PRC).
- Leads on-boarding of approved products and selling agreements by working with various functional areas.
- Provides ongoing education and training programs for internal and external teams regarding advisory-based products.
Requirements
- Bachelor's Degree in Finance or related discipline required
- Master's Degree or industry designation (CFA, CFP, CIMA, CAIA) preferred
- 7-10 Years of experience in financial services, preferably as a product manager or similar position with a full-service broker/dealer, RIA required
- License FINRA Series 7 and 65/66 Required.
Benefits
- Flexible work arrangements
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
risk assessmentdue diligenceproduct strategyproduct managementfinancial analysisinvestment platformsselling agreementseducation programstraining programs
Soft skills
leadershipcollaborationcommunicationorganizational skills
Certifications
Bachelor's Degree in FinanceMaster's DegreeCFACFPCIMACAIAFINRA Series 7FINRA Series 65FINRA Series 66
