LPL Financial

SVP, Overlay Trading

LPL Financial

full-time

Posted on:

Location Type: Office

Location: New York City • California • New York • United States

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Salary

💰 $202,704 - $337,840 per year

Job Level

Lead

About the role

  • Deliver highly scalable trading solutions to LPL’s Centrally Managed Advisory programs.
  • Manage the trading function for these programs along with service and operational components.
  • Develop and refresh strategies to improve quality and scalability of service.

Requirements

  • Bachelor’s degree required; CFA or MBA preferred
  • Series 7, 65/66 required. Series 24 preferred.
  • 15+ years of experience with 10+ years of specific experience in leading large-scale investment advisory trading teams
  • Knowledge in managed accounts, tax management, and future state platforms including familiarity with competition (broker-dealers, RIA custodians, TAMPs, etc.)
  • Knowledge of commercial trading platforms offered by third-party vendors (InvestCloud, VestMark, MyVest, Charles River Development, etc.)
Benefits
  • 401K matching
  • Health benefits
  • Employee stock options
  • Paid time off
  • Volunteer time off
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
trading solutionsinvestment advisorytax managementmanaged accountslarge-scale tradingstrategies developmentservice quality improvementscalability
Soft Skills
leadershipmanagementoperational management
Certifications
Bachelor's degreeCFAMBASeries 7Series 65Series 66Series 24