Foresters Financial

Compliance

• Support the launch and operation of a suitability and compliance function for a new fixed/indexed annuity program in 49 states (excluding NY)
• Lead a small but dynamic team charged with making suitability decisions in accordance with the NAIC Suitability in Annuity Transactions Model Regulation
• Ensure adherence to internal policies and procedures as well as state and federal regulatory requirements pertaining to annuity suitability review process
• Manage workflows to ensure suitability reviews are completed in a timely manner
• Respond to internal or external inquiries in respect of the suitability program
• Support the ongoing maturing of a regulatory compliance program to ensure adherence to new state and federal regulatory requirements

Director, Annuity Suitability – Compliance

Financial Planning and Analysis

• Assisting in the preparation of the monthly/quarterly financial reviews
• Assisting in maintaining and developing the financial models required for forecasting and planning
• Assisting in the reporting and analysis of monthly/quarterly expenses
• Maintaining updating and improving operational expense tracking templates
• Assisting in business cases and other ad hoc analysis as required by the team
• Assisting in the annual and strategic planning process as required

Director, Annuity Suitability – Compliance

Financial Analyst – Summer CO-OP