FERI

Compliance

• Monitor and ensure compliance with capital markets regulations (in particular MiFID II, MAR, WpHG) and internal policies
• Advise business units on implementing and further developing regulatory requirements, policies and processes
• Support the new product process by reviewing new products and services for compliance risks
• Prepare compliance reports and analyses and assist with regulatory inspections
• Conduct and refine risk analyses and derive and implement appropriate control actions and measures
• Serve as a point of contact for internal and external stakeholders, particularly on capital markets compliance issues
• Analyze conflicts of interest and advise on the establishment of information barriers/confidentiality zones
• Support complaints management and contribute to cross-functional projects

Compliance Officer, Capital Markets Compliance

Events

• Organisation und Ansprechpartner(in) für strategisch wichtige Events im Rahmen des Kundendialogs mit dem Ziel, unsere Expertise durch Live-Formate erlebbar zu machen (Konzeption, Erstellung und Präsentation von Projektskizzen sowie Ablaufplänen)
• Steuerung des Einladungs- und Teilnehmermanagements über unser CRM (MS Dynamics) sowie Koordination relevanter Kooperationspartner und Dienstleister (inkl. Budgets)
• Identifikation relevanter (Finanz-)Themen und passender Eventformate (live, hybrid, online) in enger Abstimmung mit internen Stakeholdern
• Eventkommunikation und -dokumentation in Print-, Digital- und Social Media-Formaten
• KPI-Set-up und Analysen zur quantitativen und qualitativen Erfolgsmessung sowie Ableitung von Optimierungspotenzialen
• Fachliche Führung einer Dualen Studentin im Eventmarketing
• Verantwortung für das, am CRM-gebundene Marketingtool inkl. Weiterentwicklung, Optimierung, Newsletterversand und Veranstaltungsplanung
• Management strategischer Partnerschaften (z.B. Bad Homburg Open) inkl. Testimonial-Marketing mit unserer Markenbotschafterin Andrea Petković

Senior Marketing Manager – Events

• Conduct needs analyses and further develop internal processes, company-wide policies, and governance frameworks related to sustainability at FERI AG
• Responsible for sustainability reporting at both corporate and product levels with a focus on SFDR regulation (in collaboration with FERI Luxembourg)
• Monitor regulatory developments and market trends in sustainable finance and coordinate the necessary measures
• Document ESG processes and support internal and external audits
• Contribute to the development of sustainable financial products, including market and competitor analyses, strategic concept work, and preparation of presentations
• Participate in internal and external exchange formats on topics such as sustainability, biodiversity, and transformation
• Prepare and deliver training and design internal communications on sustainability topics
• Respond to RFPs and DDQs in the ESG and impact areas
• Complete the annual UN PRI questionnaire — liaise with internal stakeholders
• Work closely with various departments such as Compliance and Anti-Money Laundering, our in-house asset management company, the Project Management Office, and Portfolio Management

Regulatory Compliance Specialist – Sustainable Development Solutions

• Needs analysis and further development of internal processes, company-wide policies and governance frameworks in the field of sustainability for FERI AG
• Responsibility for sustainability reporting at company and product level with a focus on SFDR regulation (in cooperation with FERI Luxembourg)
• Monitoring regulatory developments and market trends in Sustainable Finance and coordinating required measures
• Documentation of ESG processes and support for internal and external audits
• Participation in the development of sustainable financial products, including market and competitor analyses, strategic concept work and preparation of presentations
• Contribution to internal and external exchange formats on topics such as sustainability, biodiversity and transformation
• Preparation and delivery of trainings and design of internal communications on sustainability topics
• Responding to RFPs and DDQs in the ESG and impact area
• Responding to the annual UN PRI questionnaire – liaising with internal stakeholders
• Close collaboration with various departments such as Compliance and Anti‑Money Laundering, our in‑house asset management company, the Project Management Office and Portfolio Management

Specialist, Regulatory Compliance – Sustainable Development Solutions

Financial Planning and Analysis

• Ensure client-facing quality and process management as part of the operational management of clients and business partners
• Participate in the continuous optimization and automation of operational processes in collaboration with relevant business units
• Serve as the primary contact for cost reporting under MiFID II
• Support the fulfillment, analysis, and implementation of regulatory requirements
• Design practical, cross-departmental solutions and hand them over for operational implementation
• Actively promote collaboration between business units and external service providers in cross-functional processes to further develop workflows
• Document and visually model relevant processes

Investment Operations Specialist – Quality and Process Management

• Data analyses and forecasting using econometric models
• Analysis of specific investment-related issues
• Preparation of presentations and reports
• Participation in projects or independent responsibility for individual projects

Internship in Investment Research – Asset Allocation

Data Analyst

• Provider management in the area of financial market data (e.g., Bloomberg, LSEG, Morningstar, WM Datenservice): steering and optimization of data vendors, contract management, cost control and ensuring data quality
• Design and further development of integrations to fund distribution platforms (e.g., Allfunds, Fondsdepot Bank, Clearstream, FNZ); support of interfaces and integration of platform data into internal systems
• Automation and technical implementation of data processes using SQL, VBA, R or Python, and development of efficient tools and reports for analysis and process optimization
• Leadership of data-related projects, from business concept through implementation to rollout; close collaboration with IT, Compliance, Risk Management and business units
• Ensuring compliance with regulatory requirements in data management, particularly in the areas of KYC, AML, vendor management, outsourcing, DORA and ESG data
• Subject-matter consulting and central interface function for internal stakeholders as well as external partners and service providers
• Active contribution to the strategic development of Data Management and Data Governance structures within the company

Senior Data Analyst – Financial Market Data

• Act as a liaison between business units
• Solve problems, including through pragmatic improvisation
• Accurately estimate, prioritize, and organize time required for various tasks
• Drive the digitalization of our processes
• Improve the quality of our service level
• Ensure client-side quality and process management
• Contribute to the continuous optimization and automation of operational processes
• Serve as the central contact for cost reports under MiFID II
• Assist in fulfilling, analyzing, and implementing regulatory requirements
• Design practical solutions across business units
• Actively promote collaboration between internal departments and external service providers
• Create written and visual process models of relevant workflows

Investment Operations Specialist – Quality & Process Management

Manager

• Mitgestaltung und Weiterentwicklung des IKT-Risikomanagement-Regelwerks
• Erstellung und Aufbereitung von Berichten zu IKT-Risiken, IKT-Vorfällen und Kostenfolgen
• Pflege und kontinuierliche Verbesserung der Dokumentation von IKT-gestützten Prozessen, Rollen und Assets
• Koordination und Durchführung regelmäßiger Risikobewertungen
• Analyse und Behandlung von Informationssicherheits- und IKT-Vorfällen
• Prüfung der digitalen Resilienz und Auditierung risikominimierender Maßnahmen
• Unterstützung beim Management und Überwachung von IKT-Drittdienstleistern
• Mitwirkung bei Projekten und Prozessen der Risikomanagement-Abteilung
• Ansprechpartner für die Fachbereiche in (IKT-)Risikofragen

IKT Risikomanager

• Contribute to the design and continuous development of the ICT risk management framework
• Prepare and produce reports on ICT risks, ICT incidents and their financial impact
• Maintain and continuously improve documentation of ICT-supported processes, roles and assets
• Coordinate and conduct regular risk assessments
• Analyze and manage information security and ICT incidents
• Assess digital resilience and audit risk-mitigating measures
• Support management and oversight of ICT third-party service providers
• Participate in projects and processes within the risk management department
• Act as the point of contact for business units on (ICT) risk matters

ICT Risk Manager

• Überwachung und Sicherstellung der Einhaltung kapitalmarktrechtlicher Vorschriften (insb. MiFID II, MAR, WpHG) sowie interner Richtlinien
• Beratung der Fachbereiche bei der Umsetzung und Weiterentwicklung regulatorischer Anforderungen, Richtlinien und Prozesse
• Begleitung des New-Product-Prozesses durch Prüfung neuer Produkte und Dienstleistungen auf Compliance-Risiken
• Erstellung von Compliance-Berichten und Analysen sowie Unterstützung bei aufsichtsrechtlichen Prüfungen
• Durchführung und Weiterentwicklung von Risikoanalysen sowie Ableitung und Umsetzung geeigneter Kontrollhandlungen und -maßnahmen
• Ansprechpartner für interne und externe Stakeholder , insb. zu kapitalmarktrechtlichen Compliance-Themen
• Analyse von Interessenkonflikten sowie Beratung bei der Einrichtung von Vertraulichkeitsbereichen
• Unterstützung beim Beschwerdemanagement sowie Mitwirkung an bereichsübergreifenden Projekten

Compliance Officer – Kapitalmarktcompliance

Sales

• New client acquisition: Proactively reach out to potential clients (primarily private bankers, asset managers, fund-of-funds managers, IFAs, and other distribution partners in the third-party fund business)
• Existing client management: Build and maintain client relationships; advise on our FERI fund solutions and strategies
• Sales support: Prepare presentations, proposals, and other sales materials
• Collaboration: Closely coordinate with other departments such as product development, portfolio management, and marketing/communications
• Market monitoring: Analyze market trends and competitor activity to adapt sales strategies
• Reporting: Produce sales reports and analyses to monitor performance; enter and maintain data in the CRM

Junior Sales Manager – Fund Solutions

Data Scientist

• Perform quantitative ESG analyses for equities, bonds and funds using internal and external data sources
• Analyze and evaluate ESG-relevant criteria for various companies and projects, including for client-specific requests
• Contribute to the development, further development and maintenance of ESG analysis systems and databases within the FERI Group
• Apply and optimize existing methods for assessing projects according to SDG and ESG criteria
• Prepare and visualize analysis results for internal and external presentations
• Document internal processes, including source code management, data consistency and quality assurance
• Support the SDG Office in carrying out ongoing analyses and preparing reports
• Work closely with various departments such as IT Development, the Project Management Office and Portfolio Management

Junior Data Scientist, ESG, SDG

• Als Operations Specialist fungieren Sie als Bindeglied zwischen den Fachabteilungen.
• Sie lösen Probleme, auch durch Improvisation, und können den Zeitaufwand für verschiedene Aufgaben effektiv einschätzen, priorisieren und organisieren.
• Sie treiben die Digitalisierung unserer Prozesse voran und verbessern die Qualität unseres Servicelevels.
• Sicherstellung des kundenseitigen Qualitäts- und Prozessmanagements im Rahmen des operativen Managements von Mandanten und Geschäftspartnern
• Mitwirkung bei der kontinuierlichen Optimierung und Automatisierung operativer Betriebsprozesse in Zusammenarbeit mit relevanten Fachbereichen
• Zentraler Ansprechpartner für Kostenreports nach MiFID II
• Mitarbeit bei der Erfüllung, Analyse und Umsetzung regulatorischer Anforderungen
• Konzeption praxistauglicher Lösungen über Fachabteilungen hinweg mit Übergabe in die operative Umsetzung
• Aktive Förderung der Zusammenarbeit zwischen Fachbereichen und externen Dienstleistern in übergreifenden Prozessen zur Weiterentwicklung der Arbeitsabläufe
• Schriftliche und visuelle Prozessmodellierung relevanter Vorgänge