FERI

Compliance

• Reviewing new and existing business partners and assets to meet statutory due diligence requirements
• Supporting the Compliance Officer in implementing required enterprise-level compliance risk management
• Assisting in the administration, implementation, update, and optimization of the documented compliance framework
• Supporting the execution and development of risk analyses to identify potential risks in anti-money laundering (AML) prevention
• Identifying and assessing the materiality and impact of new legal and regulatory requirements
• Monitoring and further developing control activities in line with the control plan, as well as governance structures to ensure regulatory compliance
• Advising management and staff and providing subject-matter support for compliance-related projects
• Supporting further automation and digitalization of the Compliance function's processes

Compliance Manager

• Contribute to the analysis and development of internal processes, policies and governance frameworks related to sustainability
• Support sustainability reporting at corporate and product level with a focus on SFDR regulation (in cooperation with FERI Luxembourg)
• Monitor regulatory developments and market trends in sustainable finance and derive and coordinate required actions
• Document ESG processes and support internal and external audits
• Support the development of sustainable financial products (market and competitor analyses, presentations, conceptual contributions)
• Participate in internal and external exchange formats on topics such as sustainability, biodiversity and transformation
• Prepare and deliver trainings and support internal communications on sustainability topics
• Support RFP and DDQ processes in the ESG and impact area
• Contribute to responding to the annual UN PRI questionnaire and coordinate with internal stakeholders
• Work closely with Compliance, Anti-Money Laundering (AML), the asset management company, the Project Management Office and Portfolio Management

Specialist, Regulatory Compliance

Financial Planning and Analysis

• Mitarbeit bei der Konzeption und Erstellung von Vertriebsmaterialien für unsere Asset-Management-Dienstleistungen und Fondskonzepte
• Eigenständige Erstellung und Koordination von RfPs sowie Unterstützung bei der Ausarbeitung von Anlagevorschlägen
• Inhaltliche Aufbereitung von Investmentkonzepten und Präsentationen für unterschiedliche Kundengruppen (u. a. HNWIs, UHNWIs und Family Offices)
• Unterstützung bei der Entwicklung von strategischen Asset-Allokationsvorschlägen in enger Zusammenarbeit mit unseren Investmentexperten
• Bereichsübergreifende Abstimmung mit Asset Management, Alternative Investments, Family Office und Marketing
• Mitwirkung bei der Vorbereitung und inhaltlichen Gestaltung von Investorenveranstaltungen
• Abstimmung mit internen Investmentexperten und strukturierte Aufbereitung der Inhalte im Rahmen von Pitchprozessen

Investment Proposals Specialist

Counselor

• Provide comprehensive legal advice to the Management Board and business units on all commercial law matters, with a primary focus on labor and employment law and on related legal fields
• Willingness to independently research and become proficient in new and complex areas of commercial law, in particular banking and capital markets topics (e.g., corporate law, contract law, supervisory/regulatory law), and to develop new practice areas
• Develop and implement practical solutions for a wide range of legal challenges across the company
• Draft and review (employment) contracts, policies, works agreements, and other legal documents, as well as internal processes
• Represent the employer in dealings with the works council and external stakeholders
• Ensure compliance and monitor legal changes across various legal areas
• Support or lead legal disputes and, where necessary, litigation; coordinate external counsel
• Participate in interdisciplinary projects, particularly those related to digitalization and Legal Tech, and actively contribute to the design and conception of internal processes and structures

Legal Counsel – Commercial Law Advisory, Labor & Employment Law

Software Engineer

• Development, implementation and maintenance of Dynamics 365 Sales solutions (Customer Engagement)
• Creation and maintenance of Power Apps, plugins, workflows and automations based on the Power Platform / Dataverse
• Technical design of modern CRM solutions and close collaboration with product owners and project teams
• Automation of processes, CI/CD of solutions, and deployment using DevOps
• Conducting code reviews, ensuring code quality and compliance with technical standards
• Analyzing and resolving defects and supporting complex technical issues
• Participation in integrations via REST APIs, Azure Functions and event-driven architectures

Compliance Manager

Specialist, Regulatory Compliance

Investment Proposals Specialist

Legal Counsel – Commercial Law Advisory, Labor & Employment Law

Microsoft Dynamics 365 CE Developer – Development, Administration