Senior Lead Compliance Officer – Structured Products Group
Wells Fargo
Head of Regulatory Reporting
CIBC US
full-time
Posted on:
Location Type: Hybrid
Location: Chicago • Illinois, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $180,000 - $200,000 per year
Job Level
Lead
About the role
- Overseeing and managing all aspects of regulatory reporting for the bank’s US operations
- Leading a team, collaborating with cross-functional departments
- Serving as a key liaison with regulators and internal stakeholders
- Preparing, reviewing, and submitting all required US regulatory reports
- Ensuring accuracy, completeness, and timeliness of all regulatory filings
- Interpreting new and evolving regulatory requirements
- Managing, mentoring, and developing a high-performing regulatory reporting team
- Working closely with Finance, Risk, Compliance, Technology, and Business Units
- Identifying and implementing process enhancements and automation opportunities
- Monitoring regulatory developments and proactively addressing potential compliance gaps
Requirements
- Bachelor’s degree in Accounting, Finance, Business, or related field (Master’s or CPA preferred)
- At least 10+ years of experience in regulatory reporting within banking or financial services, with at least 5 years in a leadership role
- Deep knowledge of US banking regulations and regulatory reporting requirements
- Exceptional analytical, project management, and communication skills
- Experience with regulatory reporting systems and data management tools
- Proven ability to interact effectively with regulators and senior management
Benefits
- Medical
- Dental
- Vision
- Health Savings Account
- Life Insurance
- Disability
- Other Insurance Plans
- Paid Time Off (including Sick Leave, Parental Leave and Vacation)
- Holidays
- 401(k)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory reportingdata managementprocess enhancementsautomationUS banking regulationsregulatory requirementsanalytical skillsproject management
Soft skills
leadershipcollaborationcommunicationmentoringteam management
Certifications
Bachelor’s degreeMaster’s degreeCPA
