Compliance

• Overseeing and managing all aspects of regulatory reporting for the bank’s US operations
• Leading a team, collaborating with cross-functional departments
• Serving as a key liaison with regulators and internal stakeholders
• Preparing, reviewing, and submitting all required US regulatory reports
• Ensuring accuracy, completeness, and timeliness of all regulatory filings
• Interpreting new and evolving regulatory requirements
• Managing, mentoring, and developing a high-performing regulatory reporting team
• Working closely with Finance, Risk, Compliance, Technology, and Business Units
• Identifying and implementing process enhancements and automation opportunities
• Monitoring regulatory developments and proactively addressing potential compliance gaps

Head of Regulatory Reporting

Compliance Analyst

Quality Specialist – Customer Compliance

Compliance Officer – Advisory

Director, US Regulatory – Global Strategic Labelling

Senior Manager, Compliance Monitoring and Oversight