Ameriprise Financial Services, LLC

General Counsel

• This Senior Counsel role offers the opportunity to play a meaningful role in shaping RiverSource Life Insurance products across their full lifecycle—from early concept and development through launch and long-term administration.
• As a trusted legal advisor, you’ll partner closely with cross functional product, underwriting, new business and operations teams to help bring thoughtful, compliant, and competitive insurance solutions to market.
• In this role, you’ll translate complex regulatory requirements into clear, practical guidance that supports informed decision making and product strategy.
• By balancing innovation with effective risk management, you’ll help teams move forward with confidence while supporting new business initiatives and in force policy administration.
• This role will support Life Product Development by drafting, reviewing, and finalizing contracts and prospectuses that support the sale of individual life insurance products.
• Filing strategies to drive timely state and federal regulatory approvals for new contracts and prospectuses, including the response and effective resolution to regulatory objections.
• New Business, Underwriting and Service and Operations business units by researching laws and providing guidance.

Senior Counsel

Chief Technology Officer

• Work with stakeholders to translate desired business outcomes into actionable technical programs
• Partner with business teams across investments, distribution, investment operations, data and business change to scope and deliver change
• Guide business partners in creating actionable requirements for business solutions
• Work in a matrix managed structure with the technology product teams to execute on projects
• Oversee the overall portfolio of technical projects from a risk management, technical execution, project financials and engineering enablement perspective
• Review systems designs and technology solutions with a program risk mitigation lens identifying architectural risks, technical blockers, etc., that might inhibit project execution
• Ensure that projects are executed and managed in line with project management standards, and aligned with technology product roadmaps so that the overall technology stack evolves in line with the agreed strategy
• Provide transparent communication on program progress to stakeholders (up to C-suite level)

Head of Technology Delivery

Architect

• Develop a business architecture strategy
• Work as an effective liaison between the business and technology
• Define and maintain strategy to ensure technology solutions support business needs
• Create and oversee the road map for capabilities within the domain

Director – Business Architecture

Recruitment

• Represent Ameriprise Independent Advisors (AIA), Ameriprise Advisor Group (AAG), and Ameriprise Financial Institutions Group (AFIG) to all channels of distribution with the goal of recruiting quality new advisors into the firm
• Travel throughout their territory building relationships with advisors at competing firms who may be open to considering a change in affiliation and is accountable for overall regional recruiting results
• Manage advisor recruiting pipeline by leveraging team resources, implementing best practices and activity
• Maintain accurate and timely candidate records in recruiting contact management system and report accurately on results
• Communicate advisor recruiting status and results effectively to internal and external audiences
• Answer advisor questions and resolve issues as needed
• Communicate Ameriprise value proposition through brokerage knowledge and expertise effectively to prospective advisors
• Evaluate advisor practices to ensure portability of assets and compliance with company hiring standards
• Create a consistent, high volume flow of qualified candidates through various sources including referrals from online tools, networking with local wholesalers in the region, and firm marketing/advertising through industry publications
• Build centers of influence to promote advisor referral opportunities with existing franchise advisors and other field staff to develop local recruiting sources
• Build and maintain strong partnerships between corporate partners, field leaders and advisors to achieve recruiting goals aligned with business strategies
• Set expectations with advisors and field leaders around recruiting process
• Extensive phone work is instrumental to success in the role
• Demonstrate and maintain a strong fundamental knowledge of products, process and capabilities for broker dealer
• Maintain current industry competitive intelligence, benchmarking and analysis

Regional Recruiting Director – Experienced Advisor Recruiting

Client Services Representative

• Assist advisor(s) in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions as described by the advisor.
• Prepare and summarize client meetings by scheduling and confirming meetings, entering data into contact manager, building the agenda and summary of meetings, escorting clients to advisor meeting and providing vital follow-up.
• Ensure new business paperwork is submitted efficiently which includes preparation of forms and documentation for submission to home office, acquisition of appropriate signatures, tracking of new insurance applications and coordination of rollovers.
• Coordinate marketing events which include organizing the event, contacting vendors, finalizing event details, crafting marketing compliance documentation and managing event marketing reimbursement.
• Provide general administrative duties such as answering the advisors’ phone, processing expense management reports, preparing routine client correspondence, supporting closes, setting up client documents and new business correspondence and alerts.

Registered Client Service Associate

Account Executive

• Manage designated geographic territory to promote sales for Ameriprise Banking & Cash Solutions
• Proactively conduct outbound calls to advisors in assigned region
• Ensure a high level of advisor satisfaction by responding to inbound calls
• Maintain strong working relationships with product partners, IRG, and regional team
• Accurately track all activity in Salesforce.com
• Utilize Microsoft Teams for advisor sales interactions
• Provide support and participate in advisor/client presentations as required
• Complete required coursework to maintain compliance with state and federal regulations

Sales Consultant – Banking and Cash Solutions

Data Analyst

• Partner with business stakeholders to gather and refine data requirements, delivering actionable insights that enhance understanding of consumer behavior.
• Perform and deliver on complex ad-hoc business analysis requests
• Develop LLM based solutions for Document Analysis/AI decision making helping automating processes in business area.
• Develop predictive models to support varied business objectives, as needed
• Development and execution of reports for program tracking, model validation, and other information-based solutions support
• Translate analytic output into understandable and actionable business knowledge.
• Communicate findings effectively to both technical and non-technical stakeholders.
• Engage US counterparts to ensure solutions are appropriate as per business requirement and level of readiness
• Coordinate and prioritize business needs in a matrix management environment
• Documentation and communication of results and recommendations to external and internal teams.
• Ensuring maintenance of requisite quality standards

Risk

• Background supporting asset management risk, compliance, or investment operations teams.
• KRI management, monthly Risk of Change (ROC), ad-hoc Request for Proposal (RFP).
• Due Diligence questionnaires (DDQ), ad-hoc Risk Issue and Acceptance ad-hoc Governance.
• Dashboards and Reports monthly Emerging Risks & Global Transformation.
• Documenting procedures and supporting control testing.
• Review large data sets for summary analysis and identify issues accurately.
• Daily operational activities, such as data validation, reconciliations, performance checks, pricing support, or risk reporting.

Team Lead – Ops Risk Management

• Assist in collecting, cleaning, and processing large datasets using SQL and Python.
• Perform exploratory data analysis (EDA) to identify trends, patterns, and anomalies.
• Develop, maintain, and enhance interactive dashboards using tools like Tableau or Power BI to communicate key metrics.
• Support the development and implementation of basic machine learning models.
• Help in evaluating and experimenting with Large Language Models (LLMs) for data-related tasks, support key GenAI initiatives.
• Collaborate with team members to present data-driven insights and recommendations to stakeholders.

Accounting Manager

• Provide oversight for the delivery of fund administration and other related operational services as supplied by the outsourced administrator.
• Build and manage the relationship with the supplier daily.
• Liaise with the supplier on the provision of the services to ensure the overall service to Columbia Threadneedle not only meets but exceeds requirements.
• Resolve issues escalated to the Oversight Team from the supplier, Columbia Threadneedle business areas or our clients.
• Utilize oversight tools to monitor and promote successful supplier performance by ensuring agreed SLA and contractual deliverables are achieved.
• Monitor KPI’s and take appropriate action where trigger points are crossed.
• Completion of periodic onsite process reviews, identifying risks and opportunities for continuous improvements proposing and owning delivery of enhancements as required.
• Monitor supplier reports and MI deliverables, ensuring accurate completion of all assigned tasks.
• Address and resolve day to day issues as raised by the Columbia Threadneedle business and suppliers, effectively escalating issues that cannot be resolved.
• Take responsibility for issues resolution, maintain issues logs, monitor for trends and drive early resolution through attendance at regular internal and external meetings and direct contact with the parties involved.
• Liaise with Columbia Threadneedle control functions (Compliance / Risk / Audit / Legal) on individual issue events or general supplier performance issues as required.
• Develop an open and effective relationship with key Columbia Threadneedle functions including the Front Office, Middle Office, Distribution and TA Oversight.
• Develop an open and effective relationship with Key Columbia Threadneedle Clients where applicable.
• Produce reporting as required by management for use in internal and external meetings, Committees and Company Boards.
• Provide support to the Change process in the role of SME.
• Ensure all Fund Accounting processes are fully documented and regularly reviewed for appropriateness and relevance.

Group Lead – Fund Accounting Oversight

Compliance

• Supports compliance operations by managing workflows, reviewing alerts, validating data, and delivering accurate reporting
• Administer certifications and related follow up
• Ensure accuracy of data feeds into the compliance tool through validation and reconciliations
• Investigate and resolve data discrepancies between the tool and source systems
• Monitor, analyze and resolve the trade errors in the system
• Manage the end-to-end process for statement and contract note retrieval
• Assist with the generation of scheduled and ad-hoc compliance reports from the tool for management and regulatory purposes
• Create dashboards and visualizations using built-in reporting features and Power Platform
• Identify repetitive compliance tasks and suggest and design automation solutions to reduce manual effort
• Develop scripts or workflows (using SQL, Python, or RPA tools) to automate data imports, alert handling, and report generation
• Partner with IT and compliance technology teams to integrate the compliance tool with other systems for seamless data flow
• Monitor automation performance, troubleshoot issues, and continuously optimize processes
• Document automation logic and maintain version control for audit and governance purposes

Senior Compliance Analyst

AI Engineer

• Engineering a technology stack to revolutionize insight generation through AI-powered analytics.
• Building scalable solutions to enhance investment management workflows.
• Integrating a technology stack with LLMs to support a range of uses.
• Accelerating the adoption of generative AI across the asset management value chain.
• Develop production-grade applications integrated with LLMs from concept to deployment.
• Design and implement automated workflows for complex investment processes.
• Collaborate with global teams to deliver high-impact solutions.

Senior Artificial Intelligence Engineer

• Partnering with technology, business, compliance, and audit partners to operationalize technology risk framework.
• Lead and participate in IT focused audits demonstrating a solid working understanding of IT Controls Assurance process end-to-end.
• Acting as a liaison between audit owners and technology teams to facilitate ongoing audits including SOX, SOC2, and ISAE.
• Producing reporting packs for all levels of management to increase awareness of the status of core workstreams.
• Developing training and awareness materials to facilitate the inclusion of risk principles across the technology organization.
• Reviewing the setup of complex systems and technology governance frameworks in line with industry leading practices (e.g. ITIL, COBIT, NIST, ISO, etc.)
• Contribute by providing insights and recommendations to further improve overall technology risk management.
• Be responsible for the successful end-to-end delivery of multiple engagements including supporting team members.
• Develop strong relationships with stakeholders and potentially identify new risks and suggesting mitigating controls.

IT Risk Analyst

Mechanical Engineer

• Design, develop, and maintain applications using Python, Java/.NET
• Build and deploy containerized applications using Docker and AWS container services (ECS, EKS, or Fargate)
• Implement automated pipelines for code versioning, build, testing, and deployment using CI/CD tools (GitHub Actions, GitLab CI, Jenkins, or AWS CodePipeline)
• Develop and manage cloud infrastructure using Infrastructure as Code (Terraform, CloudFormation, or CDK)
• Enablement for emerging services like Azure Fabric, setting up CI/CD pipelines, working closely with platform and cloud teams while keeping ownership of application development
• Contribute to establishing best practices and reusable patterns for Azure Fabric application packaging, versioning, and release automation
• Collaborate with cross‑functional teams (cloud, DevOps, QA, product) to deliver high-quality features
• Troubleshoot production issues and drive continuous improvement across systems and processes
• Ensure compliance with data governance and security protocols
• Drive automation and efficiency in everything you do, development, reporting, enhancements, automation

Senior Associate, Design Engineering

Director

• Partner with internal and external wholesaler and/or advisor to uncover advanced cases, then prepare a sales strategy to assist high net worth and small business owner clients to use life insurance or annuities to accomplish their advanced / complex planning goals
• Prepare and conduct sales training presentations and speaking engagements on advanced topics to insurance and annuity wholesalers, advisors and clients via both small and large groups
• Partner with insurance, annuities, AMP Higher Net Worth team, financial planning, personal trust and other Ameriprise departments to partner on strategy and content development that will assist the development of advanced strategies for key initiatives that can increase client engagement and advisor productivity
• Assist marketing team in the development of advanced sales strategies, training decks and seminars
• Monitor legal and tax developments that may affect the company’s insurance and annuity products, strategies and/or services
• Manage sales practices in a compliant manner
• Complete required coursework in order to maintain compliant with state and federal regulations and licenses

Senior Counsel

Head of Technology Delivery

Director – Business Architecture

Regional Recruiting Director – Experienced Advisor Recruiting

Registered Client Service Associate

Sales Consultant – Banking and Cash Solutions

Data Analyst

Team Lead – Ops Risk Management

Data Analyst

Group Lead – Fund Accounting Oversight

Senior Compliance Analyst

Senior Artificial Intelligence Engineer

IT Risk Analyst

Senior Associate, Design Engineering

Director of Advanced Strategies