Senior Financial Recovery Representative – Special Assets
Huntington National Bank
Senior Investment Portfolio Control Consultant
Wells Fargo
full-time
Posted on:
Location Type: Hybrid
Location: Saint Louis • Montana, North Carolina • 🇺🇸 United States
Visit company websiteJob Level
Senior
Tech Stack
PMP
About the role
- Work with advisors daily providing investment risk data, reviewing investment strategies and benchmarks, and identifying key risk in client accounts
- Conduct proactive reach outs to advisors to help them reduce investment risk in client accounts
- Help train advisors on the use of analytic tools and firm resources, key investment risk controls, and the resolution to control alerts
- Performs various moderately complex activities related to assessing portfolio risk exposures
- Identify, assess, manage and mitigate current and emerging investment risk
- Provides an aggregate view of portfolio risk and serves as a subject matter expert for measuring and managing investment risk
- Consults and provides input into investment processes and governance
- Produces daily, monthly, quarterly and annual investment risk reports for Sr. Management
- Utilizes multiple complex data sources; complies and mines sources to achieve data needs for analyses
- Adheres to data management / data governance regulations and policies for data integrity
- Lead or partner with the relevant business group to identify, assess, manage and mitigate current and emerging investment risk
- Collaborate and consult with peers, colleagues and mid-level managers to resolve issues and achieve goals
- Potentially lead projects and team initiatives to advance risk monitoring and/or serve as a guide for less experienced consultants
- Consult and provide input into business processes, control execution, policies and procedure implementation and governance
- Produces daily, monthly, quarterly and annual investment risk reports for Sr. Management
Requirements
- 4+ years of investment portfolio control experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- 4+ years of Investment acumen and Investment risk experience
- FINRA registration including Series 7 and Series 66 (or FINRA recognized equivalents)
- Demonstrated leadership on cross-functional business initiatives as well as leading small working groups
- Broad experience working with other departments in the firm including Product Management, compliance, operations, business control, EIT, supervision etc
- Experience implementing policies and procedures, oversight of controls, and conducting supervisory review tasks
- Project management experience leading projects, risk control efforts, including the Project Management Professional (PMP) Certificate
- Ability to prioritize work, meet deadlines, achieve goals and work under pressure in a dynamic and complex environment
- Experience with developing new control processes, understanding data file structure, and coordinating with EIT and Product Owner business partners
- Strong analytical skills with high attention to detail and accuracy
- Experience leading projects with third party vendors such as Blackrock Alladin, Morningstar Direct or FactSet
- Intermediate Microsoft Office Skills, including Excel
- Excellent verbal, written, and interpersonal communication skills
- BS/BA degree or higher in accounting or finance, computer science, engineering or other scientific background
- Chartered Financial Analyst (CFA) designation or demonstrated progress toward the designation
Benefits
- Hybrid Work Schedule - 3 days in the office and 2 day remote
- Additional requirements include meeting enhanced financial fitness and criminal background standards
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
investment portfolio controlinvestment riskdata managementdata governanceproject managementcontrol processesanalytical skillsdata analysisrisk monitoringsupervisory review
Soft skills
leadershipcollaborationcommunicationproblem-solvingtime managementattention to detailgoal achievementadaptabilityinterpersonal skillsprioritization
Certifications
FINRA Series 7FINRA Series 66Project Management Professional (PMP)Chartered Financial Analyst (CFA)BS/BA in accountingBS/BA in financeBS/BA in computer scienceBS/BA in engineeringscientific background
