Wells Fargo

Due Diligence Consultant

Wells Fargo

full-time

Posted on:

Origin:  • 🇺🇸 United States

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Salary

💰 $55,300 - $108,200 per year

Job Level

JuniorMid-Level

About the role

  • Complete detailed written analyses of high-risk customers to mitigate risk
  • Own client onboarding process to mitigate risk through a due diligence process
  • Participate in conducting less complex client due diligence processes, research and identify opportunities to mitigate risk
  • Consult and provide support to interpret policies, guidelines and governance programs
  • Support business in execution of due diligence reporting processes and controls
  • Review and analyze client onboarding processes or challenges that require research, evaluation, and selection of alternatives
  • Exercise independent judgment to guide medium risk deliverables
  • Aggregate, evaluate and report results and escalate where necessary
  • Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in the due diligence function, policies, procedures and compliance requirements
  • Collaborate and consult with peers, colleagues, managers and internal and external customers to resolve issues and achieve goals
  • May consult and provide support to interpret policies, guidelines and governance programs
  • May review and analyze client processes or challenges that require research, evaluation, and selection of alternatives

Requirements

  • 2+ years of Due Diligence experience, or equivalent (including risk management, client service, operations support, or business process management)
  • 2+ years experience with Bank Secrecy Act (BSA)/ Anti Money Laundering (AML) /Office of Foreign Asset Controls (OFAC) regulatory compliance
  • 2+ years experience in conducting financial crimes investigations, activity analysis and risk analysis
  • Law enforcement or litigation experience
  • Clear and concise written communication skills
  • Analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization
  • Microsoft Office skills
  • Certified Anti Money Laundering Specialist (CAMS) and/or Certified Fraud Examiner (CFE)