Compliance

• Establishes and maintains an independent Compliance and Operational Risk Management function
• Understands, assesses, and monitors USAA’s risk profile
• Supports the independence of the Risk Management function
• Guides Risk Management in establishing and monitoring compliance with enterprise-wide risk limits
• Communicates, reports on, and escalates issues on the Association’s risk profile
• Assesses and mitigates competitive and regulatory threats to capital and earnings
• Develops talent within the department
• Oversees funding, budgeting, and execution of risk management initiatives and projects
• Holds self and others accountable to meet commitments

SVP, Chief Compliance and Operational Risk Officer

Regulatory Affairs Surveillance Specialist

Director, Product Compliance

Quality & Regulatory Manager

Senior Associate, Compliance – Form 5500 Filings

Grants Compliance Consultant