Audit Manager
Trading 212
full-time
Posted on:
Location Type: Remote
Location: United Kingdom
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About the role
- Plan individual audits, defining the scope and objectives of the review and identifying risks and controls to be evaluated.
- Complete the audit fieldwork, evaluating the effectiveness of controls, identifying breaches, control weaknesses and conduct risks, writing up conclusions and identifying audit findings.
- Draft individual audit reports, agreeing appropriate and timely management action plans to remediate audit findings.
- Manage positive stakeholder engagement throughout each assignment to encourage effective outcomes.
- Adopt innovative and efficient audit techniques, such as use of data analytics and AI where appropriate.
- Support the Head of Internal Audit with Internal Audit Issue Tracking and the preparation of departmental management information.
- Support the Head of Internal Audit with the preparation of papers for management, the Board Audit Committee and other committees as needed.
- Work collaboratively with key stakeholders, in particular Internal Audit Co-source partners, the “2nd Line of Defence” functions and the firm’s external auditors.
- Promote a strong control culture and high standards of regulatory compliance
Requirements
- Significant experience working in Internal Audit, within the financial services industry (in particular within investment and asset management firms).
- Professional internal audit or accountancy qualification and membership of associated professional body E.g. (ACA, ACCA, CIMA, CPFA, CIIA, CIA).
- Educated to degree level in finance, economics, business or a related field.
- Excellent communication and interpersonal skills.
- Ability to work under pressure and be pragmatic and adaptable.
- Experience and ability to deliver all stages of an audit from planning to reporting.
- Strong knowledge of risk management frameworks, governance and internal control processes.
- Ability to build strong relationships and manage challenging discussions with senior business stakeholders.
- Ability to explain audit findings and recommendations in a clear and impactful way to business leaders.
- Significant experience writing impactful, concise and balanced audit reports.
- Experience in using tools and techniques for gathering, analysing and evaluating data.
- Good understanding of Global Internal Audit standards and the Chartered IIA’s code of practice.
- Good understanding of FCA regulatory requirements for investment firms.
Benefits
- Challenges that will help you grow and realise your potential
- Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
- Work with smart, spirited, helpful, high-performing colleagues with a common goal
- An environment where nothing is set in stone
- Appreciation for your talent and ideas
- Generous remuneration package including annual bonuses
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
internal auditrisk management frameworksgovernanceinternal control processesdata analyticsaudit reportingaudit fieldworkaudit findingsstakeholder engagementcontrol culture
Soft Skills
communication skillsinterpersonal skillsadaptabilitypragmatismrelationship buildingproblem-solvingcollaborationimpactful presentationpressure managementnegotiation
Certifications
ACAACCACIMACPFACIIACIA