Trading 212

Compliance

• Lead regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.
• Drive improvement and Identify any gaps or weaknesses in the Plan and propose remedial actions.
• Day to day management and oversight of the Plan, ensuring tests are completed on time and that progress is made against the overall plan.
• Scope, implement and manage second line testing to ensure alignment with regulatory requirements and business processes.
• Oversee findings, recommended actions and management responses together with agreed timescales and action owners.
• Follow up on management's implementation of agreed actions whilst reporting all outstanding actions to the Senior Compliance Manager, escalating where relevant to the Head of Compliance.
• Track business unit actions to mitigate risk and support continuous improvement across the business.
• Ensure that the plan is regularly updated in line with changes to the regulatory landscape.
• Implement a best in class plan by leveraging the processes used in additional Trading 212 legal entities.

Compliance Monitoring Manager

Operations

• Support cross-functional operational and strategic projects.
• Prepare regulatory readiness and implementation materials.
• Conduct structured research, data analysis, and business case support.
• Track project progress, risks, dependencies, and key milestones.
• Prepare clear documentation, summaries, and decision materials.
• Support the operationalization of new processes, products, and market initiatives.
• Collaborate with teams across operations, product, compliance, and strategy.

Operations Intern

Legal Assistant

• Assist with the administration of Group entities across multiple jurisdictions.
• Provide administrative support to other teams within Group Legal (including commercial, regulatory, data protection and disputes) as required.
• Prepare and distribute Board and Committee packs.
• Draft Board and Committee agendas.
• Prepare first drafts of Board and Committee minutes.
• Assist with drafting shareholder resolutions, written resolutions and routine corporate documentation.
• Manage correspondence and coordination with external counsel, notaries, registered agents and corporate service providers, including invoice tracking.
• Assist with drafting and maintaining Board and Committee Terms of Reference.
• Maintain statutory registers and corporate records.
• Support e-signature workflows (e.g. DocuSign) and maintain the legal team's filing and document management systems.
• Support KYB requests by collating corporate documents.
• Assist with responses to audit, regulatory and internal information requests.
• Liaise with directors, senior stakeholders and external advisers to coordinate governance activities.
• Coordinate document execution, certification, notarisation and apostille requirements.
• Maintain governance templates and precedent documents.
• Support company secretarial filings and corporate projects.
• Provide administrative support to the Corporate Legal team.
• Handle confidential information with discretion.
• Undertake any other duties reasonably requested by the Group Company Secretary, Legal Counsel or Group Chief Legal Officer.

Legal Secretary

Backend Engineer

• Develop solutions by taking a holistic approach to problem solving, understanding business needs, service architecture, and underlying technologies and infrastructure.
• Engage in the full SDLC: from forming requirements, design, implementation, testing, deployment, to monitoring, ownership sits with you end to end.
• Take full ownership of your code and maintain it to a high standard, continuously improving and refactoring when needed.
• Build for performance, scale, and resilience, operating in an environment where downtime, latency, and data loss are not acceptable.
• Work in small, autonomous teams with short release cycles, balancing speed with engineering discipline.
• Learn from peers and actively share knowledge, contributing to a culture of honest feedback and continuous improvement.

Senior Backend Software Engineer, AI Teams

Risk

• Support the effective oversight of the firm’s CASS control framework, ensuring compliance with FCA Client Assets Sourcebook (CASS) requirements. Provide independent challenge over the design and operation of CASS controls, processes, and systems.
• Support the ongoing development and embedding of a strong CASS culture across the business. Ensuring a pragmatic and collaborative approach to oversight.
• Act as a key point of contact for CASS-related queries and escalations.
• Support the monitoring of daily, weekly, and monthly client money and custody asset reconciliations, escalating breaks or anomalies to the UK Head of CASS in a timely manner.
• Assist in identifying control gaps through regular CASS health checks and thematic reviews, and support the tracking of remediation actions to completion.
• Oversee the identification, assessment, investigation, and remediation of CASS incidents and breaches.
• Coordinate root cause analysis and ensure appropriate corrective and preventative actions are agreed, tracked, and completed.
• Support regulatory notifications and engagement with the FCA where required.
• Maintain accurate and complete CASS incident and breach records.
• Work with 2nd and 3rd line colleagues on a coordinated response to incidents.
• Own and manage the CASS Committee calendar, agenda planning, and paper submissions.
• Prepare, review, and challenge CASS Committee packs, ensuring clear reporting of risks, incidents, KPIs/KRIs, and action tracking.
• Track committee actions to completion and provide status updates and escalation where necessary.
• Maintain, and oversee the collation of CASS Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs).
• Analyse trends, emerging risks, and control weaknesses, providing clear management insight.
• Produce regular management information and governance reporting for senior stakeholders.
• Oversee CASS-relevant third-party relationships, including banks, custodians, and service providers.
• Coordinate due diligence reviews, ongoing monitoring, and oversight activities.
• Manage third-party portal access, acknowledgement letters, Powers of Attorney (POAs), and contractual documentation.
• Ensure appropriate escalation and remediation of third-party CASS risks and issues.
• Review and assess CASS-relevant agreements to ensure compliance with regulatory requirements.
• Provide oversight and challenge over contractual changes impacting client money or custody arrangements.
• Work closely with Legal and Procurement teams to ensure CASS considerations are appropriately embedded.
• Own and maintain CASS control documentation, including control maps, oversight frameworks, and evidencing standards.
• Oversee the drafting, review, and maintenance of CASS policies and procedures, ensuring they remain accurate and up to date.
• Support internal and external audits, regulatory reviews, and assurance activities.
• Maintain and keep current the CASS Resolution Pack (CASS 10), coordinating updates with Operations, Finance, and Technology as the business evolves.

CASS Governance & Oversight Manager

Recruitment

• Partner with Recruiters to understand role requirements and translate them into effective sourcing strategies and search strings
• Proactively identify, engage, and build relationships with passive candidates across LinkedIn, niche communities, and other channels
• Build and maintain talent pipelines and talent maps for current and anticipated future hiring needs
• Write compelling, personalised outreach that gets responses from hard-to-reach candidates
• Conduct initial candidate screening to assess interest, availability, and basic fit before handing over to the Recruiter
• Keep our ATS clean and up to date, tracking sourcing activity, response rates, and pipeline health
• Continuously test and refine sourcing channels, messaging, and Boolean search techniques to improve efficiency
• Stay close to market trends, talent pools, and competitor movements across the regions we hire in

Compliance Monitoring Manager

Operations Intern

Legal Secretary

Senior Backend Software Engineer, AI Teams

CASS Governance & Oversight Manager

Sourcer