Tidal Financial Group

Operations

• Ensure that daily trading operations run smoothly, including support for derivative and cross-asset trading, managing collateral, and cash management activities
• Ensure efficient and timely securities clearing, settlement, and reconciliation processes
• Monitor trading workflows and enhance operational efficiency to minimize risk and errors
• Ensure all trades are accurately recorded in relevant systems and that all discrepancies are promptly addressed
• Collaborate with traders, portfolio managers, and back-office teams to ensure alignment in trading strategies and processes
• Conduct regular reviews of trading systems, processes, and procedures to ensure compliance with internal policies and regulatory requirements
• Manage cash flows and liquidity requirements to support trading activities
• Develop and implement best practices for accounting, reporting, and reconciliation of trading activities
• Analyze trade data and prepare reports to inform decision-making and optimize trade performance
• Maintain up-to-date knowledge of market regulations, trading technologies, and financial products
• Participate in the development and maintenance of trading team procedures documentation
• Partner on technology solutions, maintain accurate documentation, and contribute to projects that optimize efficiency and mitigate risks

Assistant Vice President, Middle Office Operations

Vice President

• Serve as the senior point of contact for authorized participants (APs), market makers (MMs), exchanges, and broker-dealers to optimize ETF market quality.
• Lead capital markets strategy for new ETF launches, aligning trading and liquidity objectives with product and distribution goals.
• Represent Tidal in industry forums, regulatory discussions, and capital markets initiatives.
• Oversee daily ETF trading activity, creation/redemption processes, and NAV/trading price alignment, improving spreads, volumes, and premiums/discounts.
• Develop and implement strategies to enhance liquidity and efficiency in primary and secondary markets.
• Support derivatives risk oversight in compliance with SEC Rule 18f-4, including VaR calculations, stress testing, leverage monitoring, and back testing.
• Oversee derivatives trade execution, confirmation, collateral management, and counterparty risk monitoring.
• Ensure adherence to ETF, derivatives, and capital markets regulations; act as a key contact for audits and regulatory inquiries.
• Direct development of capital markets reporting, analytics, and performance dashboards; identify system enhancements to strengthen data integrity and operational controls.
• Leverage advanced financial modeling and risk analytics to inform trading strategies and market-making relationships.

Assistant Vice President, Middle Office Operations

Vice President, Capital Markets