Tidal Financial Group

Assistant Vice President, Middle Office Operations

Tidal Financial Group

full-time

Posted on:

Origin:  • 🇺🇸 United States

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Salary

💰 $80,000 - $115,000 per year

Job Level

Lead

About the role

  • Ensure that daily trading operations run smoothly, including support for derivative and cross-asset trading, managing collateral, and cash management activities
  • Ensure efficient and timely securities clearing, settlement, and reconciliation processes
  • Monitor trading workflows and enhance operational efficiency to minimize risk and errors
  • Ensure all trades are accurately recorded in relevant systems and that all discrepancies are promptly addressed
  • Collaborate with traders, portfolio managers, and back-office teams to ensure alignment in trading strategies and processes
  • Conduct regular reviews of trading systems, processes, and procedures to ensure compliance with internal policies and regulatory requirements
  • Manage cash flows and liquidity requirements to support trading activities
  • Develop and implement best practices for accounting, reporting, and reconciliation of trading activities
  • Analyze trade data and prepare reports to inform decision-making and optimize trade performance
  • Maintain up-to-date knowledge of market regulations, trading technologies, and financial products
  • Participate in the development and maintenance of trading team procedures documentation
  • Partner on technology solutions, maintain accurate documentation, and contribute to projects that optimize efficiency and mitigate risks

Requirements

  • Minimum of 2 years of experience in the brokerage and/or financial advisory industries
  • Bachelor’s degree in Finance, Accounting, Economics, or a related field is preferred
  • Advanced degree or relevant certification (e.g., CFA, CPA) is a plus
  • Solid understanding of derivative trading, fixed income products, cash management, and clearing processes
  • Proficient in Excel and other Microsoft Office applications
  • Strong grasp of accounting principles related to trading and financial transactions
  • High degree of accuracy and attention to detail
  • Ability to quickly identify issues, analyze data, and implement effective solutions
  • Excellent verbal and written communication skills
  • Proven ability to work collaboratively and drive process improvements
  • Experience with trading platforms, order management systems (OMS), and post-trade processing (preferred)
  • Familiarity with regulatory requirements related to trading activities (preferred)
  • Comfortable working the stated schedule (11:00 AM – 7:00 PM Eastern Time)