Tidal Financial Group

Attorney

• Provide legal counsel and guidance on all legal matters relevant to SEC-registered investment advisers, investment companies, and fund administration firms.
• Support Tidal clients by drafting registration statements, annual updates, and other required documentation with a focus on ensuring investment strategy descriptions are clear, accurate, and compliant with regulatory requirements.
• Draft principal investment strategies and risk disclosures for Funds that use complex strategies, including those that extensively use derivative instruments.
• Engage in consultative business and investment solution activities to develop and strengthen existing relationships.
• Review, research, interpret, and provide both written and oral guidance on a wide variety of legal issues facing Tidal.
• Prepare filings and documents for new Tidal-provided services, such as creating new trusts and drafting proxy and information statements (and related documentation).
• Perform miscellaneous job-related duties as assigned.

1940 Act Attorney

Financial Planning and Analysis

• Manage and streamline financial operations
• Lead and operationalize the monthly and quarterly close
• Perform and review financial reporting
• Oversee corporate spending
• Lead fund expense management
• Drive continuous improvement

AVP, Finance

QA Automation Engineer

• Build and maintain integrations between SaaS platforms (Notion, Slack, monday.com , HubSpot, Snowflake, etc.) using Python and REST/GraphQL APIs
• Design and implement automated workflows for business processes — intake forms, notification systems, data syncing, status tracking, approvals
• Build and manage databases and structured workflows in tools like Notion to replace ad-hoc spreadsheets and email-based processes
• Write clean, maintainable Python scripts and services; deploy and monitor them in production
• Work directly with business stakeholders to scope automation opportunities, gather requirements, and iterate on solutions
• Document integrations, workflows, and runbooks so the team can maintain and extend what you build
• Identify and flag opportunities to use AI (e.g., Claude API) to enhance automations where it adds clear value

Automation Engineer

Vice President

• Execute and manage trades across equities and options.
• Execute day-to-day duties in the Trading Operations Team, including but not limited to trade allocation, position settlement, and reconciliation of all trading.
• Utilize Bloomberg or other institutional trading platforms for efficient trade execution.
• Work closely with Prime Brokers and Market Makers to ensure trading best execution and fund efficiencies.
• Stay updated with market trends, economic developments, and trading strategies.
• Accountable for performance and adherence to fund objectives and delivering superior returns against direct competitors.
• Strong familiarity with Microsoft Excel and other Office applications.
• Partner with Investment/Portfolio Management team to continually improve and enhance the trading process and procedures.
• Work closely with our Operations Team to understand their needs and to build solutions that enable them to execute transactions and other operational processes effectively.
• Continually analyzing, reviewing and improving our operations and service as the trading business evolves.
• Interact and build strong relationships with stakeholders.

AVP of Trading

IT Support

• Respond to incoming requests and tickets, providing timely support for common issues such as:
• Troubleshoot and resolve issues related to Microsoft 365, endpoint devices, VPN connectivity, printers/peripherals, and basic networking (Wi-Fi, DNS basics, connectivity).
• Identify recurring issues and flag patterns to the IT Manager / Level 2 for deeper investigation.
• Own tickets from intake through resolution when within Level 1 scope; escalate cleanly when outside scope.
• Document symptoms, steps taken, resolution, and user communication in the ticketing system.

Level 1 IT Support

• Be a key member of the firm’s portfolio management team, taking an active role in managing portfolios and acting as liaison with clients.
• Provide operational support through portfolio monitoring, trade execution, compliance reporting, and investment thought leadership.
• Perform day-to-day portfolio reconciliation.
• Work with trading team on the preparation or execution of trades, rebalances, ETF baskets, etc.
• Prepare quarterly portfolio reconciliation and reports to assist in portfolio oversight, compliance reporting, board meetings and regulatory filing updates.
• Understand firm’s policies and procedures for overall compliance and portfolio management, identifying improvements, as applicable.

AVP, Trading – Active

• Manage intake of NDAs, service agreements, vendor agreements, and other commercial contracts.
• Maintain tracking systems to provide visibility into status, ownership, and timelines.
• Monitor deadlines, follow up with stakeholders, and help identify bottlenecks.
• Generate initial drafts using Ironclad templates and form-based workflows.
• Revise documents based on legal team guidance, incorporating comments and redlines.
• Review contracts for accuracy, completeness, formatting, and template consistency.
• Serve as liaison between Legal and internal teams (Business Development, Client Success, Finance, Operations).
• Route drafts, collect comments, and maintain version control.
• Maintain organized repositories of contracts and legal matter files.
• Document and refine repeatable legal workflows and SOPs.
• Recommend process improvements that reduce manual work and increase visibility.

Legal Operations Analyst

Content Marketing Manager

• Manage digital assets and website content for client and corporate sites
• Ensure content meets regulatory standards
• Collaborate with cross-functional teams to streamline workflows
• Maintain version control and archival protocols
• Conduct regular content audits and optimize user experience

Digital Asset Manager – Website and Digital Content

Solutions Engineer

• Canvas all Tidal departments to identify processes and workflows ready for automation, AI enhancement, or technical optimization
• Document current-state workflows and pain points through stakeholder interviews and process observation
• Design and document future-state solutions using tools such as LucidChart, including technical specifications, integration requirements, and implementation roadmaps
• Build proof-of-concept solutions as needed to validate feasibility and demonstrate value
• Present solution proposals to executive leadership for approval
• Hand off approved solutions to engineering and data platform teams with clear documentation for production implementation
• Maintain a prioritized pipeline of automation opportunities across the organization
• Stay current on automation technologies, AI capabilities, and integration patterns relevant to financial services operations

VP, Principal Solutions Architect

Marketing

• Support day-to-day execution of brand and marketing initiatives across digital, content, and campaign channels
• Assist with maintaining brand consistency across materials, presentations, and communications
• Assist in drafting and editing marketing content, including website updates, social media posts, internal communications, and thought leadership materials
• Help manage timelines, assets, and deliverables for marketing campaigns and initiatives
• Conduct market, competitor, and industry research to support brand positioning and campaign strategy
• Assist with tracking and reporting on marketing performance metrics (e.g., campaign engagement, content performance)

Marketing Co-op

Lead Generation

• Assist the marketing and business development team with day-to-day outbound prospecting and lead generation initiatives.
• Support the team by building clean and segment targeted prospect lists using a variety of data sources.
• Monitor outbound campaign metrics and help surface insights on what messaging and audiences perform best.
• Identify and research prospective firms and decision-makers to support targeted, high-quality outbound outreach.
• Maintain accurate and up-to-date CRM records by logging activity, updating contact information, and tagging leads appropriately.
• Enrich lead and account data by validating contact details and filling data gaps between data tools and internal CRM.
• Help document lead generation workflows, best practices, and repeatable outbound processes.
• Provide general support on additional marketing and business development projects as needed.

1940 Act Attorney

AVP, Finance

Automation Engineer

AVP of Trading

Level 1 IT Support

AVP, Trading – Active

Legal Operations Analyst

AVP of Trading

Digital Asset Manager – Website and Digital Content

VP, Principal Solutions Architect

Marketing Co-op

Marketing Lead Generation Co-op