FREE ACCESS
5,000–10,000 jobs/day
See all jobs on JobTailor
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
Investment Guideline Compliance Associate
Tidal Financial GroupCompliance Associate managing controls in Bloomberg AIM to ensure ETF investment guidelines adherence. Overseeing full lifecycle of trading compliance process at Tidal Financial Group.
Posted 7/15/2026full-timeRemote • Florida, Illinois, New York, Wisconsin • 🇺🇸 United StatesJuniorMid-Level💰 $90,000 - $115,000 per yearWebsite
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in investment guideline compliance, particularly within the ETF regulatory framework, while effectively managing multiple projects and communicating complex compliance issues to diverse stakeholders.
Highest-signal resume keywords
Investment Guideline ComplianceETF Regulatory FrameworkPortfolio Management OversightCompliance Systems ProficiencySeries Licenses or CFA Designation
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Investment Guideline CompliancePortfolio Management OversightCompliance MonitoringData ReportingPortfolio AnalyticsAdvanced Typing SkillsKnowledge of SEC RulesAsset Class KnowledgeIdentifying Compliance IssuesDrafting Skills
Soft Skills
Excellent Communication SkillsOrganizational SkillsInterpersonal SkillsEnergetic Self-StarterAttention to Detail
Tools & Technologies
Bloomberg AIMCompliance SystemsAI Tools for Compliance ChecksMicrosoft Word
Certifications & Qualifications
Series LicensesCFA Designation
Industry Keywords
ETF ComplianceInvestment OperationsInvestment ManagementMutual FundsComplex Investment Strategies
About the role
Key responsibilities & impact- Join the compliance team that handles the establishment of controls in Bloomberg AIM to ensure adherence to investment limits and restrictions included in ETF disclosure documents for ETFs sponsored by Tidal Investments.
- The scope of this role will span the full lifecycle of the trading compliance process—from the implementation of investment policies in fund disclosure documents into the Bloomberg AIM system through to pre- and post-trade compliance monitoring.
Requirements
What you’ll need- Five or more years of direct experience in a comparable role handling investment guideline compliance matters at an investment management firm involving ETF compliance, portfolio management oversight, or investment operations.
- Bachelor’s degree in finance, economics, accounting, or related field required; advanced degree, or JD preferred.
- Knowledge of ETF regulatory framework.
- Asset class knowledge (equities, fixed income, derivatives, alternatives, structured products, etc.).
- Experience in identifying compliance and portfolio management issues in complex investment strategies.
- Energetic self-starter with excellent organizational, communication (verbal and written), interpersonal, and drafting skills.
- Proven ability to manage and prioritize multiple projects simultaneously.
- Demonstrated capacity to work both independently and collaboratively under tight deadlines.
- Strong computer proficiency, including advanced typing skills and deep familiarity with Microsoft Word; ability to quickly learn and adapt to new software and processes.
- Working knowledge of SEC rules and regulations applicable to mutual funds and ETFs is preferred.
- Series licenses and/or CFA designation strongly preferred.
- Proficiency in compliance systems, data reporting, and portfolio analytics tools.
- Comfortable leveraging AI tools to streamline investment guideline compliance checks and exception documentation.
- Excellent communication skills with ability to explain complex compliance issues to stakeholders at all levels.
- Meticulous attention to detail while maintaining a big-picture perspective.
Benefits
Comp & perks- 🌐 Worldwide ❌ Jobs You've Hidden ⭐️ Saved Jobs ✅ Applied Jobs ✉️ Email Alerts 👤 Account Tidal Financial Group Website LinkedIn All Job Openings 51 - 200 employees Founded 2012 💸 Finance 💳 Fintech 📋 Compliance Finance
- Fintech
- Compliance Tidal Financial Group is a leading ETF investment and technology platform that specializes in managing exchange-traded funds (ETFs). With over 193 funds and $30 billion in assets under management, Tidal partners with various issuers to help clients successfully launch, manage, and grow their ETFs. The company offers a full suite of services, including strategy planning, regulatory compliance, portfolio management, and marketing, positioning itself as a premier choice in the ETF industry. Investment Guideline Compliance Associate 🔥 1 hour ago 🐊 Florida, Illinois, +2 more states – Remote 💵 $90k - $115k / year ⏰ Full Time 🟢 Junior 🟡 Mid-level 💸 Financial Planning and Analysis (FP&A) Apply Now Find Hiring Managers Customize resume + cover letter Report problem ☆ Save ☑️ Mark as applied ❌ Hide 📋 Description
- Join the compliance team that handles the establishment of controls in Bloomberg AIM to ensure adherence to investment limits and restrictions included in ETF disclosure documents for ETFs sponsored by Tidal Investments.
- The scope of this role will span the full lifecycle of the trading compliance process—from the implementation of investment policies in fund disclosure documents into the Bloomberg AIM system through to pre- and post-trade compliance monitoring. 🎯 Requirements
- Five or more years of direct experience in a comparable role handling investment guideline compliance matters at an investment management firm involving ETF compliance, portfolio management oversight, or investment operations.
- Bachelor’s degree in finance, economics, accounting, or related field required; advanced degree, or JD preferred.
- Knowledge of ETF regulatory framework.
- Asset class knowledge (equities, fixed income, derivatives, alternatives, structured products, etc.).
- Experience in identifying compliance and portfolio management issues in complex investment strategies.
- Energetic self-starter with excellent organizational, communication (verbal and written), interpersonal, and drafting skills.
- Proven ability to manage and prioritize multiple projects simultaneously.
- Demonstrated capacity to work both independently and collaboratively under tight deadlines.
- Strong computer proficiency, including advanced typing skills and deep familiarity with Microsoft Word; ability to quickly learn and adapt to new software and processes.
- Working knowledge of SEC rules and regulations applicable to mutual funds and ETFs is preferred.
- Series licenses and/or CFA designation strongly preferred.
- Proficiency in compliance systems, data reporting, and portfolio analytics tools.
- Comfortable leveraging AI tools to streamline investment guideline compliance checks and exception documentation.
- Excellent communication skills with ability to explain complex compliance issues to stakeholders at all levels.
- Meticulous attention to detail while maintaining a big-picture perspective. Apply Now 📊 Check your resume score for this job Improve your chances of getting an interview by checking your resume score before you apply. Check Resume Score Similar Jobs Carbon Finance Associate, Global Carbon Markets 🔥 1 hour ago The Nature Conservancy 5001 - 10000 🤲 Charity 🤝 Non-profit Website LinkedIn All Job Openings Carbon Finance Associate responsible for financial modeling and project viability for NCS carbon projects. Collaborates with TNC’s Global Carbon Markets team to ensure equitable benefit sharing and project success. 🇺🇸 United States – Remote 💵 $90k - $110k / year ⏰ Full Time 🟢 Junior 🟡 Mid-level 💸 Financial Planning and Analysis (FP&A) 🦅 H1B Visa Sponsor Financial Analytics Professional 🔥 2 hours ago Humana 10,000+ employees ⚕️ Healthcare Insurance Website LinkedIn All Job Openings Financial Analytics Professional managing data to support strategic decisions for Humana's Medicare Risk Adjustment Finance Department. Utilizing SQL and Python for financial modeling and analysis. 🇺🇸 United States – Remote 💵 $66.8k - $91.1k / year ⏰ Full Time 🟡 Mid-level 🟠 Senior 💸 Financial Planning and Analysis (FP&A) 🦅 H1B Visa Sponsor Financial Analyst 🔥 3 hours ago The PAC Group 201 - 500 ⚡ Energy Website LinkedIn All Job Openings Senior Financial Analyst at PAC Group responsible for financial analysis, budgeting, and reporting. Collaborating with cross-functional teams to drive operational efficiency. 🇺🇸 United States – Remote 💵 $90k - $105k / year ⏰ Full Time 🟡 Mid-level 🟠 Senior 💸 Financial Planning and Analysis (FP&A) Manager, Global Finance Services Risk and Controls 🔥 3 hours ago Cardinal Health 10,000+ employees ⚕️ Healthcare Insurance 💊 Pharmaceuticals Website LinkedIn All Job Openings Manage Global Finance Services Risk and Controls, ensuring robust financial oversight and performance. Collaborate with audits and oversee financial processes enhancing risk assessment and control measures. 🇺🇸 United States – Remote 💵 $105.1k - $135.1k / year 💰 $78M Post-IPO Debt on 2006-08 ⏰ Full Time 🟡 Mid-level 🟠 Senior 💸 Financial Planning and Analysis (FP&A) 🦅 H1B Visa Sponsor Finance Analyst IV – IT Finance 🔥 3 hours ago Centene Corporation 10,000+ employees ⚕️ Healthcare Insurance 🤝 Non-profit 🌍 Social Impact Website LinkedIn All Job Openings Finance Analyst IV at Centene analyzes financial data to support technology investments and forecasting. Collaborates with finance and tech leaders to drive strategic business decisions. 🇺🇸 United States – Remote 💵 $87.7k - $157.8k / year ⏰ Full Time 🟡 Mid-level 🟠 Senior 💸 Financial Planning and Analysis (FP&A) View More Financial Planning and Analysis (FP&A) Jobs 🌐 Worldwide Built by Lior Neu-ner. I'd love to hear your feedback — Get in touch via DM or support@remoterocketship.com Search Search Jobs by country Search jobs by city Search jobs by job title Search entry-level jobs Search junior-level jobs Search senior-level jobs Search jobs by tech stack Search jobs by contract type Search remote internships Search remote part-time jobs Remote jobs Anywhere in the World Companies Hiring Anywhere in the World Companies Hiring Sales People Anywhere in the World Companies Hiring Software Engineers Anywhere in the World Resources Advice Tips for finding remote jobs Interview questions and answers Resume examples Cover letter examples Post a job Affiliates Privacy policy Terms of service Job board SEO course AI Apply Copilot OpenClaw job finder Find jobs using your resume Jobs by Country Remote jobs anywhere in the world (Worldwide remote jobs) Remote jobs United States Remote jobs Australia Remote jobs Brazil Remote jobs Canada Remote jobs France Remote jobs Ireland Remote jobs Germany Remote jobs Netherlands Remote jobs Spain Remote jobs UK Popular Jobs Remote data analyst jobs Remote customer support jobs Remote executive assistant jobs Remote marketing jobs Remote product designer jobs Remote product manager jobs Remote project manager jobs Remote recruiter jobs Remote sales jobs Remote software engineer jobs Jobs by Type Remote full-time jobs Remote part-time jobs Remote contract jobs Remote internship jobs Remote entry-level jobs Remote jobs with no experience required Remote junior jobs (1-3 years of experience) Digital nomad jobs Remote jobs with no degree required Freelance remote jobs Temporary remote jobs Remote jobs hiring now Stay at home mom jobs